Clearly Erroneous Transaction Policy Clearly Erroneous Transaction Policy Definition & Terms A "clearly erroneous" transaction is defined as an execution on an order that was entered in error (e.g., in terms of price, quantity or symbol) and at a price …

Extended-Hours Trading Risk Disclosure Statement Extended-Hours Trading Risk Disclosure Statement Pursuant to FINRA Rule 2265, customers of Instinet, LLC are advised of the following risks relating to extended-hours trading. Risk of Lower Liquidity. …

Identity Verification - U.S. Law Identity Verification - U.S. Law In order to help the U.S. government counter the funding of terrorism and money laundering activities, Federal law requires all financial institutions to obtain, verify and record …

Legal Notices Legal Notices If you purchased or otherwise acquired the following securities during the referenced periods, the below-referenced class action lawsuits provide you with certain legal rights. To request a specific class action notice, please …