1.2
INCA
2021
3
2021-10-28T14:34:29Z
2021
7
6.10
0.01
22.75
29.76
47.48
Nasdaq
XNAS
33.83
93.68
5.37
46.95
39.22
206.2340
9.6028
-22563.0768
-28.7083
-1098.9997
-1.7548
-12049.4985
-11.9247
The Nasdaq Stock Market (“NASDAQ”) provides tiered pricing. Instinet pays fees and receives rebates based upon NASDAQ’s pricing schedule. The pricing schedule provided by NASDAQ, including the pricing for each tier, is available to the public http://www.nasdaqtrader.com/
New York Stock Exch
XNYS
5.44
3.16
8.84
3.89
4.79
-115.4124
-8.4977
-36316.9675
-28.7118
-9418.8497
-21.5182
-19069.6645
-22.3947
New York Stock Exchange LLC (“NYSE”) provides tiered pricing. Instinet pays fees and receives rebates based upon NYSE’s pricing schedule. The pricing schedule provided by NYSE, including the pricing for each tier, is available to the public https://www.nyse.com/publicdocs/nyse/
NYSE Arca
ARCX
5.00
0.00
3.57
7.41
4.17
0.0000
0.0000
-10620.6219
-28.7627
2139.2306
5.8222
-6753.7557
-10.3351
NYSE ARCA, Inc. (“ARCA”) provides tiered pricing. Instinet pays fees and receives rebates based upon ARCA’s pricing schedule. The pricing schedule provided by ARCA, including the pricing for each tier, is available to the public https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/
UBS ATS
UBSA
4.29
0.00
6.43
3.06
4.04
0.0000
0.0000
-916.4010
-10.0000
-550.9620
-10.0000
-624.6080
-10.0000
Instinet is a subscriber to the UBS ATS and pays a fee for executions occurring in the UBS ATS.
Cboe EDGA Exchange, Inc.
EDGA
3.58
0.00
5.15
2.08
3.78
0.0000
0.0000
4382.2290
20.3256
1663.6458
17.7637
2776.2210
19.4031
Cboe EDGA Exchange, Inc. (“Cboe EDGA”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe EDGA’s pricing schedule. The pricing schedule provided by Cboe EDGA, including the pricing for each tier, is available to the public https://markets.cboe.com/us/
Credit Suisse Securities (USA)
CROS
3.43
0.00
4.98
2.30
3.40
0.0000
0.0000
-768.7770
-10.0000
-230.9800
-10.0000
-486.1560
-10.0000
Instinet is a subscriber to the CrossFinder ATS and pays a fee for executions occurring in the CrossFinder ATS.
Instinet CBX
ICBX
3.38
0.00
6.20
3.06
2.23
0.0000
0.0000
0.0000
0.0000
0.0000
0.0000
0.0000
0.0000
Instinet owns and operates the Instinet CBX ATS. Instinet receives a commission from both sides of any transaction occurring in CBX (subject to the fee schedule in effect between Instinet and the relevant subscriber). Additional information regarding the Instinet CBX is available https://
Cboe BZX Exchange
BATS
3.37
1.44
3.29
4.02
3.01
1.9980
9.5873
-12492.6585
-29.6109
-1178.5760
-5.7046
-6256.7270
-22.5678
Cboe BZX Exchange, Inc. (“Cboe BZX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe BZX’s pricing schedule. The pricing schedule provided by Cboe BZX, including the pricing for each tier, is available to the public https://markets.cboe.com/us/equities/
JP Morgan Securities LLC
JPMX
3.20
0.00
4.67
2.28
3.07
0.0000
0.0000
-288.1740
-10.0000
-62.9430
-10.0000
-132.9380
-10.0000
Instinet is a subscriber to the JPM-X ATS and pays a fee for executions occurring in the JPM-X ATS.
Level ATS
LEVL
3.00
0.00
5.34
2.71
2.07
0.0000
0.0000
-539.8188
-6.0504
-211.3470
-6.0000
-231.3606
-6.2227
Instinet is a subscriber to the Level ATS. Instinet generally pays a flat fee for executions in Level ATS. However, in instances where Instinet designates an order as only eligible to interact with certain other Level ATS subscribers, Instinet will not pay an execution fee.
2.93
0.01
12.24
24.14
63.61
Nasdaq
XNAS
58.04
67.28
6.26
45.54
72.75
317.7887
7.6192
-89975.4538
-28.7853
-6950.8497
-3.0730
-71833.1192
-13.9925
The Nasdaq Stock Market (“NASDAQ”) provides tiered pricing. Instinet pays fees and receives rebates based upon NASDAQ’s pricing schedule. The pricing schedule provided by NASDAQ, including the pricing for each tier, is available to the public http://www.nasdaqtrader.com/
NYSE Arca
ARCX
6.55
0.00
4.47
14.32
3.99
0.0000
0.0000
-59255.3592
-29.0165
3084.5577
2.3979
-68945.1644
-15.1150
NYSE ARCA, Inc. (“ARCA”) provides tiered pricing. Instinet pays fees and receives rebates based upon ARCA’s pricing schedule. The pricing schedule provided by ARCA, including the pricing for each tier, is available to the public https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/
Cboe BZX Exchange
BATS
4.45
29.54
3.87
7.79
3.28
-229.9690
-9.5069
-51381.4690
-29.4517
-1223.4740
-1.5691
-21165.9608
-13.4956
Cboe BZX Exchange, Inc. (“Cboe BZX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe BZX’s pricing schedule. The pricing schedule provided by Cboe BZX, including the pricing for each tier, is available to the public https://markets.cboe.com/us/equities/
New York Stock Exch
XNYS
3.89
0.13
6.94
2.07
3.99
-1.1600
-29.0000
-95503.6274
-28.7330
-19269.4309
-21.9047
-59795.5281
-24.9361
New York Stock Exchange LLC (“NYSE”) provides tiered pricing. Instinet pays fees and receives rebates based upon NYSE’s pricing schedule. The pricing schedule provided by NYSE, including the pricing for each tier, is available to the public https://www.nyse.com/publicdocs/nyse/
CBOE EDGX
EDGX
3.02
0.93
3.61
3.36
2.78
5.9648
16.0000
-62316.0784
-28.2860
-12053.3499
-19.3545
-54142.1925
-24.8195
Cboe EDGX Exchange, Inc. (“Cboe EDGX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe EDGX’s pricing schedule. The pricing schedule provided by Cboe EDGX, including the pricing for each tier, is available to the public https://markets.cboe.com/us/
Instinet CBX
ICBX
1.99
0.00
6.57
2.73
0.83
0.0000
0.0000
0.0000
0.0000
0.0000
0.0000
0.0000
0.0000
Instinet owns and operates the Instinet CBX ATS. Instinet receives a commission from both sides of any transaction occurring in CBX (subject to the fee schedule in effect between Instinet and the relevant subscriber). Additional information regarding the Instinet CBX is available https://
UBS ATS
UBSA
1.98
0.00
6.15
2.47
0.99
0.0000
0.0000
-1627.7340
-10.0000
-817.5310
-10.0000
-1103.5550
-10.0000
Instinet is a subscriber to the UBS ATS and pays a fee for executions occurring in the UBS ATS.
Level ATS
LEVL
1.64
0.00
5.53
2.39
0.61
0.0000
0.0000
-1272.2826
-6.3086
-397.5006
-6.0300
-724.9602
-6.1922
Instinet is a subscriber to the Level ATS. Instinet generally pays a flat fee for executions in Level ATS. However, in instances where Instinet designates an order as only eligible to interact with certain other Level ATS subscribers, Instinet will not pay an execution fee.
Credit Suisse Securities (USA)
CROS
1.64
0.00
5.07
1.91
0.88
0.0000
0.0000
-2000.5410
-10.0000
-580.7070
-10.0000
-882.9890
-10.0000
Instinet is a subscriber to the CrossFinder ATS and pays a fee for executions occurring in the CrossFinder ATS.
JP Morgan Securities LLC
JPMX
1.61
0.00
5.02
1.98
0.82
0.0000
0.0000
-900.6010
-10.0000
-285.8940
-10.0000
-273.0270
-10.0000
Instinet is a subscriber to the JPM-X ATS and pays a fee for executions occurring in the JPM-X ATS.
0.01
0.00
2.20
97.69
0.11
Nasdaq Options Market
XNDQ
27.65
0.00
15.88
27.86
76.47
0.0000
0.0000
-814.2500
-26.3171
7339.7200
7.0766
15.3300
66.6522
NASDAQ Options Market (“NOM”) provides tiered pricing. Instinet pays fees and receives rebates based upon NOM’s pricing schedule. The pricing schedule provided by NOM, including the pricing for each tier, is available to the public http://nasdaqtrader.com/Micro.aspx?
BOX Exchange
XBOX
27.09
0.00
8.09
27.55
0.00
0.0000
0.0000
-0.2000
-0.0255
-66.9000
-0.8791
0.0000
0.0000
BOX Exchange LLC (“BOX”) provides tiered pricing. Instinet pays fees and receives rebates based upon BOX’s pricing schedule. The pricing schedule provided by BOX, including the pricing for each tier, is available to the public at https://boxoptions.com/regulatory/fee-schedule/. During July 2021, Instinet paid, on average, a net fee of $0.008 per contract for orders it routed to BOX.
NYSE ARCA Options
ARCO
9.55
0.00
7.89
9.58
9.80
0.0000
0.0000
-81.8400
-6.0712
49454.3200
31.1080
-22.0000
-16.0584
NYSE ARCA Options (“ARCA Options”) provides tiered pricing. Instinet pays fees and receives rebates based upon ARCA Options’ pricing schedule. The pricing schedule provided by ARCA Options, including the pricing for each tier, is available to the public https://www.nyse.com/
Cboe BZX Options Exchange
BATO
7.20
0.00
12.29
7.09
5.88
0.0000
0.0000
-2254.0000
-51.5082
-59752.4000
-52.9847
-4.0000
-50.0000
Cboe BZX Options Exchange (“BZX Options”) provides tiered pricing. Instinet pays fees and receives rebates based upon BZX Options’ pricing schedule. The pricing schedule provided by BZX Options, including the pricing for each tier, is available to the public at https://markets.cboe.com/
C2 Options Exchange, Inc.
C2OX
3.79
0.00
7.29
3.71
0.00
0.0000
0.0000
-673.6300
-42.6618
-14129.5700
-40.0839
0.0000
0.0000
Instinet pays fees and receives rebates based upon Cboe C2 Options Exchange’s (“C2”) pricing schedule. During July 2021, Instinet paid, on average, a net fee of $0.4019 per contract for orders it routed to C2.
Nasdaq ISE
XISX
3.39
0.00
4.00
3.38
3.92
0.0000
0.0000
-80.6100
-35.2009
-4204.6200
-35.0210
-11.5000
-46.0000
Nasdaq ISE, LLC (“ISE”) provides tiered pricing. Instinet pays fees and receives rebates based upon ISE’s pricing schedule. The pricing schedule provided by ISE, including the pricing for each tier, is available to the public http://ise.cchwallstreet.com/tools/PlatformViewer.asp?
MIAX Pearl, LLC
MPRL
2.73
0.00
6.19
2.65
1.96
0.0000
0.0000
-673.8000
-51.2785
-9742.0500
-52.2054
-8.5000
-50.0000
MIAX PEARL, LLC (“Pearl”) provides tiered pricing. Instinet pays fees and receives rebates based upon Pearl’s pricing schedule. The pricing schedule provided by Pearl, including the pricing for each tier, is available to the public https://www.miaxoptions.com/sites/default/files/
CBOE Exchange
XCBO
2.64
0.00
5.09
2.58
0.00
0.0000
0.0000
-133.8600
-10.3128
-6178.5150
-16.7648
0.0000
0.0000
Cboe Exchange, Inc. (“Cboe”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe’s pricing schedule. The pricing schedule provided by Cboe, including the pricing for each tier, is available to the public https://cdn.cboe.com/resources/membership/
Nasdaq GEMX, LLC
GMNI
2.54
0.00
4.90
2.49
0.00
0.0000
0.0000
-491.2400
-52.2596
-10123.0400
-38.2304
0.0000
0.0000
Nasdaq GEMX, LLC (“GEMX”) provides tiered pricing. Instinet pays fees and receives rebates based upon GEMX’s pricing schedule. The pricing schedule provided by GEMX, including the pricing for each tier, is available to the public http://nasdaqgemx.cchwallstreet.com/tools/
Cboe EDGX Options
EDGO
2.40
0.00
5.00
2.34
0.00
0.0000
0.0000
-10.7300
-1.2789
-1173.4500
-7.2462
0.0000
0.0000
Cboe EDGX Options (“EDGX Options”) provides tiered pricing. Instinet pays fees and receives rebates based upon EDGX Options’ pricing schedule. The pricing schedule provided by EDGX Options, including the pricing for each tier, is available to the public http://markets.cboe.com/us/
2021
8
4.56
0.04
24.19
23.95
51.82
Nasdaq
XNAS
34.95
98.41
5.61
51.85
40.77
613.6899
11.4450
-19280.1890
-28.0672
2036.6663
4.2760
-7565.2631
-9.6414
The Nasdaq Stock Market (“NASDAQ”) provides tiered pricing. Instinet pays fees and receives rebates based upon NASDAQ’s pricing schedule. The pricing schedule provided by NASDAQ, including the pricing for each tier, is available to the public http://www.nasdaqtrader.com/
New York Stock Exch
XNYS
5.08
0.45
8.47
3.69
4.13
-2.5355
-29.0768
-26852.5283
-28.2914
-4580.9663
-16.8008
-14407.6811
-22.8478
New York Stock Exchange LLC (“NYSE”) provides tiered pricing. Instinet pays fees and receives rebates based upon NYSE’s pricing schedule. The pricing schedule provided by NYSE, including the pricing for each tier, is available to the public https://www.nyse.com/publicdocs/nyse/
NYSE Arca
ARCX
4.69
0.00
3.75
8.23
3.50
0.0000
0.0000
-9636.6588
-28.3927
2621.6582
8.8772
55.6517
0.0858
NYSE ARCA, Inc. (“ARCA”) provides tiered pricing. Instinet pays fees and receives rebates based upon ARCA’s pricing schedule. The pricing schedule provided by ARCA, including the pricing for each tier, is available to the public https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/
UBS ATS
UBSA
4.47
0.00
6.70
2.88
4.17
0.0000
0.0000
-605.6740
-10.0000
-193.7530
-10.0000
-403.0470
-10.0000
Instinet is a subscriber to the UBS ATS and pays a fee for executions occurring in the UBS ATS.
Instinet CBX
ICBX
3.67
0.00
6.71
3.13
2.50
0.0000
0.0000
0.0000
0.0000
0.0000
0.0000
0.0000
0.0000
Instinet owns and operates the Instinet CBX ATS. Instinet receives a commission from both sides of any transaction occurring in CBX (subject to the fee schedule in effect between Instinet and the relevant subscriber). Additional information regarding the Instinet CBX is available https://
JP Morgan Securities LLC
JPMX
3.35
0.00
4.86
2.12
3.22
0.0000
0.0000
-172.6770
-10.0000
-40.0480
-10.0000
-91.7180
-10.0000
Instinet is a subscriber to the JPM-X ATS and pays a fee for executions occurring in the JPM-X ATS.
Cboe EDGA Exchange, Inc.
EDGA
3.28
0.00
4.59
1.74
3.38
0.0000
0.0000
3489.0812
20.2544
928.7986
18.5614
1724.1486
18.2872
Cboe EDGA Exchange, Inc. (“Cboe EDGA”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe EDGA’s pricing schedule. The pricing schedule provided by Cboe EDGA, including the pricing for each tier, is available to the public https://markets.cboe.com/us/
Level ATS
LEVL
3.24
0.00
5.62
2.85
2.30
0.0000
0.0000
-319.1052
-6.0650
-95.5134
-6.0000
-166.4904
-6.0000
Instinet is a subscriber to the Level ATS. Instinet generally pays a flat fee for executions in Level ATS. However, in instances where Instinet designates an order as only eligible to interact with certain other Level ATS subscribers, Instinet will not pay an execution fee.
Credit Suisse Securities (USA)
CROS
3.23
0.00
4.51
1.87
3.26
0.0000
0.0000
-307.8920
-10.0000
-70.8510
-10.0000
-196.6160
-10.0000
Instinet is a subscriber to the CrossFinder ATS and pays a fee for executions occurring in the CrossFinder ATS.
Virtu MatchIt
VFMI
2.86
0.00
4.81
1.91
2.39
0.0000
0.0000
-32.9225
-5.0000
-15.0875
-5.0000
-27.4950
-5.0000
3.12
0.01
14.97
30.18
54.84
Nasdaq
XNAS
53.19
83.09
6.61
54.90
64.96
415.3990
9.7061
-90444.1420
-28.4366
7151.7375
3.3481
-46920.2295
-9.6879
The Nasdaq Stock Market (“NASDAQ”) provides tiered pricing. Instinet pays fees and receives rebates based upon NASDAQ’s pricing schedule. The pricing schedule provided by NASDAQ, including the pricing for each tier, is available to the public http://www.nasdaqtrader.com/
NYSE Arca
ARCX
7.07
0.00
4.82
12.80
4.53
0.0000
0.0000
-59905.6783
-28.7281
7125.3034
6.2035
-67240.9132
-14.3599
NYSE ARCA, Inc. (“ARCA”) provides tiered pricing. Instinet pays fees and receives rebates based upon ARCA’s pricing schedule. The pricing schedule provided by ARCA, including the pricing for each tier, is available to the public https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/
Cboe BZX Exchange
BATS
4.84
13.59
3.92
5.18
4.91
0.4325
0.0395
-50565.1869
-29.7315
-3151.1234
-9.7978
-28268.3753
-24.3318
Cboe BZX Exchange, Inc. (“Cboe BZX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe BZX’s pricing schedule. The pricing schedule provided by Cboe BZX, including the pricing for each tier, is available to the public https://markets.cboe.com/us/equities/
New York Stock Exch
XNYS
4.52
0.99
7.58
1.75
5.21
-13.0605
-13.5020
-102500.4688
-28.2806
-15151.4132
-20.3561
-57039.0717
-24.5935
New York Stock Exchange LLC (“NYSE”) provides tiered pricing. Instinet pays fees and receives rebates based upon NYSE’s pricing schedule. The pricing schedule provided by NYSE, including the pricing for each tier, is available to the public https://www.nyse.com/publicdocs/nyse/
CBOE EDGX
EDGX
2.91
0.22
3.68
4.67
1.74
10.1776
16.0000
-59224.8887
-28.2484
-6193.0313
-16.4706
-45399.1089
-23.3336
Cboe EDGX Exchange, Inc. (“Cboe EDGX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe EDGX’s pricing schedule. The pricing schedule provided by Cboe EDGX, including the pricing for each tier, is available to the public https://markets.cboe.com/us/
UBS ATS
UBSA
2.26
0.00
6.00
1.98
1.40
0.0000
0.0000
-2052.4870
-10.0000
-837.4950
-10.0000
-1378.9690
-10.0000
Instinet is a subscriber to the UBS ATS and pays a fee for executions occurring in the UBS ATS.
Instinet CBX
ICBX
2.20
0.00
6.23
2.09
1.15
0.0000
0.0000
0.0000
0.0000
0.0000
0.0000
0.0000
0.0000
Instinet owns and operates the Instinet CBX ATS. Instinet receives a commission from both sides of any transaction occurring in CBX (subject to the fee schedule in effect between Instinet and the relevant subscriber). Additional information regarding the Instinet CBX is available https://
Level ATS
LEVL
1.82
0.00
5.19
1.83
0.90
0.0000
0.0000
-1503.8466
-6.4697
-364.6248
-6.1209
-1270.2324
-6.2286
Instinet is a subscriber to the Level ATS. Instinet generally pays a flat fee for executions in Level ATS. However, in instances where Instinet designates an order as only eligible to interact with certain other Level ATS subscribers, Instinet will not pay an execution fee.
JP Morgan Securities LLC
JPMX
1.82
0.00
4.76
1.52
1.18
0.0000
0.0000
-854.0140
-10.0000
-224.0030
-10.0000
-330.6940
-10.0000
Instinet is a subscriber to the JPM-X ATS and pays a fee for executions occurring in the JPM-X ATS.
Cboe EDGA Exchange, Inc.
EDGA
1.81
0.55
4.78
0.82
1.54
-4.6380
-30.0000
13447.9998
19.8730
2535.8682
16.3170
8130.4380
19.5440
Cboe EDGA Exchange, Inc. (“Cboe EDGA”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe EDGA’s pricing schedule. The pricing schedule provided by Cboe EDGA, including the pricing for each tier, is available to the public https://markets.cboe.com/us/
0.03
0.00
1.41
94.83
3.76
NYSE ARCA Options
ARCO
24.40
0.00
12.16
24.94
15.16
0.0000
0.0000
-122.9300
-19.9886
43638.1300
31.3429
313.9800
35.2391
NYSE ARCA Options (“ARCA Options”) provides tiered pricing. Instinet pays fees and receives rebates based upon ARCA Options’ pricing schedule. The pricing schedule provided by ARCA Options, including the pricing for each tier, is available to the public https://www.nyse.com/
Nasdaq Options Market
XNDQ
19.02
0.00
14.43
19.80
0.85
0.0000
0.0000
-93.6600
-9.1109
1740.9600
3.6688
0.0000
0.0000
NASDAQ Options Market (“NOM”) provides tiered pricing. Instinet pays fees and receives rebates based upon NOM’s pricing schedule. The pricing schedule provided by NOM, including the pricing for each tier, is available to the public http://nasdaqtrader.com/Micro.aspx?
BOX Exchange
XBOX
16.87
0.00
4.54
17.52
5.34
0.0000
0.0000
-11.5500
-4.5833
-2013.4000
-26.5410
0.0000
0.0000
BOX Exchange LLC (“BOX”) provides tiered pricing. Instinet pays fees and receives rebates based upon BOX’s pricing schedule. The pricing schedule provided by BOX, including the pricing for each tier, is available to the public at https://boxoptions.com/regulatory/fee-schedule/. During August 2021, Instinet paid, on average, a net fee of $0.2584 per contract for orders it routed to BOX.
Cboe BZX Options Exchange
BATO
7.04
0.00
11.34
7.20
1.62
0.0000
0.0000
-920.3000
-55.0748
-30900.2000
-55.3757
-173.0000
-50.0000
Cboe BZX Options Exchange (“BZX Options”) provides tiered pricing. Instinet pays fees and receives rebates based upon BZX Options’ pricing schedule. The pricing schedule provided by BZX Options, including the pricing for each tier, is available to the public at https://markets.cboe.com/
C2 Options Exchange, Inc.
C2OX
3.98
0.00
5.98
3.89
5.65
0.0000
0.0000
-138.6600
-49.8777
-7091.6400
-37.7898
-51.6400
-46.1071
Instinet pays fees and receives rebates based upon Cboe C2 Options Exchange’s (“C2”) pricing schedule. During August 2021, Instinet paid, on average, a net fee of $0.3801 per contract for orders it routed to C2.
Nasdaq ISE
XISX
3.94
0.00
4.54
3.47
15.47
0.0000
0.0000
-70.6800
-47.4362
-5034.6800
-35.0068
-83.2600
-46.0000
Nasdaq ISE, LLC (“ISE”) provides tiered pricing. Instinet pays fees and receives rebates based upon ISE’s pricing schedule. The pricing schedule provided by ISE, including the pricing for each tier, is available to the public http://ise.cchwallstreet.com/tools/PlatformViewer.asp?
CBOE Exchange
XCBO
3.76
0.00
8.66
3.25
14.85
0.0000
0.0000
-119.0175
-20.9907
-4070.3550
-26.4549
-8.5100
-42.5500
Cboe Exchange, Inc. (“Cboe”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe’s pricing schedule. The pricing schedule provided by Cboe, including the pricing for each tier, is available to the public https://cdn.cboe.com/resources/membership/
Nasdaq GEMX, LLC
GMNI
3.05
0.00
4.12
3.14
0.31
0.0000
0.0000
-285.3700
-67.9452
-6831.7300
-44.9338
-27.0000
-50.0000
Nasdaq GEMX, LLC (“GEMX”) provides tiered pricing. Instinet pays fees and receives rebates based upon GEMX’s pricing schedule. The pricing schedule provided by GEMX, including the pricing for each tier, is available to the public http://nasdaqgemx.cchwallstreet.com/tools/
MIAX Emerald, LLC.
EMLD
2.64
0.00
2.89
2.72
0.39
0.0000
0.0000
-72.7000
-75.7292
-3869.8000
-61.9565
-15.0000
-50.0000
MIAX Emerald, LLC (“Emerald”) provides tiered pricing. Instinet pays fees and receives rebates based upon Emerald’s pricing schedule. The pricing schedule provided by Emerald, including the pricing for each tier, is available to the public https://www.miaxoptions.com/sites/default/files/fee_schedule-files/MIAX_Emerald_Fee_Schedule_03252021.pdf. During August 2021, Instinet paid, on average, a net fee of $0.6211 per contract for orders it routed to Emerald. Separately, in accordance with Emerald’s market maker preferencing program, Instinet has preferenced a
NYSE American Options
AMXO
2.60
0.00
5.15
2.09
14.54
0.0000
0.0000
-85.5000
-29.5848
-1530.2500
-22.7513
0.0000
0.0000
NYSE American Options (“AMEX”) provides tiered pricing. Instinet pays fees and receives rebates based upon AMEX’s pricing schedule. The pricing schedule provided by AMEX, including the pricing for each tier, is available to the public https://www.nyse.com/publicdocs/nyse/markets/
2021
9
4.58
0.05
26.31
20.55
53.10
Nasdaq
XNAS
37.82
98.74
4.97
41.96
52.44
667.5405
10.8702
-14088.1330
-29.0186
-3185.6497
-7.6710
-9126.8492
-15.5489
The Nasdaq Stock Market (“NASDAQ”) provides tiered pricing. Instinet pays fees and receives rebates based upon NASDAQ’s pricing schedule. The pricing schedule provided by NASDAQ, including the pricing for each tier, is available to the public http://www.nasdaqtrader.com/
New York Stock Exch
XNYS
5.58
0.25
8.99
4.27
4.41
-0.6527
-28.5022
-23342.6144
-28.4226
-3692.0732
-17.5366
-12972.1656
-23.9476
New York Stock Exchange LLC (“NYSE”) provides tiered pricing. Instinet pays fees and receives rebates based upon NYSE’s pricing schedule. The pricing schedule provided by NYSE, including the pricing for each tier, is available to the public https://www.nyse.com/publicdocs/nyse/
NYSE Arca
ARCX
4.43
0.00
3.59
7.98
3.48
0.0000
0.0000
-7529.2180
-29.4413
2220.8961
8.2842
-4126.7281
-12.6759
NYSE ARCA, Inc. (“ARCA”) provides tiered pricing. Instinet pays fees and receives rebates based upon ARCA’s pricing schedule. The pricing schedule provided by ARCA, including the pricing for each tier, is available to the public https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/
UBS ATS
UBSA
3.93
0.00
6.74
3.36
2.76
0.0000
0.0000
-486.6230
-10.0000
-210.6150
-10.0000
-361.9100
-10.0000
Instinet is a subscriber to the UBS ATS and pays a fee for executions occurring in the UBS ATS.
Cboe BZX Exchange
BATS
3.70
0.25
2.98
6.53
2.96
3.6075
25.0000
-8460.4410
-29.6345
-249.4495
-1.2826
-4605.6555
-23.5128
Cboe BZX Exchange, Inc. (“Cboe BZX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe BZX’s pricing schedule. The pricing schedule provided by Cboe BZX, including the pricing for each tier, is available to the public https://markets.cboe.com/us/equities/
Instinet CBX
ICBX
3.65
0.00
7.01
3.27
2.13
0.0000
0.0000
0.0000
0.0000
0.0000
0.0000
0.0000
0.0000
Instinet owns and operates the Instinet CBX ATS. Instinet receives a commission from both sides of any transaction occurring in CBX (subject to the fee schedule in effect between Instinet and the relevant subscriber). Additional information regarding the Instinet CBX is available https://
Level ATS
LEVL
3.31
0.00
6.12
3.30
1.93
0.0000
0.0000
-373.8354
-6.0495
-87.0708
-6.0754
-137.6190
-6.0000
Instinet is a subscriber to the Level ATS. Instinet generally pays a flat fee for executions in Level ATS. However, in instances where Instinet designates an order as only eligible to interact with certain other Level ATS subscribers, Instinet will not pay an execution fee.
JP Morgan Securities LLC
JPMX
2.96
0.00
4.92
2.48
2.17
0.0000
0.0000
-145.3440
-10.0000
-39.2500
-10.0000
-86.2240
-10.0000
Instinet is a subscriber to the JPM-X ATS and pays a fee for executions occurring in the JPM-X ATS.
Virtu MatchIt
VFMI
2.95
0.00
5.04
2.45
2.10
0.0000
0.0000
-31.0705
-5.0000
-26.6940
-5.0000
-29.2885
-5.0000
Instinet is a subscriber to the Virtu MatchIt ATS and pays a fee for executions occurring in the Virtu MatchIt ATS.
Credit Suisse Securities (USA)
CROS
2.82
0.00
4.56
2.07
2.25
0.0000
0.0000
-327.4020
-10.0000
-97.4930
-10.0000
-207.3610
-10.0000
Instinet is a subscriber to the CrossFinder ATS and pays a fee for executions occurring in the CrossFinder ATS.
2.00
0.01
13.45
45.32
41.22
Nasdaq
XNAS
52.29
71.60
5.83
65.70
52.68
270.4509
7.4036
-58420.7528
-28.7694
-10496.0713
-5.5199
-43353.8270
-11.8329
The Nasdaq Stock Market (“NASDAQ”) provides tiered pricing. Instinet pays fees and receives rebates based upon NASDAQ’s pricing schedule. The pricing schedule provided by NASDAQ, including the pricing for each tier, is available to the public http://www.nasdaqtrader.com/
NYSE Arca
ARCX
7.28
0.00
4.44
8.73
6.62
0.0000
0.0000
-42674.1023
-28.8742
3744.1412
3.4196
-48857.9012
-11.7838
NYSE ARCA, Inc. (“ARCA”) provides tiered pricing. Instinet pays fees and receives rebates based upon ARCA’s pricing schedule. The pricing schedule provided by ARCA, including the pricing for each tier, is available to the public https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/
Cboe BZX Exchange
BATS
5.39
25.47
3.73
5.28
6.03
-204.4425
-12.7821
-39226.8633
-29.6190
-1243.9626
-1.9586
-22319.5614
-17.7884
Cboe BZX Exchange, Inc. (“Cboe BZX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe BZX’s pricing schedule. The pricing schedule provided by Cboe BZX, including the pricing for each tier, is available to the public https://markets.cboe.com/us/equities/
New York Stock Exch
XNYS
4.99
0.23
7.41
1.19
8.39
-2.5000
-11.3636
-67622.0855
-28.4441
-15038.9543
-21.9933
-44879.9426
-24.2859
New York Stock Exchange LLC (“NYSE”) provides tiered pricing. Instinet pays fees and receives rebates based upon NYSE’s pricing schedule. The pricing schedule provided by NYSE, including the pricing for each tier, is available to the public https://www.nyse.com/publicdocs/nyse/
CBOE EDGX
EDGX
3.51
0.47
3.38
4.54
2.44
2.5360
5.5311
-36971.7454
-28.0989
-11473.0521
-22.9089
-37987.0743
-24.6509
Cboe EDGX Exchange, Inc. (“Cboe EDGX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe EDGX’s pricing schedule. The pricing schedule provided by Cboe EDGX, including the pricing for each tier, is available to the public https://markets.cboe.com/us/
Instinet CBX
ICBX
2.19
0.00
6.55
1.37
1.68
0.0000
0.0000
0.0000
0.0000
0.0000
0.0000
0.0000
0.0000
Instinet owns and operates the Instinet CBX ATS. Instinet receives a commission from both sides of any transaction occurring in CBX (subject to the fee schedule in effect between Instinet and the relevant subscriber). Additional information regarding the Instinet CBX is available https://
UBS ATS
UBSA
2.11
0.00
6.28
1.28
1.67
0.0000
0.0000
-1638.7980
-10.0000
-675.8050
-10.0000
-1171.3100
-10.0000
Instinet is a subscriber to the UBS ATS and pays a fee for executions occurring in the UBS ATS.
Level ATS
LEVL
1.83
0.00
5.54
1.22
1.28
0.0000
0.0000
-1432.3848
-6.8750
-264.8550
-6.0000
-1506.0864
-6.4502
Instinet is a subscriber to the Level ATS. Instinet generally pays a flat fee for executions in Level ATS. However, in instances where Instinet designates an order as only eligible to interact with certain other Level ATS subscribers, Instinet will not pay an execution fee.
JP Morgan Securities LLC
JPMX
1.76
0.00
4.98
1.08
1.46
0.0000
0.0000
-608.7670
-10.0000
-194.1650
-10.0000
-317.2320
-10.0000
Instinet is a subscriber to the JPM-X ATS and pays a fee for executions occurring in the JPM-X ATS.
Virtu MatchIt
VFMI
1.74
0.00
4.89
1.05
1.46
0.0000
0.0000
-117.4235
-5.0000
-79.2990
-5.0000
-103.4975
-5.0000
Instinet is a subscriber to the Virtu MatchIt ATS and pays a fee for executions occurring in the Virtu MatchIt ATS.
0.01
0.00
0.28
98.07
1.66
NYSE ARCA Options
ARCO
27.73
0.00
15.04
27.98
14.71
0.0000
0.0000
56.5500
10.0266
43286.6800
30.9195
-50.8200
-3.9213
NYSE ARCA Options (“ARCA Options”) provides tiered pricing. Instinet pays fees and receives rebates based upon ARCA Options’ pricing schedule. The pricing schedule provided by ARCA Options, including the pricing for each tier, is available to the public https://www.nyse.com/
BOX Exchange
XBOX
27.63
0.00
23.01
27.90
12.93
0.0000
0.0000
-21.3000
-54.6154
-2380.0000
-30.5755
12.6000
90.0000
BOX Exchange LLC (“BOX”) provides tiered pricing. Instinet pays fees and receives rebates based upon BOX’s pricing schedule. The pricing schedule provided by BOX, including the pricing for each tier, is available to the public at https://boxoptions.com/regulatory/fee-schedule/. During September 2021, Instinet paid, on average, a net fee of $0.3048 per contract for orders it routed to BOX.
Nasdaq Options Market
XNDQ
17.01
0.00
9.73
17.00
18.72
0.0000
0.0000
141.5100
50.7204
14325.9800
23.8790
-2707.0000
-38.0999
NASDAQ Options Market (“NOM”) provides tiered pricing. Instinet pays fees and receives rebates based upon NOM’s pricing schedule. The pricing schedule provided by NOM, including the pricing for each tier, is available to the public http://nasdaqtrader.com/Micro.aspx?
Cboe BZX Options Exchange
BATO
5.22
0.00
14.16
5.18
6.24
0.0000
0.0000
-220.4000
-71.0968
-30563.7000
-58.5198
-6495.5000
-50.0000
Cboe BZX Options Exchange (“BZX Options”) provides tiered pricing. Instinet pays fees and receives rebates based upon BZX Options’ pricing schedule. The pricing schedule provided by BZX Options, including the pricing for each tier, is available to the public at https://markets.cboe.com/
Nasdaq ISE
XISX
2.85
0.00
7.08
2.77
7.13
0.0000
0.0000
-5.0400
-33.6000
-4591.4500
-46.2195
-387.7000
-39.2409
Nasdaq ISE, LLC (“ISE”) provides tiered pricing. Instinet pays fees and receives rebates based upon ISE’s pricing schedule. The pricing schedule provided by ISE, including the pricing for each tier, is available to the public http://ise.cchwallstreet.com/tools/PlatformViewer.asp?
Nasdaq OMX
XBXO
2.51
0.00
3.54
2.51
2.08
0.0000
0.0000
-15.1800
-46.0000
-5891.3400
-55.1262
-246.9200
-43.1678
Nasdaq OMX BX Options ("XBXO") provides tiered pricing. Instinet pays fees and receives rebates based upon XBXO’s pricing schedule. The pricing schedule provided by XBXO, including the pricing for each tier, is available to the public https://listingcenter.nasdaq.com/rulebook/bx/rules/BX%20Options%207. During September 2021, Instinet paid, on average, a net fee of $0.5449 per contract for orders it routed to XBXO.
C2 Options Exchange, Inc.
C2OX
2.43
0.00
6.19
2.37
5.20
0.0000
0.0000
-22.8000
-57.0000
-5781.8700
-50.4218
-708.3000
-37.0063
Instinet pays fees and receives rebates based upon Cboe C2 Options Exchange’s (“C2”) pricing schedule. During September 2021, Instinet paid, on average, a net fee of $0.4853 per contract for orders it routed to C2
CBOE Exchange
XCBO
2.27
0.00
5.31
2.21
5.50
0.0000
0.0000
-11.3725
-2.1498
-8039.8925
-21.1159
-293.0875
-1.6275
Cboe Exchange, Inc. (“Cboe”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe’s pricing schedule. The pricing schedule provided by Cboe, including the pricing for each tier, is available to the public https://cdn.cboe.com/resources/membership/
Nasdaq GEMX, LLC
GMNI
2.26
0.00
1.77
2.28
0.89
0.0000
0.0000
-15.0000
-65.2174
-6207.4900
-61.0673
-129.8500
-49.0000
Nasdaq GEMX, LLC (“GEMX”) provides tiered pricing. Instinet pays fees and receives rebates based upon GEMX’s pricing schedule. The pricing schedule provided by GEMX, including the pricing for each tier, is available to the public http://nasdaqgemx.cchwallstreet.com/tools/
MIAX Pearl, LLC
MPRL
1.93
0.00
2.65
1.92
2.38
0.0000
0.0000
-28.4000
-101.4286
-3998.1200
-58.1460
-265.1000
-48.4644
MIAX PEARL, LLC (“Pearl”) provides tiered pricing. Instinet pays fees and receives rebates based upon Pearl’s pricing schedule. The pricing schedule provided by Pearl, including the pricing for each tier, is available to the public https://www.miaxoptions.com/sites/default/files/