1.2
INCA
2021
2
2021-08-05T10:09:34Z
2021
4
9.25
0.03
17.08
19.77
63.12
Nasdaq
XNAS
46.20
97.90
4.92
38.09
59.89
594.1743
11.7435
-15700.7216
-28.0933
-518.8233
-0.8612
-7582.6640
-7.8030
"Nasdaq (XNAS):
The Nasdaq Stock Market (“NASDAQ”) provides tiered pricing. Instinet pays fees and receives rebates based upon NASDAQ’s pricing schedule. The pricing schedule provided by NASDAQ, including the pricing for each tier, is available to the public http://www.nasdaqtrader.com/
Trader.aspx?id=PriceListTrading2. During April 2021, Instinet paid, on average, a net fee of $0.0013 per share for executions on NASDAQ."
NYSE Arca
ARCX
4.72
0.00
3.68
7.15
4.24
0.0000
0.0000
-9031.7392
-29.0150
-72.3050
-0.2116
-10501.6726
-15.8739
"NYSE Arca (ARCX):
NYSE ARCA, Inc. (“ARCA”) provides tiered pricing. Instinet pays fees and receives rebates based upon ARCA’s pricing schedule. The pricing schedule provided by ARCA, including the pricing for each tier, is available to the public https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/
NYSE_Arca_Marketplace_Fees.pdf. During April 2021, Instinet paid, on average, a net fee of $0.0018 per share for executions on ARCA."
New York Stock Exch
XNYS
4.36
0.12
8.22
5.50
2.96
-0.2750
-27.5000
-23136.0919
-27.5570
-10332.2120
-20.6070
-13813.7423
-21.6159
"New York Stock Exchange (XNYS):
New York Stock Exchange LLC (“NYSE”) provides tiered pricing. Instinet pays fees and receives rebates based upon NYSE’s pricing schedule. The pricing schedule provided by NYSE, including the pricing for each tier, is available to the public https://www.nyse.com/publicdocs/nyse/
markets/nyse/NYSE_Price_List.pdf. During April 2021, Instinet paid, on average, a net fee of $0.0024 per share for executions on NYSE."
UBS Securities LLC - UBS ATS
UBSA
3.43
0.00
6.62
3.92
2.41
0.0000
0.0000
-538.3470
-10.0000
-274.0090
-10.0000
-320.3860
-10.0000
"UBS ATS - UBS Securities LLC (“UBSA”)
Instinet is a subscriber to the UBS ATS and pays a fee for executions occurring in the UBS ATS."
Cboe EDGA Exchange, Inc.
EDGA
3.20
0.00
5.87
3.15
2.49
0.0000
0.0000
4510.3270
20.7901
2648.5104
20.4155
3208.3134
20.7703
"Cboe EDGA Exchange, Inc. (EDGA):
Cboe EDGA Exchange, Inc. (“Cboe EDGA”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe EDGA’s pricing schedule. The pricing schedule provided by Cboe EDGA, including the pricing for each tier, is available to the public https://markets.cboe.com/us/
equities/membership/fee_schedule/edga/. During April 2021, Instinet received, on average, a net rebate of $0.002 per share for executions on Cboe EDGA."
Credit Suisse Securities (USA)
CROS
2.83
0.00
5.26
2.91
2.15
0.0000
0.0000
-51.3150
-10.0000
-38.4680
-10.0000
-48.2120
-10.0000
"Credit Suisse Securities (USA) LLC – CrossFinder (“CROS”)
Instinet is a subscriber to the CrossFinder ATS and pays a fee for executions occurring in the CrossFinder ATS."
JP Morgan Securities LLC
JPMX
2.70
0.00
5.13
2.99
1.96
0.0000
0.0000
-250.2790
-10.0000
-118.4290
-10.0000
-112.0540
-10.0000
"JPM-X - J.P. Morgan Securities LLC
Instinet is a subscriber to the JPM-X ATS and pays a fee for executions occurring in the JPM-X ATS."
Instinet CBX
ICBX
2.63
0.00
6.29
3.60
1.33
0.0000
0.0000
0.0000
0.0000
0.0000
0.0000
0.0000
0.0000
"Instinet CBX (ICBX):
Instinet owns and operates the Instinet CBX ATS. Instinet receives a commission from both sides of any transaction occurring in CBX (subject to the fee schedule in effect between Instinet and the relevant subscriber). Additional information regarding the Instinet CBX is available https://
www.sec.gov/divisions/marketreg/form-ats-n-filings.htm."
Nasdaq BX
XBOS
2.50
0.00
3.65
1.91
2.37
0.0000
0.0000
938.6016
7.8348
-79.1602
-0.9606
-552.3313
-4.4723
"Nasdaq BX (XBOS):
Nasdaq BX, Inc. (“Nasdaq BX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Nasdaq BX’s pricing schedule. The pricing schedule provided by Nasdaq BX, including the pricing for each tier, is available to the public https://www.nasdaqtrader.com/
Trader.aspx?id=bx_pricing. During April 2021, Instinet received, on average, a net rebate of $0 per share for executions on Nasdaq BX."
Level ATS
LEVL
2.33
0.00
5.26
3.30
1.24
0.0000
0.0000
-355.6644
-6.2073
-125.4030
-6.0000
-181.4112
-6.0000
"Level ATS (LEVL):
Instinet is a subscriber to the Level ATS. Instinet generally pays a flat fee for executions in Level ATS. However, in instances where Instinet designates an order as only eligible to interact with certain other Level ATS subscribers, Instinet will not pay an execution fee."
3.01
0.01
12.56
31.33
56.10
Nasdaq
XNAS
48.37
75.71
5.71
38.12
63.65
231.7799
5.1590
-67830.2888
-28.6289
-8520.2691
-3.8003
-48555.5338
-11.7874
"Nasdaq (XNAS):
The Nasdaq Stock Market (“NASDAQ”) provides tiered pricing. Instinet pays fees and receives rebates based upon NASDAQ’s pricing schedule. The pricing schedule provided by NASDAQ, including the pricing for each tier, is available to the public http://www.nasdaqtrader.com/
Trader.aspx?id=PriceListTrading2. During April 2021, Instinet paid, on average, a net fee of $0.0013 per share for executions on NASDAQ."
NYSE Arca
ARCX
9.47
0.00
4.03
11.91
9.34
0.0000
0.0000
-42864.9118
-29.0003
-8292.4617
-7.4434
-55676.0058
-16.9434
"NYSE Arca (ARCX):
NYSE ARCA, Inc. (“ARCA”) provides tiered pricing. Instinet pays fees and receives rebates based upon ARCA’s pricing schedule. The pricing schedule provided by ARCA, including the pricing for each tier, is available to the public https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/
NYSE_Arca_Marketplace_Fees.pdf. During April 2021, Instinet paid, on average, a net fee of $0.0018 per share for executions on ARCA."
CBOE EDGX Exchange, Inc.
EDGX
4.78
0.95
2.99
9.65
2.47
8.9582
15.7965
-37023.3259
-26.3174
2447.3803
1.8040
-26375.8491
-10.1879
"CBOE EDGX Exchange, Inc. (EDGX):
Cboe EDGX Exchange, Inc. (“Cboe EDGX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe EDGX’s pricing schedule. The pricing schedule provided by Cboe EDGX, including the pricing for each tier, is available to the public https://markets.cboe.com/us/
equities/membership/fee_schedule/edgx/. During April 2021, Instinet paid, on average, a net fee of $0.0011 per share for executions on Cboe EDGX."
Cboe BZX Exchange
BATS
4.62
20.12
3.12
9.02
2.49
-50.3125
-3.3106
-36997.8703
-29.6765
-10520.0620
-21.6658
-26297.5192
-23.9748
"Cboe BZX Exchange, Inc. (BATS):
Cboe BZX Exchange, Inc. (“Cboe BZX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe BZX’s pricing schedule. The pricing schedule provided by Cboe BZX, including the pricing for each tier, is available to the public https://markets.cboe.com/us/equities/
membership/fee_schedule/bzx/. During April 2021, Instinet paid, on average, a net fee of $0.0026 per share for executions on Cboe BZX."
New York Stock Exch
XNYS
3.69
0.24
6.14
2.09
4.03
-0.5171
-27.5053
-67939.1547
-27.6217
-26460.2720
-22.2899
-45321.9323
-22.9253
"New York Stock Exchange (XNYS):
New York Stock Exchange LLC (“NYSE”) provides tiered pricing. Instinet pays fees and receives rebates based upon NYSE’s pricing schedule. The pricing schedule provided by NYSE, including the pricing for each tier, is available to the public https://www.nyse.com/publicdocs/nyse/
markets/nyse/NYSE_Price_List.pdf. During April 2021, Instinet paid, on average, a net fee of $0.0024 per share for executions on NYSE."
Cboe EDGA Exchange, Inc.
EDGA
2.21
0.00
5.85
1.64
1.72
0.0000
0.0000
11673.4742
20.3326
4927.9334
19.5587
7599.5074
20.0808
"Cboe EDGA Exchange, Inc. (EDGA):
Cboe EDGA Exchange, Inc. (“Cboe EDGA”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe EDGA’s pricing schedule. The pricing schedule provided by Cboe EDGA, including the pricing for each tier, is available to the public https://markets.cboe.com/us/
equities/membership/fee_schedule/edga/. During April 2021, Instinet received, on average, a net rebate of $0.002 per share for executions on Cboe EDGA."
UBS Securities LLC - UBS ATS
UBSA
2.19
0.00
5.92
2.37
1.26
0.0000
0.0000
-1651.6290
-10.0000
-844.8470
-10.0000
-838.6360
-10.0000
"UBS ATS - UBS Securities LLC (“UBSA”)
Instinet is a subscriber to the UBS ATS and pays a fee for executions occurring in the UBS ATS."
Instinet CBX
ICBX
2.16
0.00
6.13
2.71
0.96
0.0000
0.0000
0.0000
0.0000
0.0000
0.0000
0.0000
0.0000
"Instinet CBX (ICBX):
Instinet owns and operates the Instinet CBX ATS. Instinet receives a commission from both sides of any transaction occurring in CBX (subject to the fee schedule in effect between Instinet and the relevant subscriber). Additional information regarding the Instinet CBX is available https://
www.sec.gov/divisions/marketreg/form-ats-n-filings.htm."
Credit Suisse Securities (USA)
CROS
1.92
0.00
4.94
2.00
1.20
0.0000
0.0000
-331.1950
-10.0000
-320.8990
-10.0000
-267.6900
-10.0000
"Credit Suisse Securities (USA) LLC – CrossFinder (“CROS”)
Instinet is a subscriber to the CrossFinder ATS and pays a fee for executions occurring in the CrossFinder ATS."
JP Morgan Securities LLC
JPMX
1.86
0.00
4.88
1.98
1.12
0.0000
0.0000
-835.7480
-10.0000
-380.5200
-10.0000
-313.1560
-10.0000
"JPM-X - J.P. Morgan Securities LLC
Instinet is a subscriber to the JPM-X ATS and pays a fee for executions occurring in the JPM-X ATS."
4.39
0.00
4.22
87.60
8.18
Nasdaq Options Market
XNDQ
26.79
0.00
7.67
29.79
4.53
0.0000
0.0000
239.4200
12.3222
-4820.1400
-7.4864
-1394.9100
-44.6228
"Nasdaq Options Market (XNDQ):
NASDAQ Options Market (“NOM”) provides tiered pricing. Instinet pays fees and receives rebates based upon NOM’s pricing schedule. The pricing schedule provided by NOM, including the pricing for each tier, is available to the public http://nasdaqtrader.com/Micro.aspx?
id=OptionsPricing. During April 20210.09 per contract for orders it routed to NOM."
NYSE ARCA Options
ARCO
21.06
0.00
16.82
22.28
10.20
0.0000
0.0000
-720.8600
-54.3635
60458.9200
35.8930
-459.1400
-49.0011
"NYSE ARCA Options (ARCO):
NYSE ARCA Options (“ARCA Options”) provides tiered pricing. Instinet pays fees and receives rebates based upon ARCA Options’ pricing schedule. The pricing schedule provided by ARCA Options, including the pricing for each tier, is available to the public https://www.nyse.com/
publicdocs/nyse/markets/arca-options/NYSE_Arca_Options_Fee_Schedule.pdf. During April 20210.35 per contract for orders it routed to ARCA Options."
Cboe BZX Options Exchange
BATO
8.56
0.00
11.37
8.90
3.38
0.0000
0.0000
-1175.0000
-76.0026
-28777.3000
-61.2791
-1836.0000
-50.0000
"Cboe BZX Options Exchange (BATO):
Cboe BZX Options Exchange (“BZX Options”) provides tiered pricing. Instinet pays fees and receives rebates based upon BZX Options’ pricing schedule. The pricing schedule provided by BZX Options, including the pricing for each tier, is available to the public at https://markets.cboe.com/
us/options/membership/fee_schedule/bzx/. During April 20210.48 per contract for orders it routed to BZX Options."
Nasdaq GEMX, LLC
GMNI
5.59
0.00
8.78
5.94
0.19
0.0000
0.0000
-876.6200
-74.6060
-9507.6800
-42.7254
-81.3400
-49.0000
"Nasdaq GEMX, LLC (GMNI):
Nasdaq GEMX, LLC (“GEMX”) provides tiered pricing. Instinet pays fees and receives rebates based upon GEMX’s pricing schedule. The pricing schedule provided by GEMX, including the pricing for each tier, is available to the public http://nasdaqgemx.cchwallstreet.com/tools/
PlatformViewer.asp?searched=1&selectednode=chp%5F1%5F1%5F2%5F15&CiRestriction=schedule&manual=%2Fcontents%2FGEMX%2Fnasdaq%2Dgemx%2Drules%2F. During April 20210.44 per contract for orders it routed to GEMX."
Nasdaq ISE
XISX
5.51
0.00
5.91
4.68
14.16
0.0000
0.0000
-588.8100
-44.3047
-5770.3000
-41.5010
-795.2900
-33.6987
"Nasdaq ISE (XISX):
Nasdaq ISE, LLC (“ISE”) provides tiered pricing. Instinet pays fees and receives rebates based upon ISE’s pricing schedule. The pricing schedule provided by ISE, including the pricing for each tier, is available to the public http://ise.cchwallstreet.com/tools/PlatformViewer.asp?
searched=1&selectednode=chp%5F1%5F1%5F2%5F15&CiRestriction=schedule&manual=%2Fcontents%2FISE%2Fise%2Drules%2F. During April 20210.41 per contract for orders it routed to ISE. Separately, in accordance with ISE’s
market maker preferencing program, Instinet has preferenced a market maker on ISE. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on ISE. Such payments are provided by the relevant market maker, and not by the
Exchange."
MIAX Pearl, LLC
MPRL
4.67
0.00
6.56
4.31
7.63
0.0000
0.0000
-305.9000
-73.1818
-9251.0900
-55.2403
-1031.1200
-46.1558
"MIAX Pearl, LLC (MPRL):
MIAX PEARL, LLC (“Pearl”) provides tiered pricing. Instinet pays fees and receives rebates based upon Pearl’s pricing schedule. The pricing schedule provided by Pearl, including the pricing for each tier, is available to the public https://www.miaxoptions.com/sites/default/files/
fee_schedule-files/MIAX_PEARL_Fee_Schedule_04012020.pdf. During April 20210.55 per contract for orders it routed to Pearl. Separately, in accordance with Pearl’s market maker preferencing program, Instinet has preferenced a market
maker on Pearl. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on Pearl. Such payments are provided by the relevant market maker, and not by the Exchange."
CBOE Exchange
XCBO
4.62
0.00
6.28
4.12
9.10
0.0000
0.0000
-212.4475
-4.6723
-4322.8675
-20.4739
-0.2200
-0.2500
"CBOE Exchange (XCBO):
Cboe Exchange, Inc. (“Cboe”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe’s pricing schedule. The pricing schedule provided by Cboe, including the pricing for each tier, is available to the public https://cdn.cboe.com/resources/membership/
Cboe_FeeSchedule.pdf. During April 20210.18 per contract for orders it routed to Cboe. Separately, in accordance with Cboe’s market maker preferencing program, Instinet has preferenced a market maker on Cboe. Instinet receives payments
from the preferenced market maker in connection with transactions effected by Instinet on Cboe. Such payments are provided by the relevant market maker, and not by the Exchange. Separately, in accordance with Cboe’s market maker preferencing program, Instinet has preferenced a
market maker on Cboe. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on Cboe. Such payments are provided by the relevant market maker, and not by the Exchange."
C2 Options Exchange, Inc.
C2OX
3.86
0.00
4.53
3.35
9.01
0.0000
0.0000
-738.0700
-38.6222
-4028.8200
-15.1113
-548.9600
-37.2935
Instinet pays fees and receives rebates based upon Cboe C2 Options Exchange’s (“C2”) pricing schedule. During April 20210.18 per contract for orders it routed to C2.
NYSE American Options
AMXO
3.61
0.00
7.02
2.94
9.01
0.0000
0.0000
-135.7500
-6.4428
-1677.2500
-20.0965
0.0000
0.0000
"NYSE American Options (AMXO):
NYSE American Options (“AMEX”) provides tiered pricing. Instinet pays fees and receives rebates based upon AMEX’s pricing schedule. The pricing schedule provided by AMEX, including the pricing for each tier, is available to the public https://www.nyse.com/publicdocs/nyse/markets/
american-options/NYSE_American_Options_Fee_Schedule.pdf. During April 20210.17 per contract for orders it routed to AMEX. Separately, in accordance with AMEX’s market maker preferencing program, Instinet has preferenced a market
maker on AMEX. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on AMEX. Such payments are provided by the relevant market maker, and not by the Exchange."
MIAX Emerald, LLC.
EMLD
3.23
0.00
6.10
3.35
0.43
0.0000
0.0000
-232.8000
-86.2222
-4783.3500
-72.7616
-245.0000
-50.0000
"Nasdaq PHLX (XPHO):
Nasdaq PHLX LLC (“Nasdaq PHLX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Nasdaq PHLX’s pricing schedule. The pricing schedule provided by Nasdaq PHLX, including the pricing for each tier, is available to the public at http://nasdaqphlx.cchwallstreet.com/NASDAQPHLXTools/PlatformViewer.asp?selectednode=chp%5F1%5F1%5F3%5F15&manual=%2Fnasdaqomxphlx%2Fphlx%2Fphlx%2Dllcrules%2F. During April 20210.42 per contract for orders it routed to Nasdaq PHLX."
2021
5
8.56
0.04
17.39
27.99
54.58
Nasdaq
XNAS
36.68
97.92
4.87
37.69
46.27
562.1449
10.2883
-14739.2997
-28.0753
-1567.9453
-2.4894
-7286.7293
-8.9471
"Nasdaq (XNAS):
The Nasdaq Stock Market (“NASDAQ”) provides tiered pricing. Instinet pays fees and receives rebates based upon NASDAQ’s pricing schedule. The pricing schedule provided by NASDAQ, including the pricing for each tier, is available to the public http://www.nasdaqtrader.com/
Trader.aspx?id=PriceListTrading2. During May 2021, Instinet paid, on average, a net fee of $0.0015 per share for executions on NASDAQ."
New York Stock Exch
XNYS
4.73
0.10
8.52
4.19
3.81
-1.9801
-27.5014
-23574.3238
-27.6074
-10383.4684
-21.3084
-17112.2086
-22.4704
"New York Stock Exchange (XNYS):
New York Stock Exchange LLC (“NYSE”) provides tiered pricing. Instinet pays fees and receives rebates based upon NYSE’s pricing schedule. The pricing schedule provided by NYSE, including the pricing for each tier, is available to the public https://www.nyse.com/publicdocs/nyse/
markets/nyse/NYSE_Price_List.pdf. During May 2021, Instinet paid, on average, a net fee of $0.0024 per share for executions on NYSE."
NYSE Arca
ARCX
4.57
0.00
3.55
5.90
4.22
0.0000
0.0000
-8474.0513
-28.7223
11.5003
0.0322
-6411.4337
-13.4339
"NYSE Arca (ARCX):
NYSE ARCA, Inc. (“ARCA”) provides tiered pricing. Instinet pays fees and receives rebates based upon ARCA’s pricing schedule. The pricing schedule provided by ARCA, including the pricing for each tier, is available to the public https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/
NYSE_Arca_Marketplace_Fees.pdf. During May 2021, Instinet paid, on average, a net fee of $0.0016 per share for executions on ARCA."
UBS Securities LLC - UBS ATS
UBSA
4.33
0.00
6.69
3.88
3.81
0.0000
0.0000
-435.2110
-10.0000
-341.1580
-10.0000
-377.4250
-10.0000
"UBS ATS - UBS Securities LLC (“UBSA”)
Instinet is a subscriber to the UBS ATS and pays a fee for executions occurring in the UBS ATS."
Credit Suisse Securities (USA)
CROS
3.61
0.00
5.42
3.21
3.24
0.0000
0.0000
-431.2410
-10.0000
-269.7280
-10.0000
-326.3010
-10.0000
"Credit Suisse Securities (USA) LLC – CrossFinder (“CROS”)
Instinet is a subscriber to the CrossFinder ATS and pays a fee for executions occurring in the CrossFinder ATS."
Cboe EDGA Exchange, Inc.
EDGA
3.41
0.00
5.84
2.97
2.86
0.0000
0.0000
4217.2872
20.4374
2222.7686
20.2565
2685.2296
20.3179
"Cboe EDGA Exchange, Inc. (EDGA):
Cboe EDGA Exchange, Inc. (“Cboe EDGA”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe EDGA’s pricing schedule. The pricing schedule provided by Cboe EDGA, including the pricing for each tier, is available to the public https://markets.cboe.com/us/
equities/membership/fee_schedule/edga/. During May 2021, Instinet received, on average, a net rebate of $0.002 per share for executions on Cboe EDGA."
JP Morgan Securities LLC
JPMX
3.35
0.00
4.96
3.03
3.01
0.0000
0.0000
-188.7050
-10.0000
-91.8150
-10.0000
-127.4010
-10.0000
"JPM-X - J.P. Morgan Securities LLC
Instinet is a subscriber to the JPM-X ATS and pays a fee for executions occurring in the JPM-X ATS."
Instinet CBX
ICBX
3.25
0.31
6.33
3.87
1.96
0.0000
0.0000
0.0000
0.0000
0.0000
0.0000
0.0000
0.0000
"Instinet CBX (ICBX):
Instinet owns and operates the Instinet CBX ATS. Instinet receives a commission from both sides of any transaction occurring in CBX (subject to the fee schedule in effect between Instinet and the relevant subscriber). Additional information regarding the Instinet CBX is available https://
www.sec.gov/divisions/marketreg/form-ats-n-filings.htm."
Level ATS
LEVL
2.96
0.00
5.43
3.48
1.92
0.0000
0.0000
-304.5840
-6.1453
-160.9716
-6.0747
-145.1796
-6.0374
"Level ATS (LEVL):
Instinet is a subscriber to the Level ATS. Instinet generally pays a flat fee for executions in Level ATS. However, in instances where Instinet designates an order as only eligible to interact with certain other Level ATS subscribers, Instinet will not pay an execution fee."
Virtu MatchIt
VFMI
2.65
0.00
4.29
2.33
2.29
0.0000
0.0000
-20.9275
-5.0000
-23.1705
-5.0000
-17.6150
-5.0000
"Virtu MatchIt (VFMI):
Instinet is a subscriber to the Virtu MatchIt ATS and pays a fee for executions occurring in the Virtu MatchIt ATS."
2.67
0.01
10.69
30.62
58.67
Nasdaq
XNAS
50.92
78.74
6.21
38.21
65.71
-44.5067
-0.6608
-59901.3625
-28.5554
-16142.5534
-7.3443
-56063.8002
-13.2281
"Nasdaq (XNAS):
The Nasdaq Stock Market (“NASDAQ”) provides tiered pricing. Instinet pays fees and receives rebates based upon NASDAQ’s pricing schedule. The pricing schedule provided by NASDAQ, including the pricing for each tier, is available to the public http://www.nasdaqtrader.com/
Trader.aspx?id=PriceListTrading2. During May 2021, Instinet paid, on average, a net fee of $0.0015 per share for executions on NASDAQ."
NYSE Arca
ARCX
9.87
0.00
4.44
13.89
8.76
0.0000
0.0000
-36891.8537
-28.9962
-8083.8545
-6.8950
-52847.3400
-14.7349
"NYSE Arca (ARCX):
NYSE ARCA, Inc. (“ARCA”) provides tiered pricing. Instinet pays fees and receives rebates based upon ARCA’s pricing schedule. The pricing schedule provided by ARCA, including the pricing for each tier, is available to the public https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/
NYSE_Arca_Marketplace_Fees.pdf. During May 2021, Instinet paid, on average, a net fee of $0.0016 per share for executions on ARCA."
CBOE EDGX Exchange, Inc.
EDGX
5.11
0.51
3.12
10.15
2.84
3.8340
9.6794
-31312.0824
-26.6397
-5980.4829
-6.1055
-28462.3564
-11.8341
"CBOE EDGX Exchange, Inc. (EDGX):
Cboe EDGX Exchange, Inc. (“Cboe EDGX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe EDGX’s pricing schedule. The pricing schedule provided by Cboe EDGX, including the pricing for each tier, is available to the public https://markets.cboe.com/us/
equities/membership/fee_schedule/edgx/. During May 2021, Instinet paid, on average, a net fee of $0.0014 per share for executions on Cboe EDGX."
Cboe BZX Exchange
BATS
5.01
14.77
3.15
9.91
2.78
-59.0130
-2.5609
-28488.9459
-29.7401
-11063.3939
-21.7526
-26411.8422
-24.2998
"Cboe BZX Exchange, Inc. (BATS):
Cboe BZX Exchange, Inc. (“Cboe BZX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe BZX’s pricing schedule. The pricing schedule provided by Cboe BZX, including the pricing for each tier, is available to the public https://markets.cboe.com/us/equities/
membership/fee_schedule/bzx/. During May 2021, Instinet paid, on average, a net fee of $0.0025 per share for executions on Cboe BZX."
New York Stock Exch
XNYS
3.63
0.06
7.40
2.15
3.71
-0.2750
-27.5000
-66371.3700
-27.5322
-29338.3120
-22.5147
-58526.0215
-22.9213
"New York Stock Exchange (XNYS):
New York Stock Exchange LLC (“NYSE”) provides tiered pricing. Instinet pays fees and receives rebates based upon NYSE’s pricing schedule. The pricing schedule provided by NYSE, including the pricing for each tier, is available to the public https://www.nyse.com/publicdocs/nyse/
markets/nyse/NYSE_Price_List.pdf. During May 2021, Instinet paid, on average, a net fee of $0.0024 per share for executions on NYSE."
UBS Securities LLC - UBS ATS
UBSA
1.94
0.00
5.74
2.18
1.13
0.0000
0.0000
-1228.1390
-10.0000
-948.5200
-10.0000
-1064.6410
-10.0000
"UBS ATS - UBS Securities LLC (“UBSA”)
Instinet is a subscriber to the UBS ATS and pays a fee for executions occurring in the UBS ATS."
Cboe EDGA Exchange, Inc.
EDGA
1.89
0.00
5.64
1.37
1.47
0.0000
0.0000
11072.5094
20.0866
5266.5574
18.4535
9014.8798
20.1647
"Cboe EDGA Exchange, Inc. (EDGA):
Cboe EDGA Exchange, Inc. (“Cboe EDGA”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe EDGA’s pricing schedule. The pricing schedule provided by Cboe EDGA, including the pricing for each tier, is available to the public https://markets.cboe.com/us/
equities/membership/fee_schedule/edga/. During May 2021, Instinet received, on average, a net rebate of $0.002 per share for executions on Cboe EDGA."
Instinet CBX
ICBX
1.78
0.00
5.26
2.32
0.86
0.0000
0.0000
0.0000
0.0000
0.0000
0.0000
0.0000
0.0000
"Instinet CBX (ICBX):
Instinet owns and operates the Instinet CBX ATS. Instinet receives a commission from both sides of any transaction occurring in CBX (subject to the fee schedule in effect between Instinet and the relevant subscriber). Additional information regarding the Instinet CBX is available https://
www.sec.gov/divisions/marketreg/form-ats-n-filings.htm."
Credit Suisse Securities (USA)
CROS
1.66
0.00
4.58
1.90
1.00
0.0000
0.0000
-911.1620
-10.0000
-717.4720
-10.0000
-672.2200
-10.0000
"Credit Suisse Securities (USA) LLC – CrossFinder (“CROS”)
Instinet is a subscriber to the CrossFinder ATS and pays a fee for executions occurring in the CrossFinder ATS."
Level ATS
LEVL
1.65
0.00
5.28
2.01
0.80
0.0000
0.0000
-1037.6460
-6.5215
-589.2360
-6.2932
-873.7740
-6.0833
"Level ATS (LEVL):
Instinet is a subscriber to the Level ATS. Instinet generally pays a flat fee for executions in Level ATS. However, in instances where Instinet designates an order as only eligible to interact with certain other Level ATS subscribers, Instinet will not pay an execution fee."
0.14
0.00
4.36
94.69
0.96
Nasdaq Options Market
XNDQ
31.44
0.00
10.68
32.38
32.63
0.0000
0.0000
-852.7200
-36.4255
6978.2700
6.6854
53.6900
3.2878
"Nasdaq Options Market (XNDQ):
NASDAQ Options Market (“NOM”) provides tiered pricing. Instinet pays fees and receives rebates based upon NOM’s pricing schedule. The pricing schedule provided by NOM, including the pricing for each tier, is available to the public http://nasdaqtrader.com/Micro.aspx?
id=OptionsPricing. During May 20210.06 per contract for orders it routed to NOM."
NYSE ARCA Options
ARCO
13.97
0.00
12.59
14.06
11.05
0.0000
0.0000
-1557.2700
-60.4530
88916.8900
34.6393
603.3400
43.9112
"NYSE ARCA Options (ARCO):
NYSE ARCA Options (“ARCA Options”) provides tiered pricing. Instinet pays fees and receives rebates based upon ARCA Options’ pricing schedule. The pricing schedule provided by ARCA Options, including the pricing for each tier, is available to the public https://www.nyse.com/
publicdocs/nyse/markets/arca-options/NYSE_Arca_Options_Fee_Schedule.pdf. During May 20210.34 per contract for orders it routed to ARCA Options."
BOX Exchange
XBOX
10.37
0.00
4.16
10.74
1.32
0.0000
0.0000
-202.3000
-25.0371
-694.1500
-8.6509
0.0000
0.0000
"BOX Exchange (XBOX):
BOX Exchange LLC (“BOX”) provides tiered pricing. Instinet pays fees and receives rebates based upon BOX’s pricing schedule. The pricing schedule provided by BOX, including the pricing for each tier, is available to the public at https://boxoptions.com/regulatory/fee-schedule/. During May 20210.1 per contract for orders it routed to BOX."
Cboe BZX Options Exchange
BATO
9.96
0.00
14.55
9.69
15.53
0.0000
0.0000
-3010.9000
-59.3398
-76208.3000
-53.5047
-3301.5000
-49.4385
"Cboe BZX Options Exchange (BATO):
Cboe BZX Options Exchange (“BZX Options”) provides tiered pricing. Instinet pays fees and receives rebates based upon BZX Options’ pricing schedule. The pricing schedule provided by BZX Options, including the pricing for each tier, is available to the public at https://markets.cboe.com/
us/options/membership/fee_schedule/bzx/. During May 20210.46 per contract for orders it routed to BZX Options."
Nasdaq ISE
XISX
4.22
0.00
4.79
4.08
15.53
0.0000
0.0000
-273.0300
-49.8230
-5011.2000
-37.5990
-372.9600
-27.9580
"Nasdaq ISE (XISX):
Nasdaq ISE, LLC (“ISE”) provides tiered pricing. Instinet pays fees and receives rebates based upon ISE’s pricing schedule. The pricing schedule provided by ISE, including the pricing for each tier, is available to the public http://ise.cchwallstreet.com/tools/PlatformViewer.asp?
searched=1&selectednode=chp%5F1%5F1%5F2%5F15&CiRestriction=schedule&manual=%2Fcontents%2FISE%2Fise%2Drules%2F. During May 20210.37 per contract for orders it routed to ISE. Separately, in accordance with ISE’s
market maker preferencing program, Instinet has preferenced a market maker on ISE. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on ISE. Such payments are provided by the relevant market maker, and not by the
Exchange."
C2 Options Exchange, Inc.
C2OX
3.89
0.00
6.18
3.78
4.47
0.0000
0.0000
-575.4400
-62.2771
-13902.9600
-31.6156
755.1400
34.2002
"MIAX Pearl, LLC (MPRL):
MIAX PEARL, LLC (“Pearl”) provides tiered pricing. Instinet pays fees and receives rebates based upon Pearl’s pricing schedule. The pricing schedule provided by Pearl, including the pricing for each tier, is available to the public https://www.miaxoptions.com/sites/default/files/
fee_schedule-files/MIAX_PEARL_Fee_Schedule_04012020.pdf. During May 20210.51 per contract for orders it routed to Pearl. Separately, in accordance with Pearl’s market maker preferencing program, Instinet has preferenced a market
maker on Pearl. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on Pearl. Such payments are provided by the relevant market maker, and not by the Exchange."
Nasdaq GEMX, LLC
GMNI
3.87
0.00
6.93
3.75
1.32
0.0000
0.0000
-934.8800
-61.7898
-18748.6500
-38.6722
-240.1000
-49.0000
Instinet pays fees and receives rebates based upon Cboe C2 Options Exchange’s (“C2”) pricing schedule. During May 20210.29 per contract for orders it routed to C2.
MIAX Pearl, LLC
MPRL
3.87
0.00
6.12
3.75
5.00
0.0000
0.0000
-581.8000
-60.7307
-15781.4600
-51.2918
-507.3800
-46.0000
"Nasdaq GEMX, LLC (GMNI):
Nasdaq GEMX, LLC (“GEMX”) provides tiered pricing. Instinet pays fees and receives rebates based upon GEMX’s pricing schedule. The pricing schedule provided by GEMX, including the pricing for each tier, is available to the public http://nasdaqgemx.cchwallstreet.com/tools/
PlatformViewer.asp?searched=1&selectednode=chp%5F1%5F1%5F2%5F15&CiRestriction=schedule&manual=%2Fcontents%2FGEMX%2Fnasdaq%2Dgemx%2Drules%2F. During May 20210.39 per contract for orders it routed to GEMX."
CBOE Exchange
XCBO
3.83
0.00
7.16
3.68
3.16
0.0000
0.0000
-596.5975
-35.1353
-6443.4425
-17.5346
-44.8475
-14.9992
"CBOE Exchange (XCBO):
Cboe Exchange, Inc. (“Cboe”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe’s pricing schedule. The pricing schedule provided by Cboe, including the pricing for each tier, is available to the public https://cdn.cboe.com/resources/membership/
Cboe_FeeSchedule.pdf. During May 20210.18 per contract for orders it routed to Cboe. Separately, in accordance with Cboe’s market maker preferencing program, Instinet has preferenced a market maker on Cboe. Instinet receives payments
from the preferenced market maker in connection with transactions effected by Instinet on Cboe. Such payments are provided by the relevant market maker, and not by the Exchange. Separately, in accordance with Cboe’s market maker preferencing program, Instinet has preferenced a
market maker on Cboe. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on Cboe. Such payments are provided by the relevant market maker, and not by the Exchange."
NYSE American Options
AMXO
2.75
0.00
5.89
2.61
3.16
0.0000
0.0000
-285.0000
-26.5610
-1479.7500
-14.0594
0.0000
0.0000
"NYSE American Options (AMXO):
NYSE American Options (“AMEX”) provides tiered pricing. Instinet pays fees and receives rebates based upon AMEX’s pricing schedule. The pricing schedule provided by AMEX, including the pricing for each tier, is available to the public https://www.nyse.com/publicdocs/nyse/markets/
american-options/NYSE_American_Options_Fee_Schedule.pdf. During May 20210.15 per contract for orders it routed to AMEX. Separately, in accordance with AMEX’s market maker preferencing program, Instinet has preferenced a market
maker on AMEX. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on AMEX. Such payments are provided by the relevant market maker, and not by the Exchange."
2021
6
6.01
0.03
27.44
20.73
51.80
Nasdaq
XNAS
27.58
95.58
4.53
37.56
35.77
664.9528
10.9416
-19730.6576
-28.2318
2746.8459
6.5763
-10276.8397
-12.0140
"Nasdaq (XNAS):
The Nasdaq Stock Market (“NASDAQ”) provides tiered pricing. Instinet pays fees and receives rebates based upon NASDAQ’s pricing schedule. The pricing schedule provided by NASDAQ, including the pricing for each tier, is available to the public http://www.nasdaqtrader.com/
Trader.aspx?id=PriceListTrading2. During June 2021, Instinet paid, on average, a net fee of $0.0018 per share for executions on NASDAQ."
New York Stock Exch
XNYS
5.58
0.00
7.99
3.79
5.03
0.0000
0.0000
-31858.6407
-28.6041
-3770.5639
-14.6159
-18254.9535
-24.1060
"New York Stock Exchange (XNYS):
New York Stock Exchange LLC (“NYSE”) provides tiered pricing. Instinet pays fees and receives rebates based upon NYSE’s pricing schedule. The pricing schedule provided by NYSE, including the pricing for each tier, is available to the public https://www.nyse.com/publicdocs/nyse/
markets/nyse/NYSE_Price_List.pdf. During June 2021, Instinet paid, on average, a net fee of $0.0025 per share for executions on NYSE."
NYSE Arca
ARCX
5.35
0.00
3.20
9.53
4.81
0.0000
0.0000
-10338.4989
-28.5489
3670.9477
14.1860
-5898.0895
-12.3325
"NYSE Arca (ARCX):
NYSE ARCA, Inc. (“ARCA”) provides tiered pricing. Instinet pays fees and receives rebates based upon ARCA’s pricing schedule. The pricing schedule provided by ARCA, including the pricing for each tier, is available to the public https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/
NYSE_Arca_Marketplace_Fees.pdf. During June 2021, Instinet paid, on average, a net fee of $0.0015 per share for executions on ARCA."
UBS Securities LLC - UBS ATS
UBSA
4.95
0.28
6.98
3.88
4.30
0.0000
0.0000
-735.1870
-10.0000
-288.7630
-10.0000
-452.2060
-10.0000
"UBS ATS - UBS Securities LLC (“UBSA”)
Instinet is a subscriber to the UBS ATS and pays a fee for executions occurring in the UBS ATS."
Credit Suisse Securities (USA)
CROS
4.21
0.14
5.82
3.10
3.80
0.0000
0.0000
-940.2510
-10.0000
-289.9500
-10.0000
-455.8410
-10.0000
"Credit Suisse Securities (USA) LLC – CrossFinder (“CROS”)
Instinet is a subscriber to the CrossFinder ATS and pays a fee for executions occurring in the CrossFinder ATS."
Cboe EDGA Exchange, Inc.
EDGA
4.02
0.00
5.12
2.23
4.15
0.0000
0.0000
4435.0566
20.4368
627.2930
17.6344
2345.1626
19.7048
"Cboe EDGA Exchange, Inc. (EDGA):
Cboe EDGA Exchange, Inc. (“Cboe EDGA”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe EDGA’s pricing schedule. The pricing schedule provided by Cboe EDGA, including the pricing for each tier, is available to the public https://markets.cboe.com/us/
equities/membership/fee_schedule/edga/. During June 2021, Instinet received, on average, a net rebate of $0.002 per share for executions on Cboe EDGA."
Nasdaq BX
XBOS
3.69
0.00
3.91
2.12
4.20
0.0000
0.0000
925.0438
7.0149
-340.7997
-8.9710
-716.9347
-7.5786
"Nasdaq BX (XBOS):
Nasdaq BX, Inc. (“Nasdaq BX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Nasdaq BX’s pricing schedule. The pricing schedule provided by Nasdaq BX, including the pricing for each tier, is available to the public https://www.nasdaqtrader.com/
Trader.aspx?id=bx_pricing. During June 2021, Instinet paid, on average, a net fee of $0.0001 per share for executions on Nasdaq BX."
Instinet CBX
ICBX
3.68
0.14
6.70
3.83
2.02
0.0000
0.0000
0.0000
0.0000
0.0000
0.0000
0.0000
0.0000
"Instinet CBX (ICBX):
Instinet owns and operates the Instinet CBX ATS. Instinet receives a commission from both sides of any transaction occurring in CBX (subject to the fee schedule in effect between Instinet and the relevant subscriber). Additional information regarding the Instinet CBX is available https://
www.sec.gov/divisions/marketreg/form-ats-n-filings.htm."
JP Morgan Securities LLC
JPMX
3.66
0.14
4.92
2.89
3.30
0.0000
0.0000
-245.0460
-10.0000
-69.2580
-10.0000
-105.9670
-10.0000
"JPM-X - J.P. Morgan Securities LLC
Instinet is a subscriber to the JPM-X ATS and pays a fee for executions occurring in the JPM-X ATS."
Level ATS
LEVL
3.21
0.14
5.58
3.33
1.91
0.0000
0.0000
-439.3386
-6.0446
-50.5842
-6.0000
-148.6914
-6.0000
"Level ATS (LEVL):
Instinet is a subscriber to the Level ATS. Instinet generally pays a flat fee for executions in Level ATS. However, in instances where Instinet designates an order as only eligible to interact with certain other Level ATS subscribers, Instinet will not pay an execution fee."
2.98
0.01
18.14
26.96
54.89
Nasdaq
XNAS
44.41
64.79
6.76
42.41
57.84
636.7278
12.8517
-118399.0537
-28.8140
-1559.1523
-0.8707
-94577.9432
-17.2462
"Nasdaq (XNAS):
The Nasdaq Stock Market (“NASDAQ”) provides tiered pricing. Instinet pays fees and receives rebates based upon NASDAQ’s pricing schedule. The pricing schedule provided by NASDAQ, including the pricing for each tier, is available to the public http://www.nasdaqtrader.com/
Trader.aspx?id=PriceListTrading2. During June 2021, Instinet paid, on average, a net fee of $0.0018 per share for executions on NASDAQ."
NYSE Arca
ARCX
8.78
0.00
5.04
14.00
7.46
0.0000
0.0000
-77852.2228
-28.6863
13225.5081
10.7680
-87825.2294
-15.9285
"NYSE Arca (ARCX):
NYSE ARCA, Inc. (“ARCA”) provides tiered pricing. Instinet pays fees and receives rebates based upon ARCA’s pricing schedule. The pricing schedule provided by ARCA, including the pricing for each tier, is available to the public https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/
NYSE_Arca_Marketplace_Fees.pdf. During June 2021, Instinet paid, on average, a net fee of $0.0015 per share for executions on ARCA."
New York Stock Exch
XNYS
4.93
0.32
7.28
2.22
5.48
-1.6300
-7.0870
-117016.8414
-28.5029
-11238.2601
-14.0878
-74323.8598
-22.9535
"New York Stock Exchange (XNYS):
New York Stock Exchange LLC (“NYSE”) provides tiered pricing. Instinet pays fees and receives rebates based upon NYSE’s pricing schedule. The pricing schedule provided by NYSE, including the pricing for each tier, is available to the public https://www.nyse.com/publicdocs/nyse/
markets/nyse/NYSE_Price_List.pdf. During June 2021, Instinet paid, on average, a net fee of $0.0025 per share for executions on NYSE."
Cboe BZX Exchange
BATS
4.62
20.96
3.98
8.63
2.86
-183.2345
-8.3371
-62292.9577
-29.4197
3954.6007
7.4856
-32141.3862
-17.6496
"Cboe BZX Exchange, Inc. (BATS):
Cboe BZX Exchange, Inc. (“Cboe BZX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe BZX’s pricing schedule. The pricing schedule provided by Cboe BZX, including the pricing for each tier, is available to the public https://markets.cboe.com/us/equities/
membership/fee_schedule/bzx/. During June 2021, Instinet paid, on average, a net fee of $0.0021 per share for executions on Cboe BZX."
CBOE EDGX Exchange, Inc.
EDGX
4.00
0.74
3.75
6.61
2.81
1.0288
3.9953
-73681.5197
-27.4349
-4339.9887
-12.3402
-64792.0389
-24.5001
"CBOE EDGX Exchange, Inc. (EDGX):
Cboe EDGX Exchange, Inc. (“Cboe EDGX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe EDGX’s pricing schedule. The pricing schedule provided by Cboe EDGX, including the pricing for each tier, is available to the public https://markets.cboe.com/us/
equities/membership/fee_schedule/edgx/. During June 2021, Instinet paid, on average, a net fee of $0.0025 per share for executions on Cboe EDGX."
UBS Securities LLC - UBS ATS
UBSA
2.62
0.00
5.71
2.45
1.68
0.0000
0.0000
-2075.3550
-10.0000
-787.4020
-10.0000
-1332.2040
-10.0000
"UBS ATS - UBS Securities LLC (“UBSA”)
Instinet is a subscriber to the UBS ATS and pays a fee for executions occurring in the UBS ATS."
Instinet CBX
ICBX
2.51
0.00
6.07
2.59
1.29
0.0000
0.0000
0.0000
0.0000
0.0000
0.0000
0.0000
0.0000
"Instinet CBX (ICBX):
Instinet owns and operates the Instinet CBX ATS. Instinet receives a commission from both sides of any transaction occurring in CBX (subject to the fee schedule in effect between Instinet and the relevant subscriber). Additional information regarding the Instinet CBX is available https://
www.sec.gov/divisions/marketreg/form-ats-n-filings.htm."
Cboe EDGA Exchange, Inc.
EDGA
2.36
0.11
5.07
0.89
2.19
-7.5000
-30.0000
14943.0636
20.1090
1313.3102
15.4700
8842.2908
20.3651
"Cboe EDGA Exchange, Inc. (EDGA):
Cboe EDGA Exchange, Inc. (“Cboe EDGA”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe EDGA’s pricing schedule. The pricing schedule provided by Cboe EDGA, including the pricing for each tier, is available to the public https://markets.cboe.com/us/
equities/membership/fee_schedule/edga/. During June 2021, Instinet received, on average, a net rebate of $0.002 per share for executions on Cboe EDGA."
Credit Suisse Securities (USA)
CROS
2.34
0.00
5.10
2.06
1.56
0.0000
0.0000
-2502.7590
-10.0000
-704.5620
-10.0000
-1273.8270
-10.0000
"Credit Suisse Securities (USA) LLC – CrossFinder (“CROS”)
Instinet is a subscriber to the CrossFinder ATS and pays a fee for executions occurring in the CrossFinder ATS."
JP Morgan Securities LLC
JPMX
2.12
0.00
4.55
1.96
1.39
0.0000
0.0000
-874.1310
-10.0000
-170.1930
-10.0000
-306.9950
-10.0000
"JPM-X - J.P. Morgan Securities LLC
Instinet is a subscriber to the JPM-X ATS and pays a fee for executions occurring in the JPM-X ATS."
0.03
0.00
2.53
94.67
2.79
BOX Exchange
XBOX
42.96
0.00
6.59
44.90
10.12
0.0000
0.0000
147.4000
9.0153
787.6000
7.4064
148.2000
73.3663
"BOX Exchange (XBOX):
BOX Exchange LLC (“BOX”) provides tiered pricing. Instinet pays fees and receives rebates based upon BOX’s pricing schedule. The pricing schedule provided by BOX, including the pricing for each tier, is available to the public at https://boxoptions.com/regulatory/fee-schedule/. During June 20210.09 per contract for orders it routed to BOX."
NYSE ARCA Options
ARCO
21.32
0.00
11.96
21.85
11.90
0.0000
0.0000
-2185.4500
-36.4424
158209.0700
38.4836
235.1600
57.3561
"NYSE ARCA Options (ARCO):
NYSE ARCA Options (“ARCA Options”) provides tiered pricing. Instinet pays fees and receives rebates based upon ARCA Options’ pricing schedule. The pricing schedule provided by ARCA Options, including the pricing for each tier, is available to the public https://www.nyse.com/
publicdocs/nyse/markets/arca-options/NYSE_Arca_Options_Fee_Schedule.pdf. During June 20210.37 per contract for orders it routed to ARCA Options."
Nasdaq Options Market
XNDQ
8.48
0.00
11.30
8.57
2.84
0.0000
0.0000
-3828.2000
-51.9078
-23348.5700
-26.3575
107.0800
18.9187
"Nasdaq Options Market (XNDQ):
NASDAQ Options Market (“NOM”) provides tiered pricing. Instinet pays fees and receives rebates based upon NOM’s pricing schedule. The pricing schedule provided by NOM, including the pricing for each tier, is available to the public http://nasdaqtrader.com/Micro.aspx?
id=OptionsPricing. During June 20210.28 per contract for orders it routed to NOM."
Cboe BZX Options Exchange
BATO
5.77
0.00
11.91
5.76
0.80
0.0000
0.0000
-11270.1000
-52.9909
-113618.4500
-56.6128
-347.5000
-50.0000
"Cboe BZX Options Exchange (BATO):
Cboe BZX Options Exchange (“BZX Options”) provides tiered pricing. Instinet pays fees and receives rebates based upon BZX Options’ pricing schedule. The pricing schedule provided by BZX Options, including the pricing for each tier, is available to the public at https://markets.cboe.com/
us/options/membership/fee_schedule/bzx/. During June 20210.47 per contract for orders it routed to BZX Options."
Nasdaq ISE
XISX
2.76
0.00
4.58
2.43
12.11
0.0000
0.0000
-840.0400
-35.5197
-7922.4200
-29.9819
-19.5000
-6.5878
"Nasdaq ISE (XISX):
Nasdaq ISE, LLC (“ISE”) provides tiered pricing. Instinet pays fees and receives rebates based upon ISE’s pricing schedule. The pricing schedule provided by ISE, including the pricing for each tier, is available to the public http://ise.cchwallstreet.com/tools/PlatformViewer.asp?
searched=1&selectednode=chp%5F1%5F1%5F2%5F15&CiRestriction=schedule&manual=%2Fcontents%2FISE%2Fise%2Drules%2F. During June 20210.3 per contract for orders it routed to ISE. Separately, in accordance with ISE’s
market maker preferencing program, Instinet has preferenced a market maker on ISE. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on ISE. Such payments are provided by the relevant market maker, and not by the
Exchange."
C2 Options Exchange, Inc.
C2OX
2.67
0.00
6.73
2.33
10.38
0.0000
0.0000
-1471.3500
-28.9010
-15395.5600
-25.3567
18.5100
28.4769
Instinet pays fees and receives rebates based upon Cboe C2 Options Exchange’s (“C2”) pricing schedule. During June 20210.26 per contract for orders it routed to C2.
Nasdaq GEMX, LLC
GMNI
2.29
0.00
5.65
2.27
0.00
0.0000
0.0000
-1391.0700
-52.6721
-28429.9200
-50.2384
0.0000
0.0000
"Nasdaq GEMX, LLC (GMNI):
Nasdaq GEMX, LLC (“GEMX”) provides tiered pricing. Instinet pays fees and receives rebates based upon GEMX’s pricing schedule. The pricing schedule provided by GEMX, including the pricing for each tier, is available to the public http://nasdaqgemx.cchwallstreet.com/tools/
PlatformViewer.asp?searched=1&selectednode=chp%5F1%5F1%5F2%5F15&CiRestriction=schedule&manual=%2Fcontents%2FGEMX%2Fnasdaq%2Dgemx%2Drules%2F. During June 20210.5 per contract for orders it routed to GEMX."
CBOE Exchange
XCBO
2.07
0.00
5.74
1.70
11.22
0.0000
0.0000
-799.4550
-14.2151
-4545.3050
-11.1596
-4.0750
-2.1447
"CBOE Exchange (XCBO):
Cboe Exchange, Inc. (“Cboe”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe’s pricing schedule. The pricing schedule provided by Cboe, including the pricing for each tier, is available to the public https://cdn.cboe.com/resources/membership/
Cboe_FeeSchedule.pdf. During June 20210.11 per contract for orders it routed to Cboe. Separately, in accordance with Cboe’s market maker preferencing program, Instinet has preferenced a market maker on Cboe. Instinet receives payments
from the preferenced market maker in connection with transactions effected by Instinet on Cboe. Such payments are provided by the relevant market maker, and not by the Exchange. Separately, in accordance with Cboe’s market maker preferencing program, Instinet has preferenced a
market maker on Cboe. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on Cboe. Such payments are provided by the relevant market maker, and not by the Exchange."
MIAX Pearl, LLC
MPRL
2.05
0.00
6.21
2.00
0.17
0.0000
0.0000
-1804.0000
-51.0037
-14670.7100
-57.5706
-5.0000
-50.0000
"MIAX Pearl, LLC (MPRL):
MIAX PEARL, LLC (“Pearl”) provides tiered pricing. Instinet pays fees and receives rebates based upon Pearl’s pricing schedule. The pricing schedule provided by Pearl, including the pricing for each tier, is available to the public https://www.miaxoptions.com/sites/default/files/
fee_schedule-files/MIAX_PEARL_Fee_Schedule_04012020.pdf. During June 20210.57 per contract for orders it routed to Pearl. Separately, in accordance with Pearl’s market maker preferencing program, Instinet has preferenced a market
maker on Pearl. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on Pearl. Such payments are provided by the relevant market maker, and not by the Exchange."
Cboe EDGX Options
EDGO
1.81
0.00
5.89
1.51
8.17
0.0000
0.0000
-158.9400
-4.4028
-964.9000
-3.9763
-5.7000
-33.5294
"DirectEdge Options (EDGO):
Cboe EDGX Options (“EDGX Options”) provides tiered pricing. Instinet pays fees and receives rebates based upon EDGX Options’ pricing schedule. The pricing schedule provided by EDGX Options, including the pricing for each tier, is available to the public http://markets.cboe.com/us/
options/membership/fee_schedule/edgx/. During June 20210.04 per contract for orders it routed to EDGX Options. Separately, in accordance with EDGX Options’ market maker preferencing program, IInstinet has preferenced a market maker on
EDGX Options. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on EDGX Options. Such payments are provided by the relevant market maker, and not by the Exchange."