1.1dinca202032020-10-29T21:26:28Z2020721.100.0323.5644.0232.40NYSE ArcaARCX38.120.002.4941.3659.660.00000.000014255.63450.0002-6033.7877-0.000210250.69180.0003NYSE ARCA, Inc. (“ARCA”) provides tiered pricing. Instinet pays fees and receives rebates based upon ARCA’s pricing schedule. The pricing schedule provided by ARCA, including the pricing for each tier, is available to the public here http://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdf. During July 2020, Instinet paid, on average, a net fee of $ 0.0010 per share for orders it routed to ARCA. NasdaqXNAS17.8686.824.6028.2013.39-1845.6239-0.000939578.63480.0006-956.0880-0.000016053.02840.0005The Nasdaq Stock Market (“NASDAQ”) provides tiered pricing. Instinet pays fees and receives rebates based upon NASDAQ’s pricing schedule. The pricing schedule provided by NASDAQ, including the pricing for each tier, is available to the public here http://www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2. During July 2020, Instinet paid, on average, a net fee of $ 0.0018 per share for orders it routed to NASDAQ. New York Stock ExchangeXNYS5.090.305.544.535.521.24210.000039249.43420.00065437.00430.000211735.13910.0003New York Stock Exchange LLC (“NYSE”) provides tiered pricing. Instinet pays fees and receives rebates based upon NYSE’s pricing schedule. The pricing schedule provided by NYSE, including the pricing for each tier, is available to the public here https://www.nyse.com/publicdocs/nyse/markets/nyse/NYSE_Price_List.pdf. During July 2020, Instinet paid, on average, a net fee of $ 0.0021 per share for orders it routed to NYSE. Cboe EDGA Exchange, Inc.EDGA3.060.008.391.800.910.00000.0000-6408.7020-0.0001-1125.2500-0.0000-1597.7320-0.0000Cboe EDGA Exchange, Inc. (“Cboe EDGA”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe EDGA’s pricing schedule. The pricing schedule provided by Cboe EDGA, including the pricing for each tier, is available to the public here https://markets.cboe.com/us/equities/membership/fee_schedule/edga/. During July 2020, Instinet received, on average, a net rebate of $0.0019 per share for orders it routed to Cboe EDGA. Nasdaq BXXBOS2.990.008.391.850.610.00000.0000-1961.6999-0.0000729.41230.0000200.48810.0000Nasdaq BX, Inc. (“Nasdaq BX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Nasdaq BX’s pricing schedule. The pricing schedule provided by Nasdaq BX, including the pricing for each tier, is available to the public here https://www.nasdaqtrader.com/Trader.aspx?id=bx_pricing. During July 2020, Instinet received, on average, a net fee of $0.0003 per share for orders it routed to Nasdaq BX. UBS Securities LLC - UBS ATSUBSA2.600.005.681.891.330.00000.00001376.91800.0000477.15300.0000353.99000.0000Instinet is a subscriber to the UBS ATS and pays a fee for executions occurring in the UBS ATS.Cboe BYX Exchange, Inc.BATY2.530.006.651.630.740.00000.0000-2563.4633-0.0000242.61070.0000-403.4847-0.0000Cboe BYX Exchange, Inc. (“Cboe BYX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe BYX’s pricing schedule. The pricing schedule provided by Cboe BYX, including the pricing for each tier, is available to the public here https://markets.cboe.com/us/equities/membership/fee_schedule/byx/. During July 2020, Instinet received, on average, a net rebate of $0.0003 per share for orders it routed to Cboe BYX.Cboe BZX Exchange, Inc.BATS2.5011.552.322.382.79-254.5963-0.000117843.55760.0003812.07250.00006185.71530.0002Cboe BZX Exchange, Inc. (“Cboe BZX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe BZX’s pricing schedule. The pricing schedule provided by Cboe BZX, including the pricing for each tier, is available to the public here https://markets.cboe.com/us/equities/membership/fee_schedule/bzx/. During July 2020, Instinet paid, on average, a net fee of $ 0.0024 per share for orders it routed to Cboe BZX. Instinet CBXICBX2.410.003.971.502.530.00000.00000.00000.00000.00000.00000.00000.0000Instinet owns and operates the Instinet CBX ATS. Instinet receives a commission from both sides of any transaction occurring in CBX (subject to the fee schedule in effect between Instinet and the relevant subscriber). Additional information regarding the Instinet CBX is available here https://www.sec.gov/divisions/marketreg/form-ats-n-filings.htm.Credit Suisse Securities (USA)CROS2.320.004.981.771.160.00000.0000188.75400.0000126.05300.000062.30200.0000Instinet is a subscriber to the CrossFinder ATS and pays a fee for executions occurring in the CrossFinder ATS.3.420.0214.9750.6134.40NasdaqXNAS26.5256.607.5927.1233.86-1327.7216-0.0004150026.40040.00074749.26130.000077840.92710.0005The Nasdaq Stock Market (“NASDAQ”) provides tiered pricing. Instinet pays fees and receives rebates based upon NASDAQ’s pricing schedule. The pricing schedule provided by NASDAQ, including the pricing for each tier, is available to the public here http://www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2. During July 2020, Instinet paid, on average, a net fee of $ 0.0018 per share for orders it routed to NASDAQ. NYSE ArcaARCX25.520.004.9128.3830.290.00000.000082273.18400.0004-26304.9733-0.000357987.65040.0004NYSE ARCA, Inc. (“ARCA”) provides tiered pricing. Instinet pays fees and receives rebates based upon ARCA’s pricing schedule. The pricing schedule provided by ARCA, including the pricing for each tier, is available to the public here http://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdf. During July 2020, Instinet paid, on average, a net fee of $ 0.0010 per share for orders it routed to ARCA. New York Stock ExchangeXNYS10.660.585.9813.448.603.45060.000098438.84150.00054385.12230.000034286.10450.0002New York Stock Exchange LLC (“NYSE”) provides tiered pricing. Instinet pays fees and receives rebates based upon NYSE’s pricing schedule. The pricing schedule provided by NYSE, including the pricing for each tier, is available to the public here https://www.nyse.com/publicdocs/nyse/markets/nyse/NYSE_Price_List.pdf. During July 2020, Instinet paid, on average, a net fee of $ 0.0021 per share for orders it routed to NYSE. Cboe BZX Exchange, Inc.BATS8.0641.404.429.507.51-355.8132-0.000175427.18050.00045208.30190.000137365.68390.0002Cboe BZX Exchange, Inc. (“Cboe BZX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe BZX’s pricing schedule. The pricing schedule provided by Cboe BZX, including the pricing for each tier, is available to the public here https://markets.cboe.com/us/equities/membership/fee_schedule/bzx/. During July 2020, Instinet paid, on average, a net fee of $ 0.0024 per share for orders it routed to Cboe BZX. CBOE EDGX Exchange, Inc.EDGX3.410.263.114.222.35-2.3354-0.000051294.12250.00027424.51810.000147638.22460.0003Cboe EDGX Exchange, Inc. (“Cboe EDGX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe EDGX’s pricing schedule. The pricing schedule provided by Cboe EDGX, including the pricing for each tier, is available to the public https://markets.cboe.com/us/equities/membership/fee_schedule/edgx/. During July 2020, Instinet paid, on average, a net fee of $ 0.0022 per share for orders it routed to Cboe EDGX.Instinet CBXICBX2.950.005.601.843.440.00000.00000.00000.00000.00000.00000.00000.0000Instinet owns and operates the Instinet CBX ATS. Instinet receives a commission from both sides of any transaction occurring in CBX (subject to the fee schedule in effect between Instinet and the relevant subscriber). Additional information regarding the Instinet CBX is available here https://www.sec.gov/divisions/marketreg/form-ats-n-filings.htm.Level ATSLEVL2.180.004.641.801.680.00000.00003109.42140.0000456.74400.0000523.91280.0000Instinet is a subscriber to the Level ATS. Instinet generally pays a flat fee for executions in Level ATS. However, in instances where Instinet designates an order as only eligible to interact with certain other Level ATS subscribers, Instinet will not pay an execution fee. UBS Securities LLC - UBS ATSUBSA1.760.005.231.151.140.00000.00002271.05600.0000565.03400.0000540.23100.0000Instinet is a subscriber to the UBS ATS and pays a fee for executions occurring in the UBS ATS.JP Morgan Securities LLCJPMX1.620.005.091.011.010.00000.0000839.76200.0000192.18800.0000217.58000.0000Instinet is a subscriber to the JPM-X ATS and pays a fee for executions occurring in the JPM-X ATS.Credit Suisse Securities (USA)CROS1.550.004.601.021.010.00000.0000470.82500.0000426.30700.0000165.18400.0000Instinet is a subscriber to the CrossFinder ATS and pays a fee for executions occurring in the CrossFinder ATS.4.090.000.1988.1011.71NYSE ARCA OptionsARCO56.670.0018.1862.6612.210.00000.00003.00000.0370-38789.7000-0.2301-238.7400-0.1100NYSE ARCA Options (“ARCA Options”) provides tiered pricing. Instinet pays fees and receives rebates based upon ARCA Options’ pricing schedule. The pricing schedule provided by ARCA Options, including the pricing for each tier, is available to the public here https://www.nyse.com/publicdocs/nyse/markets/arca-options/NYSE_Arca_Options_Fee_Schedule.pdf. During July 2020, Instinet received, on average, a net rebate of $0.45 per contract for orders it routed to ARCA Options. Nasdaq Options MarketXNDQ12.380.0034.0913.721.950.00000.000017.28000.2133-283.3200-0.0017-389.0000-0.1792NASDAQ Options Market (“NOM”) provides tiered pricing. Instinet pays fees and receives rebates based upon NOM’s pricing schedule. The pricing schedule provided by NOM, including the pricing for each tier, is available to the public here http://nasdaqtrader.com/Micro.aspx?id=OptionsPricing. During July 2020, Instinet received, on average, a net rebate of $0.02 per contract for orders it routed to NOM.Cboe BZX Options ExchangeBATO5.620.000.006.380.000.00000.00000.00000.000011440.05000.06790.00000.0000Cboe BZX Options Exchange (“BZX Options”) provides tiered pricing. Instinet pays fees and receives rebates based upon BZX Options’ pricing schedule. The pricing schedule provided by BZX Options, including the pricing for each tier, is available to the public at https://markets.cboe.com/us/options/membership/fee_schedule/bzx/. During July 2020, Instinet received, on average, a net rebate of $0.55 per contract for orders it routed to BZX Options. MIAX Pearl, LLCMPRL3.540.0015.913.990.000.00000.00004.00000.04946493.23000.03850.00000.0000MIAX PEARL, LLC (“Pearl”) provides tiered pricing. Instinet pays fees and receives rebates based upon Pearl’s pricing schedule. The pricing schedule provided by Pearl, including the pricing for each tier, is available to the public here https://www.miaxoptions.com/sites/default/files/fee_schedule-files/MIAX_PEARL_Fee_Schedule_04012020.pdf. During July 2020, Instinet paid, on average, a net fee of $0.78 per contract for orders it routed to Pearl. Separately, in accordance with Pearl’s market maker preferencing program, Instinet has preferenced a market maker on Pearl. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on Pearl. Such payments are provided by the relevant market maker, and not by the Exchange.CBOE ExchangeXCBO3.180.002.272.0211.880.00000.00001.41750.01755461.69500.03240.58500.0003Cboe Exchange, Inc. (“Cboe”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe’s pricing schedule. The pricing schedule provided by Cboe, including the pricing for each tier, is available to the public here https://cdn.cboe.com/resources/membership/Cboe_FeeSchedule.pdf. During July 2020, Instinet paid, on average, a net fee of $0.52 per contract for orders it routed to Cboe. Separately, in accordance with Cboe’s market maker preferencing program, Instinet has preferenced a market maker on Cboe. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on Cboe. Such payments are provided by the relevant market maker, and not by the Exchange.Nasdaq ISEXISX2.880.000.001.6712.030.00000.00000.00000.0000829.05000.0049-9.5000-0.0044Nasdaq ISE, LLC (“ISE”) provides tiered pricing. Instinet pays fees and receives rebates based upon ISE’s pricing schedule. The pricing schedule provided by ISE, including the pricing for each tier, is available to the public here http://ise.cchwallstreet.com/tools/PlatformViewer.asp?searched=1&selectednode=chp%5F1%5F1%5F2%5F15&CiRestriction=schedule&manual=%2Fcontents%2FISE%2Fise%2Drules%2F. During July 2020, Instinet paid, on average, a net fee of $0.50 per contract for orders it routed to ISE. Separately, in accordance with ISE’s market maker preferencing program, Instinet has preferenced a market maker on ISE. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on ISE. Such payments are provided by the relevant market maker, and not by the Exchange.Nasdaq PHLXXPHO2.280.000.000.9712.180.00000.00000.00000.00002272.32000.01350.00000.0000Nasdaq PHLX LLC (“Nasdaq PHLX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Nasdaq PHLX’s pricing schedule. The pricing schedule provided by Nasdaq PHLX, including the pricing for each tier, is available to the public here http://nasdaqphlx.cchwallstreet.com/NASDAQPHLXTools/PlatformViewer.asp?selectednode=chp%5F1%5F1%5F3%5F15&manual=%2Fnasdaqomxphlx%2Fphlx%2Fphlx%2Dllcrules%2F. During July 2020, Instinet paid, on average, a net fee of $0.65 per contract for orders it routed to Nasdaq PHLX. C2 Options Exchange, Inc.C2OX2.240.002.271.1310.600.00000.00000.49000.00602525.38000.01500.00000.0000Instinet pays fees and receives rebates based upon Cboe C2 Options Exchange’s (“C2”) pricing schedule. During July 2020, Instinet paid, on average, a net fee of $0.52 per contract for orders it routed to C2.NYSE American OptionsAMXO2.070.002.270.8411.350.00000.00001.50000.0185805.50000.00480.00000.0000NYSE American Options (“AMEX”) provides tiered pricing. Instinet pays fees and receives rebates based upon AMEX’s pricing schedule. The pricing schedule provided by AMEX, including the pricing for each tier, is available to the public here https://www.nyse.com/publicdocs/nyse/markets/american-options/NYSE_American_Options_Fee_Schedule.pdf. During July 2020, Instinet paid, on average, a net fee of $0.52 per contract for orders it routed to AMEX. Separately, in accordance with AMEX’s market maker preferencing program, Instinet has preferenced a market maker on AMEX. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on AMEX. Such payments are provided by the relevant market maker, and not by the Exchange.Cboe EDGX OptionsEDGO1.970.000.001.197.890.00000.00000.00000.0000546.01000.0032-0.9000-0.0004Cboe EDGX Options (“EDGX Options”) provides tiered pricing. Instinet pays fees and receives rebates based upon EDGX Options’ pricing schedule. The pricing schedule provided by EDGX Options, including the pricing for each tier, is available to the public here http://markets.cboe.com/us/options/membership/fee_schedule/edgx/. During July 2020, Instinet paid, on average, a net fee of $0.31 per contract for orders it routed to EDGX Options. Separately, in accordance with EDGX Options’ market maker preferencing program, Instinet has preferenced a market maker on EDGX Options. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on EDGX Options. Such payments are provided by the relevant market maker, and not by the Exchange.2020824.060.0214.2245.5640.20NYSE ArcaARCX41.050.003.9042.9752.040.00000.000014009.58740.0003-2573.9789-0.00017756.56480.0003NYSE ARCA, Inc. (“ARCA”) provides tiered pricing. Instinet pays fees and receives rebates based upon ARCA’s pricing schedule. The pricing schedule provided by ARCA, including the pricing for each tier, is available to the public here https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdf. During August 2020, Instinet paid, on average, a net fee of $ 0.0013 per share for orders it routed to ARCA. NasdaqXNAS23.3484.767.3337.6712.73-967.5155-0.001040457.55150.0008817.78330.000016330.33580.0005The Nasdaq Stock Market (“NASDAQ”) provides tiered pricing. Instinet pays fees and receives rebates based upon NASDAQ’s pricing schedule. The pricing schedule provided by NASDAQ, including the pricing for each tier, is available to the public http://www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2. During August 2020, Instinet paid, on average, a net fee of $ 0.0018 per share for orders it routed to NASDAQ. New York Stock ExchangeXNYS5.690.658.124.705.953.87080.000033471.48390.00064526.40120.000211550.19890.0004New York Stock Exchange LLC (“NYSE”) provides tiered pricing. Instinet pays fees and receives rebates based upon NYSE’s pricing schedule. The pricing schedule provided by NYSE, including the pricing for each tier, is available to the public here https://www.nyse.com/publicdocs/nyse/markets/nyse/NYSE_Price_List.pdf. During August 2020, Instinet paid, on average, a net fee of $ 0.0020 per share for orders it routed to NYSE. Cboe BZX Exchange, Inc.BATS2.5312.363.982.212.37-85.6004-0.000117047.47800.00031720.99320.00018034.57410.0003Cboe BZX Exchange, Inc. (“Cboe BZX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe BZX’s pricing schedule. The pricing schedule provided by Cboe BZX, including the pricing for each tier, is available to the public here https://markets.cboe.com/us/equities/membership/fee_schedule/bzx/. During August 2020, Instinet paid, on average, a net fee of $ 0.0024 per share for orders it routed to Cboe BZX. Instinet CBXICBX2.420.096.381.262.330.00000.00000.00000.00000.00000.00000.00000.0000Instinet owns and operates the Instinet CBX ATS. Instinet receives a commission from both sides of any transaction occurring in CBX (subject to the fee schedule in effect between Instinet and the relevant subscriber). Additional information regarding the Instinet CBX is available here https://www.sec.gov/divisions/marketreg/form-ats-n-filings.htm.UBS Securities LLC - UBS ATSUBSA2.090.196.250.931.940.00000.0000726.12500.0000361.17000.0000297.29000.0000Instinet is a subscriber to the UBS ATS and pays a fee for executions occurring in the UBS ATS.Level ATSLEVL2.060.095.201.141.990.00000.0000763.16400.0000251.39880.0000230.35500.0000Instinet is a subscriber to the Level ATS. Instinet generally pays a flat fee for executions in Level ATS. However, in instances where Instinet designates an order as only eligible to interact with certain other Level ATS subscribers, Instinet will not pay an execution fee. CBOE EDGX Exchange, Inc.EDGX2.000.372.881.572.181.36140.00009971.01520.0002973.85650.00004891.40590.0002Cboe EDGX Exchange, Inc. (“Cboe EDGX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe EDGX’s pricing schedule. The pricing schedule provided by Cboe EDGX, including the pricing for each tier, is available to the public here https://markets.cboe.com/us/equities/membership/fee_schedule/edgx/. During August 2020, Instinet paid, on average, a net fee of $ 0.0022 per share for orders it routed to Cboe EDGX. Credit Suisse Securities (USA)CROS1.790.095.260.831.650.00000.000095.52700.0000116.12700.000082.10000.0000Instinet is a subscriber to the CrossFinder ATS and pays a fee for executions occurring in the CrossFinder ATS.JP Morgan Securities LLCJPMX1.730.095.100.801.590.00000.0000371.23500.0000103.50200.0000102.27700.0000Instinet is a subscriber to the JPM-X ATS and pays a fee for executions occurring in the JPM-X ATS.4.200.0115.5754.1030.32NasdaqXNAS28.4364.187.9434.2228.60-931.9755-0.0006136764.37570.00076225.15370.000171235.33540.0005The Nasdaq Stock Market (“NASDAQ”) provides tiered pricing. Instinet pays fees and receives rebates based upon NASDAQ’s pricing schedule. The pricing schedule provided by NASDAQ, including the pricing for each tier, is available to the public http://www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2. During August 2020, Instinet paid, on average, a net fee of $ 0.0018 per share for orders it routed to NASDAQ. NYSE ArcaARCX16.780.005.1516.3523.520.00000.000084318.44770.0004-17448.0791-0.000253637.09660.0004NYSE ARCA, Inc. (“ARCA”) provides tiered pricing. Instinet pays fees and receives rebates based upon ARCA’s pricing schedule. The pricing schedule provided by ARCA, including the pricing for each tier, is available to the public here https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdf. During August 2020, Instinet paid, on average, a net fee of $ 0.0013 per share for orders it routed to ARCA. New York Stock ExchangeXNYS16.581.686.5420.2115.279.06320.000099858.32690.00052616.27450.000026686.04260.0002New York Stock Exchange LLC (“NYSE”) provides tiered pricing. Instinet pays fees and receives rebates based upon NYSE’s pricing schedule. The pricing schedule provided by NYSE, including the pricing for each tier, is available to the public here https://www.nyse.com/publicdocs/nyse/markets/nyse/NYSE_Price_List.pdf. During August 2020, Instinet paid, on average, a net fee of $ 0.0020 per share for orders it routed to NYSE. Cboe BZX Exchange, Inc.BATS8.3731.344.3310.047.47-258.6909-0.000272890.37630.00033008.82160.000030144.64970.0002Cboe BZX Exchange, Inc. (“Cboe BZX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe BZX’s pricing schedule. The pricing schedule provided by Cboe BZX, including the pricing for each tier, is available to the public here https://markets.cboe.com/us/equities/membership/fee_schedule/bzx/. During August 2020, Instinet paid, on average, a net fee of $ 0.0024 per share for orders it routed to Cboe BZX. CBOE EDGX Exchange, Inc.EDGX7.231.493.518.756.42-58.3514-0.000053363.72740.00035787.22760.000146779.18400.0003Cboe EDGX Exchange, Inc. (“Cboe EDGX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe EDGX’s pricing schedule. The pricing schedule provided by Cboe EDGX, including the pricing for each tier, is available to the public here https://markets.cboe.com/us/equities/membership/fee_schedule/edgx/. During August 2020, Instinet paid, on average, a net fee of $ 0.0022 per share for orders it routed to Cboe EDGX. Instinet CBXICBX2.870.005.481.593.820.00000.00000.00000.00000.00000.00000.00000.0000Instinet owns and operates the Instinet CBX ATS. Instinet receives a commission from both sides of any transaction occurring in CBX (subject to the fee schedule in effect between Instinet and the relevant subscriber). Additional information regarding the Instinet CBX is available here https://www.sec.gov/divisions/marketreg/form-ats-n-filings.htm.Level ATSLEVL2.170.004.571.512.110.00000.00002708.14500.0000380.26260.0000524.39040.0000Instinet is a subscriber to the Level ATS. Instinet generally pays a flat fee for executions in Level ATS. However, in instances where Instinet designates an order as only eligible to interact with certain other Level ATS subscribers, Instinet will not pay an execution fee. UBS Securities LLC - UBS ATSUBSA1.590.005.110.771.260.00000.00002088.45700.0000669.95100.0000492.51400.0000Instinet is a subscriber to the UBS ATS and pays a fee for executions occurring in the UBS ATS.JP Morgan Securities LLCJPMX1.420.004.890.631.060.00000.0000823.48000.0000140.06000.0000162.53200.0000Instinet is a subscriber to the JPM-X ATS and pays a fee for executions occurring in the JPM-X ATS.Credit Suisse Securities (USA)CROS1.410.004.610.661.100.00000.0000459.41200.0000410.33700.0000189.99700.0000Instinet is a subscriber to the CrossFinder ATS and pays a fee for executions occurring in the CrossFinder ATS.9.810.000.0098.181.82Nasdaq Options MarketXNDQ66.480.000.0067.672.240.00000.00000.00000.00002941.63000.0143-206.0000-0.2518NASDAQ Options Market (“NOM”) provides tiered pricing. Instinet pays fees and receives rebates based upon NOM’s pricing schedule. The pricing schedule provided by NOM, including the pricing for each tier, is available to the public here http://nasdaqtrader.com/Micro.aspx?id=OptionsPricing. During August 2020, Instinet paid, on average, a net fee of $0.11 per contract for orders it routed to NOM. NYSE ARCA OptionsARCO16.300.000.0016.3413.950.00000.00000.00000.0000-9812.7500-0.0476-54.6000-0.0667NYSE ARCA Options (“ARCA Options”) provides tiered pricing. Instinet pays fees and receives rebates based upon ARCA Options’ pricing schedule. The pricing schedule provided by ARCA Options, including the pricing for each tier, is available to the public here https://www.nyse.com/publicdocs/nyse/markets/arca-options/NYSE_Arca_Options_Fee_Schedule.pdf. During August 2020, Instinet received, on average, a net rebate of $0.16 per contract for orders it routed to ARCA Options. Cboe BZX Options ExchangeBATO4.560.000.004.630.660.00000.00000.00000.000027193.15000.1320-53.5500-0.0655Cboe BZX Options Exchange (“BZX Options”) provides tiered pricing. Instinet pays fees and receives rebates based upon BZX Options’ pricing schedule. The pricing schedule provided by BZX Options, including the pricing for each tier, is available to the public at https://markets.cboe.com/us/options/membership/fee_schedule/bzx/. During August 2020, Instinet paid, on average, a net fee of $0.52 per contract for orders it routed to BZX Options. MIAX Pearl, LLCMPRL2.620.000.002.670.000.00000.00000.00000.000011700.34000.05680.00000.0000MIAX PEARL, LLC (“Pearl”) provides tiered pricing. Instinet pays fees and receives rebates based upon Pearl’s pricing schedule. The pricing schedule provided by Pearl, including the pricing for each tier, is available to the public here https://www.miaxoptions.com/sites/default/files/fee_schedule-files/MIAX_PEARL_Fee_Schedule_04012020.pdf. During Aygust 2020, Instinet paid, on average, a net fee of $0.86 per contract for orders it routed to Pearl. Separately, in accordance with Pearl’s market maker preferencing program, Instinet has preferenced a market maker on Pearl. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on Pearl. Such payments are provided by the relevant market maker, and not by the Exchange.CBOE ExchangeXCBO1.470.000.001.2911.050.00000.00000.00000.00006238.68000.03030.12500.0002Cboe Exchange, Inc. (“Cboe”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe’s pricing schedule. The pricing schedule provided by Cboe, including the pricing for each tier, is available to the public here https://cdn.cboe.com/resources/membership/Cboe_FeeSchedule.pdf. During August 2020, Instinet paid, on average, a net fee of $0.68 per contract for orders it routed to Cboe. Separately, in accordance with Cboe’s market maker preferencing program, Instinet has preferenced a market maker on Cboe. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on Cboe. Such payments are provided by the relevant market maker, and not by the Exchange. Separately, in accordance with Cboe’s market maker preferencing program, Instinet has preferenced a market maker on Cboe. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on Cboe. Such payments are provided by the relevant market maker, and not by the Exchange.Nasdaq GEMX, LLCGMNI1.270.000.001.290.000.00000.00000.00000.00004043.49000.01960.00000.0000Nasdaq GEMX, LLC (“GEMX”) provides tiered pricing. Instinet pays fees and receives rebates based upon GEMX’s pricing schedule. The pricing schedule provided by GEMX, including the pricing for each tier, is available to the public here https://listingcenter.nasdaq.com/rulebook/gemx/rules/gemx-options-7. During August 2020, Instinet paid, on average, a net fee of $0.60 per contract for orders it routed to GEMX.MIAX Emerald, LLC.EMLD1.100.000.001.120.000.00000.00000.00000.00006556.15000.03180.00000.0000MIAX Emerald, LLC (“Emerald”) provides tiered pricing. Instinet pays fees and receives rebates based upon Emerald’s pricing schedule. The pricing schedule provided by Emerald, including the pricing for each tier, is available to the public https://www.miaxoptions.com/sites/default/files/fee_schedule-files/MIAX_Emerald_Fee_Schedule_10_14_2020.pdf. During August 2020, Instinet paid, on average, a net fee of $0.88 per contract for orders it routed to Emerald. Separately, in accordance with Emerald’s market maker preferencing program, Instinet has preferenced a market maker on Emerald. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on Emerald. Such payments are provided by the relevant market maker, and not by the Exchange.C2 Options Exchange, Inc.C2OX1.060.000.000.8810.260.00000.00000.00000.00005323.56000.02590.00000.0000Instinet pays fees and receives rebates based upon Cboe C2 Options Exchange’s (“C2”) pricing schedule. During August 2020, Instinet paid, on average, a net fee of $0.48 per contract for orders it routed to C2. Nasdaq ISEXISX1.020.000.000.8311.580.00000.00000.00000.00001368.58000.0066-1.0000-0.0012Nasdaq ISE, LLC (“ISE”) provides tiered pricing. Instinet pays fees and receives rebates based upon ISE’s pricing schedule. The pricing schedule provided by ISE, including the pricing for each tier, is available to the public here http://ise.cchwallstreet.com/tools/PlatformViewer.asp?searched=1&selectednode=chp%5F1%5F1%5F2%5F15&CiRestriction=schedule&manual=%2Fcontents%2FISE%2Fise%2Drules%2F. During August 2020, Instinet Instinet paid, on average, a net fee of $0.52 per contract for orders it routed to ISE. Separately, in accordance with ISE’s market maker preferencing program, Instinet has preferenced a market maker on ISE. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on ISE. Such payments are provided by the relevant market maker, and not by the Exchange.Cboe EDGX OptionsEDGO0.950.000.000.818.420.00000.00000.00000.00001182.44000.00570.00000.0000Cboe EDGX Options (“EDGX Options”) provides tiered pricing. Instinet pays fees and receives rebates based upon EDGX Options’ pricing schedule. The pricing schedule provided by EDGX Options, including the pricing for each tier, is available to the public here http://markets.cboe.com/us/options/membership/fee_schedule/edgx/. During August 2020, Instinet paid, on average, a net fee of $0.47 per contract for orders it routed to EDGX Options. Separately, in accordance with EDGX Options’ market maker preferencing program, Instinet has preferenced a market maker on EDGX Options. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on EDGX Options. Such payments are provided by the relevant market maker, and not by the Exchange.2020925.100.0214.5653.3132.11NasdaqXNAS33.3794.306.2545.9024.83-1059.1328-0.000942536.79520.000710651.40180.000321210.43970.0006The Nasdaq Stock Market (“NASDAQ”) provides tiered pricing. Instinet pays fees and receives rebates based upon NASDAQ’s pricing schedule. The pricing schedule provided by NASDAQ, including the pricing for each tier, is available to the public here http://www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2. During September 2020, Instinet paid, on average, a net fee of $ 0.0019 per share for orders it routed to NASDAQ.NYSE ArcaARCX21.090.003.0619.7931.440.00000.000014433.53990.00021518.17450.00007950.38160.0002NYSE ARCA, Inc. (“ARCA”) provides tiered pricing. Instinet pays fees and receives rebates based upon ARCA’s pricing schedule. The pricing schedule provided by ARCA, including the pricing for each tier, is available to the public here https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdf. During September 2020, Instinet paid, on average, a net fee of $ 0.0014 per share for orders it routed to ARCA.CBOE EDGX Exchange, Inc.EDGX8.620.162.118.4211.900.95640.00009702.53810.00022697.90160.00015110.20870.0002Cboe EDGX Exchange, Inc. (“Cboe EDGX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe EDGX’s pricing schedule. The pricing schedule provided by Cboe EDGX, including the pricing for each tier, is available to the public here https://markets.cboe.com/us/equities/membership/fee_schedule/edgx/. During September 2020, Instinet paid, on average, a net fee of $0.0019 per share for orders it routed to Cboe EDGX.New York Stock ExchangeXNYS6.140.477.725.187.026.47170.000046440.33170.000711343.09000.000315361.00020.0005New York Stock Exchange LLC (“NYSE”) provides tiered pricing. Instinet pays fees and receives rebates based upon NYSE’s pricing schedule. The pricing schedule provided by NYSE, including the pricing for each tier, is available to the public here https://www.nyse.com/publicdocs/nyse/markets/nyse/NYSE_Price_List.pdf. During September 2020, Instinet paid, on average, a net fee of $ 0.0021 per share for orders it routed to NYSE.Cboe BZX Exchange, Inc.BATS4.563.963.034.695.03-50.5065-0.000017176.74540.00034328.11100.00016755.10140.0002Cboe BZX Exchange, Inc. (“Cboe BZX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe BZX’s pricing schedule. The pricing schedule provided by Cboe BZX, including the pricing for each tier, is available to the public here https://markets.cboe.com/us/equities/membership/fee_schedule/bzx/. During September 2020, Instinet paid, on average, a net fee of $ 0.0019 per share for orders it routed to Cboe BZX.Instinet CBXICBX2.480.005.371.622.590.00000.00000.00000.00000.00000.00000.00000.0000Instinet owns and operates the Instinet CBX ATS. Instinet receives a commission from both sides of any transaction occurring in CBX (subject to the fee schedule in effect between Instinet and the relevant subscriber). Additional information regarding the Instinet CBX is available here https://www.sec.gov/divisions/marketreg/form-ats-n-filings.htm.Level ATSLEVL2.190.004.551.522.240.00000.0000831.12060.0000463.02840.0000307.16640.0000Instinet is a subscriber to the Level ATS. Instinet generally pays a flat fee for executions in Level ATS. However, in instances where Instinet designates an order as only eligible to interact with certain other Level ATS subscribers, Instinet will not pay an execution fee. UBS Securities LLC - UBS ATSUBSA2.030.005.821.231.640.00000.00001126.64000.0000922.63300.0000561.22100.0000Instinet is a subscriber to the UBS ATS and pays a fee for executions occurring in the UBS ATS.Credit Suisse Securities (USA)CROS1.760.004.981.141.350.00000.0000158.66800.0000247.97600.0000171.22300.0000Instinet is a subscriber to the CrossFinder ATS and pays a fee for executions occurring in the CrossFinder ATS.Cboe EDGA Exchange, Inc.EDGA1.710.006.161.070.760.00000.0000-5719.9422-0.0001-1683.7146-0.0000-1445.7496-0.0000Cboe EDGA Exchange, Inc. (“Cboe EDGA”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe EDGA’s pricing schedule. The pricing schedule provided by Cboe EDGA, including the pricing for each tier, is available to the public here https://markets.cboe.com/us/equities/membership/fee_schedule/edga/. During September 2020, Instinet received, on average, a net rebate of $0.0018 per share for orders it routed to Cboe EDGA. 3.670.0111.0254.8534.12NasdaqXNAS50.8264.297.2358.9551.8128.21020.000099679.43620.000639289.75570.000366094.39000.0005The Nasdaq Stock Market (“NASDAQ”) provides tiered pricing. Instinet pays fees and receives rebates based upon NASDAQ’s pricing schedule. The pricing schedule provided by NASDAQ, including the pricing for each tier, is available to the public here http://www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2. During September 2020, Instinet paid, on average, a net fee of $ 0.0019 per share for orders it routed to NASDAQ.New York Stock ExchangeXNYS11.040.297.7012.649.552.80300.000096314.01990.000611712.22570.000125252.58850.0002New York Stock Exchange LLC (“NYSE”) provides tiered pricing. Instinet pays fees and receives rebates based upon NYSE’s pricing schedule. The pricing schedule provided by NYSE, including the pricing for each tier, is available to the public here https://www.nyse.com/publicdocs/nyse/markets/nyse/NYSE_Price_List.pdf. During September 2020, Instinet paid, on average, a net fee of $ 0.0021 per share for orders it routed to NYSE.NYSE ArcaARCX9.250.004.347.3813.860.00000.000057960.99690.00049279.12670.000145108.62770.0004NYSE ARCA, Inc. (“ARCA”) provides tiered pricing. Instinet pays fees and receives rebates based upon ARCA’s pricing schedule. The pricing schedule provided by ARCA, including the pricing for each tier, is available to the public here https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdf. During September 2020, Instinet paid, on average, a net fee of $ 0.0014 per share for orders it routed to ARCA.Cboe BZX Exchange, Inc.BATS4.7134.463.664.764.95-808.4462-0.000347818.14580.00035689.59430.000022798.94980.0002Cboe BZX Exchange, Inc. (“Cboe BZX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe BZX’s pricing schedule. The pricing schedule provided by Cboe BZX, including the pricing for each tier, is available to the public here https://markets.cboe.com/us/equities/membership/fee_schedule/bzx/. During September 2020, Instinet paid, on average, a net fee of $ 0.0019 per share for orders it routed to Cboe BZX.CBOE EDGX Exchange, Inc.EDGX4.410.582.974.554.65-59.0645-0.000034928.54110.000211414.64930.000128204.23750.0002Cboe EDGX Exchange, Inc. (“Cboe EDGX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe EDGX’s pricing schedule. The pricing schedule provided by Cboe EDGX, including the pricing for each tier, is available to the public here https://markets.cboe.com/us/equities/membership/fee_schedule/edgx/. During September 2020, Instinet paid, on average, a net fee of $0.0019 per share for orders it routed to Cboe EDGX.Instinet CBXICBX2.490.005.951.622.760.00000.00000.00000.00000.00000.00000.00000.0000Instinet owns and operates the Instinet CBX ATS. Instinet receives a commission from both sides of any transaction occurring in CBX (subject to the fee schedule in effect between Instinet and the relevant subscriber). Additional information regarding the Instinet CBX is available here https://www.sec.gov/divisions/marketreg/form-ats-n-filings.htm.Level ATSLEVL1.920.004.531.551.670.00000.00002366.94420.0000980.40690.0000503.48940.0000Instinet is a subscriber to the Level ATS. Instinet generally pays a flat fee for executions in Level ATS. However, in instances where Instinet designates an order as only eligible to interact with certain other Level ATS subscribers, Instinet will not pay an execution fee. UBS Securities LLC - UBS ATSUBSA1.340.005.080.801.000.00000.00001995.65200.00001217.71200.0000619.48200.0000Instinet is a subscriber to the UBS ATS and pays a fee for executions occurring in the UBS ATS.Credit Suisse Securities (USA)CROS1.260.004.930.720.940.00000.0000662.42700.0000579.69200.0000169.31700.0000Instinet is a subscriber to the CrossFinder ATS and pays a fee for executions occurring in the CrossFinder ATS.JP Morgan Securities LLCJPMX1.210.004.850.690.880.00000.00001100.25400.0000297.36000.0000240.37200.0000Instinet is a subscriber to the JPM-X ATS and pays a fee for executions occurring in the JPM-X ATS.10.800.000.0099.240.76Nasdaq Options MarketXNDQ76.920.000.0077.3915.340.00000.00000.00000.0000-6075.4800-0.0427-73.1500-0.0354NASDAQ Options Market (“NOM”) provides tiered pricing. Instinet pays fees and receives rebates based upon NOM’s pricing schedule. The pricing schedule provided by NOM, including the pricing for each tier, is available to the public here http://nasdaqtrader.com/Micro.aspx?id=OptionsPricing. During September 2020, Instinet received, on average, a net rebate of $0.18 per contract for orders it routed to NOM.NYSE ARCA OptionsARCO11.140.000.0011.1015.640.00000.00000.00000.0000-7665.9700-0.0539-289.0100-0.1400NYSE ARCA Options (“ARCA Options”) provides tiered pricing. Instinet pays fees and receives rebates based upon ARCA Options’ pricing schedule. The pricing schedule provided by ARCA Options, including the pricing for each tier, is available to the public here https://www.nyse.com/publicdocs/nyse/markets/arca-options/NYSE_Arca_Options_Fee_Schedule.pdf. During September 2020, Instinet received, on average, a net rebate of $0.21 per contract for orders it routed to ARCA Options.Cboe BZX Options ExchangeBATO2.780.000.002.790.920.00000.00000.00000.000016007.45000.112427.00000.0131Cboe BZX Options Exchange (“BZX Options”) provides tiered pricing. Instinet pays fees and receives rebates based upon BZX Options’ pricing schedule. The pricing schedule provided by BZX Options, including the pricing for each tier, is available to the public at https://markets.cboe.com/us/options/membership/fee_schedule/bzx/. During September 2020, Instinet paid, on average, a net fee of $0.53 per contract for orders it routed to BZX Options.MIAX Pearl, LLCMPRL1.740.000.001.741.230.00000.00000.00000.00006326.40000.0444114.50000.0554MIAX PEARL, LLC (“Pearl”) provides tiered pricing. Instinet pays fees and receives rebates based upon Pearl’s pricing schedule. The pricing schedule provided by Pearl, including the pricing for each tier, is available to the public here https://www.miaxoptions.com/sites/default/files/fee_schedule-files/MIAX_PEARL_Fee_Schedule_04012020.pdf. During September 2020, Instinet paid, on average, a net fee of $0.88 per contract for orders it routed to Pearl. Separately, in accordance with Pearl’s market maker preferencing program, Instinet has preferenced a market maker on Pearl. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on Pearl. Such payments are provided by the relevant market maker, and not by the Exchange.Nasdaq ISEXISX1.280.000.001.228.900.00000.00000.00000.00001397.05000.009818.45000.0089Nasdaq ISE, LLC (“ISE”) provides tiered pricing. Instinet pays fees and receives rebates based upon ISE’s pricing schedule. The pricing schedule provided by ISE, including the pricing for each tier, is available to the public here http://ise.cchwallstreet.com/tools/PlatformViewer.asp?searched=1&selectednode=chp%5F1%5F1%5F2%5F15&CiRestriction=schedule&manual=%2Fcontents%2FISE%2Fise%2Drules%2F. During September 2020, Instinet paid, on average, a net fee of $0.66 per contract for orders it routed to ISE. Separately, in accordance with ISE’s market maker preferencing program, Instinet has preferenced a market maker on ISE. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on ISE. Such payments are provided by the relevant market maker, and not by the Exchange.CBOE ExchangeXCBO0.920.000.000.877.980.00000.00000.00000.00003275.41500.02300.00000.0000Cboe Exchange, Inc. (“Cboe”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe’s pricing schedule. The pricing schedule provided by Cboe, including the pricing for each tier, is available to the public here https://cdn.cboe.com/resources/membership/Cboe_FeeSchedule.pdf. During September 2020, Instinet paid, on average, a net fee of $0.63 per contract for orders it routed to Cboe. Separately, in accordance with Cboe’s market maker preferencing program, Instinet has preferenced a market maker on Cboe. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on Cboe. Such payments are provided by the relevant market maker, and not by the Exchange.MIAX Emerald, LLC.EMLD0.880.000.000.871.530.00000.00000.00000.00006964.55000.0489-4.0000-0.0019MIAX Emerald, LLC (“Emerald”) provides tiered pricing. Instinet pays fees and receives rebates based upon Emerald’s pricing schedule. The pricing schedule provided by Emerald, including the pricing for each tier, is available to the public here https://www.miaxoptions.com/sites/default/files/fee_schedule-files/MIAX_Emerald_Fee_Schedule_10_14_2020.pdf. During September 2020, Instinet paid, on average, a net fee of $0.98 per contract for orders it routed to Emerald. Separately, in accordance with Emerald’s market maker preferencing program, Instinet has preferenced a market maker on Emerald. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on Emerald. Such payments are provided by the relevant market maker, and not by the Exchange.C2 Options Exchange, Inc.C2OX0.840.000.000.779.510.00000.00000.00000.00002128.85000.015038.28000.0185Instinet pays fees and receives rebates based upon Cboe C2 Options Exchange’s (“C2”) pricing schedule. During September 2020, Instinet paid, on average, a net fee of $0.50 per contract for orders it routed to C2.Nasdaq GEMX, LLCGMNI0.820.000.000.820.000.00000.00000.00000.00002911.69000.02050.00000.0000Nasdaq GEMX, LLC (“GEMX”) provides tiered pricing. Instinet pays fees and receives rebates based upon GEMX’s pricing schedule. The pricing schedule provided by GEMX, including the pricing for each tier, is available to the public here https://listingcenter.nasdaq.com/rulebook/gemx/rules/gemx-options-7. During September 2020, Instinet paid, on average, a net fee of $0.65 per contract for orders it routed to GEMX.Cboe EDGX OptionsEDGO0.680.000.000.636.750.00000.00000.00000.00001039.74000.00730.00000.0000Cboe EDGX Options (“EDGX Options”) provides tiered pricing. Instinet pays fees and receives rebates based upon EDGX Options’ pricing schedule. The pricing schedule provided by EDGX Options, including the pricing for each tier, is available to the public here http://markets.cboe.com/us/options/membership/fee_schedule/edgx/. During September 2020, Instinet paid, on average, a net fee of $0.42 per contract for orders it routed to EDGX Options. Separately, in accordance with EDGX Options’ market maker preferencing program, Instinet has preferenced a market maker on EDGX Options. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on EDGX Options. Such payments are provided by the relevant market maker, and not by the Exchange.