1.2INCA202112021-04-29T20:39:34Z2021117.250.029.7131.4558.83NasdaqXNAS50.1196.986.1657.4853.40904.258012.4019-22967.5969-27.34281728.37602.8476-14549.4440-10.3895The Nasdaq Stock Market (“NASDAQ”) provides tiered pricing. Instinet pays fees and receives rebates based upon NASDAQ’s pricing schedule. The pricing schedule provided by NASDAQ, including the pricing for each tier, is available to the public http://www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2. During January 2021, Instinet paid, on average, a net fee of $0.0015 per share for executions on NASDAQ.NYSE ArcaARCX12.730.004.4817.5211.540.00000.0000-13015.3251-29.0942940.43283.3921-14852.5634-16.2194NYSE ARCA, Inc. (“ARCA”) provides tiered pricing. Instinet pays fees and receives rebates based upon ARCA’s pricing schedule. The pricing schedule provided by ARCA, including the pricing for each tier, is available to the public https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdf. During January 2021, Instinet paid, on average, a net fee of $0.0021 per share for executions on ARCA.Cboe BZX ExchangeBATS4.902.023.195.055.1051.633623.8404-12099.0882-29.6534-1232.6010-7.7974-6406.6779-19.1775Cboe BZX Exchange, Inc. (“Cboe BZX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe BZX’s pricing schedule. The pricing schedule provided by Cboe BZX, including the pricing for each tier, is available to the public https://markets.cboe.com/us/equities/membership/fee_schedule/bzx/. During January 2021, Instinet paid, on average, a net fee of $0.0017 per share for executions on Cboe BZX.New York Stock ExchXNYS2.980.4011.091.722.32-2.6896-27.5010-32593.5389-27.2825-8779.8480-19.7870-22123.7974-21.6966New York Stock Exchange LLC (“NYSE”) provides tiered pricing. Instinet pays fees and receives rebates based upon NYSE’s pricing schedule. The pricing schedule provided by NYSE, including the pricing for each tier, is available to the public https://www.nyse.com/publicdocs/nyse/markets/nyse/NYSE_Price_List.pdf. During January 2021, Instinet paid, on average, a net fee of $0.0023 per share for executions on NYSE.CBOE EDGX Exchange, Inc.EDGX2.780.102.523.052.692.467426.0000-8090.4714-24.93153273.724511.5876-3948.4980-9.3782Cboe EDGX Exchange, Inc. (“Cboe EDGX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe EDGX’s pricing schedule. The pricing schedule provided by Cboe EDGX, including the pricing for each tier, is available to the public https://markets.cboe.com/us/equities/membership/fee_schedule/edgx/. During January 2021, Instinet paid, on average, a net fee of $0.0013 per share for executions on Cboe EDGX.UBS Securities LLC - UBS ATSUBSA2.060.005.851.231.870.00000.0000-614.5080-10.0000-319.3920-10.0000-538.9410-10.0000UBS ATS - UBS Securities LLC Instinet is a subscriber to the UBS ATS and pays a fee for executions occurring in the UBS ATS.Nasdaq BXXBOS2.020.002.830.522.690.00000.00001397.783311.5472-52.3481-0.8874-1080.2581-6.9079Nasdaq BX, Inc. (“Nasdaq BX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Nasdaq BX’s pricing schedule. The pricing schedule provided by Nasdaq BX, including the pricing for each tier, is available to the public https://www.nasdaqtrader.com/Trader.aspx?id=bx_pricing. During January 2021, Instinet received, on average, a net rebate of $0 per share for executions on Nasdaq BX.Cboe EDGA Exchange, Inc.EDGA1.970.004.250.602.330.00000.00003879.737620.05421124.753218.93582636.233020.3772Cboe EDGA Exchange, Inc. (“Cboe EDGA”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe EDGA’s pricing schedule. The pricing schedule provided by Cboe EDGA, including the pricing for each tier, is available to the public https://markets.cboe.com/us/equities/membership/fee_schedule/edga/. During January 2021, Instinet received, on average, a net rebate of $0.0019 per share for executions on Cboe EDGA.Credit Suisse Securities (USA)CROS1.960.005.231.201.830.00000.0000-97.5360-10.0000-54.5730-10.0000-80.8460-10.0000Instinet is a subscriber to the CrossFinder ATS and pays a fee for executions occurring in the CrossFinder ATS.JP Morgan Securities LLCJPMX1.750.004.761.071.610.00000.0000-356.1890-10.0000-208.3240-10.0000-265.9720-10.0000Instinet is a subscriber to the JPM-X ATS and pays a fee for executions occurring in the JPM-X ATS.6.710.017.9525.7766.27NasdaqXNAS64.2883.527.3148.4477.27-167.6816-2.2381-132269.8298-27.8328-3559.6275-1.1265-147360.8555-14.7204The Nasdaq Stock Market (“NASDAQ”) provides tiered pricing. Instinet pays fees and receives rebates based upon NASDAQ’s pricing schedule. The pricing schedule provided by NASDAQ, including the pricing for each tier, is available to the public http://www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2. During January 2021, Instinet paid, on average, a net fee of $0.0015 per share for executions on NASDAQ.NYSE ArcaARCX10.300.005.3721.456.550.00000.0000-95773.4041-28.5669-6391.2183-4.5881-246258.9755-21.7059NYSE ARCA, Inc. (“ARCA”) provides tiered pricing. Instinet pays fees and receives rebates based upon ARCA’s pricing schedule. The pricing schedule provided by ARCA, including the pricing for each tier, is available to the public https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdf. During January 2021, Instinet paid, on average, a net fee of $0.0021 per share for executions on ARCA.Cboe BZX ExchangeBATS4.5110.294.449.502.57202.001011.9454-83402.4038-29.1884-4573.4090-4.1232-40630.2324-10.6845Cboe BZX Exchange, Inc. (“Cboe BZX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe BZX’s pricing schedule. The pricing schedule provided by Cboe BZX, including the pricing for each tier, is available to the public https://markets.cboe.com/us/equities/membership/fee_schedule/bzx/. During January 2021, Instinet paid, on average, a net fee of $0.0017 per share for executions on Cboe BZX.New York Stock ExchXNYS3.980.747.852.184.22-1.2064-11.1807-124674.5986-27.0632-25379.2582-16.6702-77219.3568-20.3310New York Stock Exchange LLC (“NYSE”) provides tiered pricing. Instinet pays fees and receives rebates based upon NYSE’s pricing schedule. The pricing schedule provided by NYSE, including the pricing for each tier, is available to the public https://www.nyse.com/publicdocs/nyse/markets/nyse/NYSE_Price_List.pdf. During January 2021, Instinet paid, on average, a net fee of $0.0023 per share for executions on NYSE.CBOE EDGX Exchange, Inc.EDGX2.531.044.065.021.3819.206322.2579-76886.2117-25.10307916.17104.7201-70809.7032-13.3297Cboe EDGX Exchange, Inc. (“Cboe EDGX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe EDGX’s pricing schedule. The pricing schedule provided by Cboe EDGX, including the pricing for each tier, is available to the public https://markets.cboe.com/us/equities/membership/fee_schedule/edgx/. During January 2021, Instinet paid, on average, a net fee of $0.0013 per share for executions on Cboe EDGX.Instinet CBXICBX1.180.006.111.350.520.00000.00000.00000.00000.00000.00000.00000.0000Instinet owns and operates the Instinet CBX ATS. Instinet receives a commission from both sides of any transaction occurring in CBX (subject to the fee schedule in effect between Instinet and the relevant subscriber). Additional information regarding the Instinet CBX is available https://www.sec.gov/divisions/marketreg/form-ats-n-filings.htm.UBS Securities LLC - UBS ATSUBSA1.100.005.321.220.550.00000.0000-2457.5910-10.0000-773.6130-10.0000-1319.4080-10.0000UBS ATS - UBS Securities LLC Instinet is a subscriber to the UBS ATS and pays a fee for executions occurring in the UBS ATS.Credit Suisse Securities (USA)CROS1.040.004.901.070.560.00000.0000-423.7310-10.0000-386.0760-10.0000-274.7500-10.0000Instinet is a subscriber to the CrossFinder ATS and pays a fee for executions occurring in the CrossFinder ATS.JP Morgan Securities LLCJPMX0.950.004.710.990.490.00000.0000-1304.9220-10.0000-383.8670-10.0000-540.6880-10.0000Instinet is a subscriber to the JPM-X ATS and pays a fee for executions occurring in the JPM-X ATS.Level ATSLEVL0.870.004.611.140.320.00000.0000-1835.5826-6.0781-498.8992-6.0426-1663.0508-6.2941Instinet is a subscriber to the Level ATS. Instinet generally pays a flat fee for executions in Level ATS. However, in instances where Instinet designates an order as only eligible to interact with certain other Level ATS subscribers, Instinet will not pay an execution fee.4.470.0018.9280.630.45NYSE ARCA OptionsARCO25.700.0023.6526.287.410.00000.0000-2972.4400-69.661110541.950020.32650.750075.0000NYSE ARCA Options (“ARCA Options”) provides tiered pricing. Instinet pays fees and receives rebates based upon ARCA Options’ pricing schedule. The pricing schedule provided by ARCA Options, including the pricing for each tier, is available to the public https://www.nyse.com/publicdocs/nyse/markets/arca-options/NYSE_Arca_Options_Fee_Schedule.pdf. During January 2021, Instinet received, on average, a net rebate of $0.13 per contract for orders it routed to ARCA Options.Nasdaq Options MarketXNDQ24.300.0010.7327.4038.890.00000.0000-1891.5000-42.173910773.450030.2931153.070072.5450NASDAQ Options Market (“NOM”) provides tiered pricing. Instinet pays fees and receives rebates based upon NOM’s pricing schedule. The pricing schedule provided by NOM, including the pricing for each tier, is available to the public http://nasdaqtrader.com/Micro.aspx?id=OptionsPricing. During January 2021, Instinet received, on average, a net rebate of $0.23 per contract for orders it routed to NOM.Cboe BZX Options ExchangeBATO13.410.0017.3412.550.930.00000.0000-5900.9500-63.6015-15092.5000-61.6902-10.0000-50.0000Cboe BZX Options Exchange (“BZX Options”) provides tiered pricing. Instinet pays fees and receives rebates based upon BZX Options’ pricing schedule. The pricing schedule provided by BZX Options, including the pricing for each tier, is available to the public at https://markets.cboe.com/us/options/membership/fee_schedule/bzx/. During January 2021, Instinet paid, on average, a net fee of $0.6 per contract for orders it routed to BZX Options.Nasdaq GEMX, LLCGMNI5.180.006.624.880.000.00000.0000-1540.0400-59.7610-4983.8400-66.49550.00000.0000Nasdaq GEMX, LLC (“GEMX”) provides tiered pricing. Instinet pays fees and receives rebates based upon GEMX’s pricing schedule. The pricing schedule provided by GEMX, including the pricing for each tier, is available to the public http://nasdaqgemx.cchwallstreet.com/tools/PlatformViewer.asp?searched=1&selectednode=chp%5F1%5F1%5F2%5F15&CiRestriction=schedule&manual=%2Fcontents%2FGEMX%2Fnasdaq%2Dgemx%2Drules%2F. During January 2021, Instinet paid, on average, a net fee of $0.65 per contract for orders it routed to GEMX.MIAX Pearl, LLCMPRL4.150.005.353.890.000.00000.0000-1692.3200-53.1341-4379.7500-54.64440.00000.0000MIAX PEARL, LLC (“Pearl”) provides tiered pricing. Instinet pays fees and receives rebates based upon Pearl’s pricing schedule. The pricing schedule provided by Pearl, including the pricing for each tier, is available to the public https://www.miaxoptions.com/sites/default/files/fee_schedule-files/MIAX_PEARL_Fee_Schedule_04012020.pdf. During January 2021, Instinet paid, on average, a net fee of $0.54 per contract for orders it routed to Pearl. Separately, in accordance with Pearl’s market maker preferencing program, Instinet has preferenced a marketmaker on Pearl. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on Pearl. Such payments are provided by the relevant market maker, and not by the Exchange.CBOE ExchangeXCBO3.920.004.913.5625.930.00000.0000-1142.3725-42.3886-4187.3950-61.8522-168.5250-80.2500Cboe Exchange, Inc. (“Cboe”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe’s pricing schedule. The pricing schedule provided by Cboe, including the pricing for each tier, is available to the public https://cdn.cboe.com/resources/membership/Cboe_FeeSchedule.pdf. During January 2021, Instinet paid, on average, a net fee of $0.57 per contract for orders it routed to Cboe. Separately, in accordance with Cboe’s market maker preferencing program, Instinet has preferenced a market maker on Cboe. Instinet receives paymentsfrom the preferenced market maker in connection with transactions effected by Instinet on Cboe. Such payments are provided by the relevant market maker, and not by the Exchange. Separately, in accordance with Cboe’s market maker preferencing program, Instinet has preferenced a market maker on Cboe. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on Cboe. Such payments are provided by the relevant market maker, and not by the Exchange.Nasdaq ISEXISX3.880.004.093.834.630.00000.0000-933.6200-59.0525-1853.2800-54.3006-4.6000-32.8571Nasdaq ISE, LLC (“ISE”) provides tiered pricing. Instinet pays fees and receives rebates based upon ISE’s pricing schedule. The pricing schedule provided by ISE, including the pricing for each tier, is available to the public http://ise.cchwallstreet.com/tools/PlatformViewer.asp?NYSE American OptionsAMXO3.810.005.293.463.700.00000.0000-669.5000-63.5802-1710.2500-58.87260.00000.0000NYSE American Options (“AMEX”) provides tiered pricing. Instinet pays fees and receives rebates based upon AMEX’s pricing schedule. The pricing schedule provided by AMEX, including the pricing for each tier, is available to the public https://www.nyse.com/publicdocs/nyse/markets/american-options/NYSE_American_Options_Fee_Schedule.pdf. During January 2021, Instinet paid, on average, a net fee of $0.6 per contract for orders it routed to AMEX. Separately, in accordance with AMEX’s market maker preferencing program, Instinet has preferenced a market maker on AMEX. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on AMEX. Such payments are provided by the relevant market maker, and not by the Exchange.MIAX Emerald, LLC.EMLD3.120.004.172.890.000.00000.0000-898.1500-60.5222-2303.1500-62.58560.00000.0000MIAX Emerald, LLC (“Emerald”) provides tiered pricing. Instinet pays fees and receives rebates based upon Emerald’s pricing schedule. The pricing schedule provided by Emerald, including the pricing for each tier, is available to the public https://www.miaxoptions.com/sites/default/files/fee_schedule-files/MIAX_Emerald_Fee_Schedule_03252021.pdf. During January 2021, Instinet paid, on average, a net fee of $0.62 per contract for orders it routed to Emerald. Separately, in accordance with Emerald’s market maker preferencing program, Instinet has preferenced a market maker on Emerald. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on Emerald. Such payments are provided by the relevant market maker, and not by the Exchange.BOX ExchangeXBOX2.700.004.022.393.700.00000.0000-577.2000-43.3985-2000.7000-49.83060.00000.0000BOX Exchange LLC (“BOX”) provides tiered pricing. Instinet pays fees and receives rebates based upon BOX’s pricing schedule. The pricing schedule provided by BOX, including the pricing for each tier, is available to the public athttps://boxoptions.com/regulatory/fee-schedule/. During January 2021, Instinet paid, on average, a net fee of $0.48 per contract for orders it routed to BOX.2021214.800.0210.6120.6368.73NasdaqXNAS42.6490.796.6256.8143.931552.534517.6250-23102.9010-27.27484119.00856.9699-10762.6859-8.8856The Nasdaq Stock Market (“NASDAQ”) provides tiered pricing. Instinet pays fees and receives rebates based upon NASDAQ’s pricing schedule. The pricing schedule provided by NASDAQ, including the pricing for each tier, is available to the public http://www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2. During February 2021, Instinet paid, on average, a net fee of $0.0013 per share for executions on NASDAQ.Nasdaq BXXBOS5.390.253.941.476.80-1.3500-22.50001303.470711.1967-203.5901-3.3757-285.7651-1.5893Nasdaq BX, Inc. (“Nasdaq BX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Nasdaq BX’s pricing schedule. The pricing schedule provided by Nasdaq BX, including the pricing for each tier, is available to the public https://www.nasdaqtrader.com/Trader.aspx?id=bx_pricing. During February 2021, Instinet received, on average, a net rebate of $0.0002 per share for executions on Nasdaq BX.NYSE ArcaARCX4.680.004.107.004.080.00000.0000-11489.7926-29.29021292.56646.2897-13369.4291-18.5115NYSE ARCA, Inc. (“ARCA”) provides tiered pricing. Instinet pays fees and receives rebates based upon ARCA’s pricing schedule. The pricing schedule provided by ARCA, including the pricing for each tier, is available to the public https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdf. During February 2021, Instinet paid, on average, a net fee of $0.0022 per share for executions on ARCA.Cboe EDGA Exchange, Inc.EDGA4.580.004.171.405.600.00000.00002599.791219.6792693.428219.05192585.863420.4382Cboe EDGA Exchange, Inc. (“Cboe EDGA”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe EDGA’s pricing schedule. The pricing schedule provided by Cboe EDGA, including the pricing for each tier, is available to the public https://markets.cboe.com/us/equities/membership/fee_schedule/edga/. During February 2021, Instinet received, on average, a net rebate of $0.002 per share for executions on Cboe EDGA.Cboe BYX Exchange, Inc.BATY4.150.334.261.524.92-2.7000-20.00002192.964813.8851127.17282.120354.81990.2738Cboe BYX Exchange, Inc. (“Cboe BYX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe BYX’s pricing schedule. The pricing schedule provided by Cboe BYX, including the pricing for each tier, is available to the public https://markets.cboe.com/us/equities/membership/fee_schedule/byx/. During February 2021, Instinet received, on average, a net rebate of $0.0007 per share for executions on Cboe BYX.UBS Securities LLC - UBS ATSUBSA3.730.005.682.063.940.00000.0000-749.4630-10.0000-201.0150-10.0000-516.4510-10.0000UBS ATS - UBS Securities LLC Instinet is a subscriber to the UBS ATS and pays a fee for executions occurring in the UBS ATS.Credit Suisse Securities (USA)CROS3.470.005.201.883.680.00000.0000-74.7980-10.0000-38.9980-10.0000-53.6560-10.0000Instinet is a subscriber to the CrossFinder ATS and pays a fee for executions occurring in the CrossFinder ATS.New York Stock ExchXNYS3.410.1710.992.852.40-2.6250-8.7500-32582.2902-27.2323-9123.1303-20.2950-20278.2243-22.5349New York Stock Exchange LLC (“NYSE”) provides tiered pricing. Instinet pays fees and receives rebates based upon NYSE’s pricing schedule. The pricing schedule provided by NYSE, including the pricing for each tier, is available to the public https://www.nyse.com/publicdocs/nyse/markets/nyse/NYSE_Price_List.pdf. During February 2021, Instinet paid, on average, a net fee of $0.0024 per share for executions on NYSE.JP Morgan Securities LLCJPMX3.270.004.831.733.500.00000.0000-401.5430-10.0000-95.9430-10.0000-283.8280-10.0000Instinet is a subscriber to the JPM-X ATS and pays a fee for executions occurring in the JPM-X ATS.National Stock ExchangeXCIS2.990.001.630.383.980.00000.0000334.521513.856036.35808.4808391.252513.9776NYSE National, Inc. (“XCIS”) provides tiered pricing. Instinet pays fees and receives rebates based upon XCIS’s pricing schedule. The pricing schedule provided by XCIS, including the pricing for each tier, is available to the public https://www.nyse.com/publicdocs/nyse/regulation/nyse/NYSE_National_Schedule_of_Fees.pdf. During February 2021, Instinet received, on average, a net rebate of $0.0014 per share for executions on XCIS.6.470.0110.2024.9564.83NasdaqXNAS45.3172.558.3045.4351.08650.77959.3404-160503.4815-27.863922874.09555.6194-144124.8913-12.6750The Nasdaq Stock Market (“NASDAQ”) provides tiered pricing. Instinet pays fees and receives rebates based upon NASDAQ’s pricing schedule. The pricing schedule provided by NASDAQ, including the pricing for each tier, is available to the public http://www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2. During February 2021, Instinet paid, on average, a net fee of $0.0013 per share for executions on NASDAQ.NYSE ArcaARCX9.390.005.6117.436.890.00000.0000-105805.9426-28.8567-1434.0206-1.0920-241563.8678-21.9605NYSE ARCA, Inc. (“ARCA”) provides tiered pricing. Instinet pays fees and receives rebates based upon ARCA’s pricing schedule. The pricing schedule provided by ARCA, including the pricing for each tier, is available to the public https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdf. During February 2021, Instinet paid, on average, a net fee of $0.0022 per share for executions on ARCA.New York Stock ExchXNYS5.220.448.222.125.95-3.0644-18.1864-133595.1905-27.4523-21007.1974-16.9203-88761.5928-21.5668New York Stock Exchange LLC (“NYSE”) provides tiered pricing. Instinet pays fees and receives rebates based upon NYSE’s pricing schedule. The pricing schedule provided by NYSE, including the pricing for each tier, is available to the public https://www.nyse.com/publicdocs/nyse/markets/nyse/NYSE_Price_List.pdf. During February 2021, Instinet paid, on average, a net fee of $0.0024 per share for executions on NYSE.Cboe BZX ExchangeBATS4.5418.394.8510.472.21103.36293.9575-122567.8488-29.6180-5064.7569-4.3924-81447.1491-17.2751Cboe BZX Exchange, Inc. (“Cboe BZX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe BZX’s pricing schedule. The pricing schedule provided by Cboe BZX, including the pricing for each tier, is available to the public https://markets.cboe.com/us/equities/membership/fee_schedule/bzx/. During February 2021, Instinet paid, on average, a net fee of $0.0021 per share for executions on Cboe BZX.Nasdaq BXXBOS3.720.883.330.624.98-8.1750-30.00006714.143311.5372-1036.8176-7.0885-2562.4283-4.5338Nasdaq BX, Inc. (“Nasdaq BX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Nasdaq BX’s pricing schedule. The pricing schedule provided by Nasdaq BX, including the pricing for each tier, is available to the public https://www.nasdaqtrader.com/Trader.aspx?id=bx_pricing. During February 2021, Instinet received, on average, a net rebate of $0.0002 per share for executions on Nasdaq BX.CBOE EDGX Exchange, Inc.EDGX3.480.734.267.841.694.157020.2287-92530.8625-25.61294815.13203.3942-99241.3052-18.1839Cboe EDGX Exchange, Inc. (“Cboe EDGX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe EDGX’s pricing schedule. The pricing schedule provided by Cboe EDGX, including the pricing for each tier, is available to the public https://markets.cboe.com/us/equities/membership/fee_schedule/edgx/. During February 2021, Instinet paid, on average, a net fee of $0.0017 per share for executions on Cboe EDGX.Cboe EDGA Exchange, Inc.EDGA3.260.513.810.634.19-4.7580-26.000012617.956819.73661765.544016.59888836.542620.3109Cboe EDGA Exchange, Inc. (“Cboe EDGA”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe EDGA’s pricing schedule. The pricing schedule provided by Cboe EDGA, including the pricing for each tier, is available to the public https://markets.cboe.com/us/equities/membership/fee_schedule/edga/. During February 2021, Instinet received, on average, a net rebate of $0.002 per share for executions on Cboe EDGA.Cboe BYX Exchange, Inc.BATY3.031.313.840.663.81-7.3400-20.000016036.522913.850938.75790.17153046.06132.6875Cboe BYX Exchange, Inc. (“Cboe BYX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe BYX’s pricing schedule. The pricing schedule provided by Cboe BYX, including the pricing for each tier, is available to the public https://markets.cboe.com/us/equities/membership/fee_schedule/byx/. During February 2021, Instinet received, on average, a net rebate of $0.0007 per share for executions on Cboe BYX.UBS Securities LLC - UBS ATSUBSA2.490.005.351.462.430.00000.0000-2478.0820-10.0000-578.6310-10.0000-1262.3680-10.0000UBS ATS - UBS Securities LLC Instinet is a subscriber to the UBS ATS and pays a fee for executions occurring in the UBS ATS.Credit Suisse Securities (USA)CROS2.320.004.751.232.360.00000.0000-390.6680-10.0000-191.7650-10.0000-278.1880-10.0000Instinet is a subscriber to the CrossFinder ATS and pays a fee for executions occurring in the CrossFinder ATS.6.090.0118.2881.470.24Nasdaq Options MarketXNDQ32.1450.0014.1236.0864.290.00000.0000-1812.3500-54.457614708.810028.9800230.940079.3608NASDAQ Options Market (“NOM”) provides tiered pricing. Instinet pays fees and receives rebates based upon NOM’s pricing schedule. The pricing schedule provided by NOM, including the pricing for each tier, is available to the public http://nasdaqtrader.com/Micro.aspx?id=OptionsPricing. During February 2021, Instinet received, on average, a net rebate of $0.25 per contract for orders it routed to NOM.NYSE ARCA OptionsARCO18.910.0017.3619.2232.860.00000.0000-2754.0700-76.3535-2003.4300-7.4839-23.7500-46.5686NYSE ARCA Options (“ARCA Options”) provides tiered pricing. Instinet pays fees and receives rebates based upon ARCA Options’ pricing schedule. The pricing schedule provided by ARCA Options, including the pricing for each tier, is available to the public https://www.nyse.com/publicdocs/nyse/markets/arca-options/NYSE_Arca_Options_Fee_Schedule.pdf. During February 2021, Instinet paid, on average, a net fee of $0.14 per contract for orders it routed to ARCA Options.Cboe BZX Options ExchangeBATO10.550.0012.3510.180.000.00000.0000-3463.2000-65.0977-14032.9000-60.66970.00000.0000Cboe BZX Options Exchange (“BZX Options”) provides tiered pricing. Instinet pays fees and receives rebates based upon BZX Options’ pricing schedule. The pricing schedule provided by BZX Options, including the pricing for each tier, is available to the public at https://markets.cboe.com/us/options/membership/fee_schedule/bzx/. During February 2021, Instinet paid, on average, a net fee of $0.62 per contract for orders it routed to BZX Options.Nasdaq GEMX, LLCGMNI5.670.007.325.320.000.00000.0000-1741.4900-84.3745-7245.8200-75.77720.00000.0000Nasdaq GEMX, LLC (“GEMX”) provides tiered pricing. Instinet pays fees and receives rebates based upon GEMX’s pricing schedule. The pricing schedule provided by GEMX, including the pricing for each tier, is available to the public http://nasdaqgemx.cchwallstreet.com/tools/PlatformViewer.asp?searched=1&selectednode=chp%5F1%5F1%5F2%5F15&CiRestriction=schedule&manual=%2Fcontents%2FGEMX%2Fnasdaq%2Dgemx%2Drules%2F. During February 2021, Instinet paid, on average, a net fee of $0.78 per contract for orders it routed to GEMX.MIAX Pearl, LLCMPRL5.5325.008.944.780.000.00000.0000-1740.7000-59.4501-5412.4200-56.75180.00000.0000MIAX PEARL, LLC (“Pearl”) provides tiered pricing. Instinet pays fees and receives rebates based upon Pearl’s pricing schedule. The pricing schedule provided by Pearl, including the pricing for each tier, is available to the public https://www.miaxoptions.com/sites/default/files/fee_schedule-files/MIAX_PEARL_Fee_Schedule_04012020.pdf. During February 2021, Instinet paid, on average, a net fee of $0.57 per contract for orders it routed to Pearl. Separately, in accordance with Pearl’s market maker preferencing program, Instinet has preferenced a market maker on Pearl. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on Pearl. Such payments are provided by the relevant market maker, and not by the Exchange.CBOE ExchangeXCBO4.000.004.833.830.000.00000.0000-1412.7025-62.3710-3082.5900-53.85380.00000.0000Cboe Exchange, Inc. (“Cboe”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe’s pricing schedule. The pricing schedule provided by Cboe, including the pricing for each tier, is available to the public https://cdn.cboe.com/resources/membership/Cboe_FeeSchedule.pdf. During February 2021, Instinet paid, on average, a net fee of $0.56 per contract for orders it routed to Cboe. Separately, in accordance with Cboe’s market maker preferencing program, Instinet has preferenced a market maker on Cboe. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on Cboe. Such payments are provided by the relevant market maker, and not by the Exchange. Separately, in accordance with Cboe’s market maker preferencing program, Instinet has preferenced a market maker on Cboe. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on Cboe. Such payments are provided by the relevant market maker, and not by the Exchange.NYSE American OptionsAMXO3.870.006.643.270.000.00000.0000-1115.0000-65.2428-1705.2500-62.05420.00000.0000NYSE American Options (“AMEX”) provides tiered pricing. Instinet pays fees and receives rebates based upon AMEX’s pricing schedule. The pricing schedule provided by AMEX, including the pricing for each tier, is available to the public https://www.nyse.com/publicdocs/nyse/markets/american-options/NYSE_American_Options_Fee_Schedule.pdf. During February 2021, Instinet paid, on average, a net fee of $0.63 per contract for orders it routed to AMEX. Separately, in accordance with AMEX’s market maker preferencing program, Instinet has preferenced a market maker on AMEX. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on AMEX. Such payments are provided by the relevant market maker, and not by the Exchange.MIAX Emerald, LLC.EMLD3.6925.005.203.351.431.250025.0000-808.4500-73.0307-2872.9000-68.353634.000085.0000MIAX Emerald, LLC (“Emerald”) provides tiered pricing. Instinet pays fees and receives rebates based upon Emerald’s pricing schedule. The pricing schedule provided by Emerald, including the pricing for each tier, is available to the public https://www.miaxoptions.com/sites/default/files/fee_schedule-files/MIAX_Emerald_Fee_Schedule_03252021.pdf. During February 2021, Instinet paid, on average, a net fee of $0.68 per contract for orders it routed to Emerald. Separately, in accordance with Emerald’s market maker preferencing program, Instinet has preferenced a market maker on Emerald. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on Emerald. Such payments are provided by the relevant market maker, and not by the Exchange.Nasdaq ISEXISX2.540.002.752.500.000.00000.0000-783.7800-56.7135-2314.7400-56.22390.00000.0000Nasdaq ISE, LLC (“ISE”) provides tiered pricing. Instinet pays fees and receives rebates based upon ISE’s pricing schedule. The pricing schedule provided by ISE, including the pricing for each tier, is available to the public http://ise.cchwallstreet.com/tools/PlatformViewer.asp?searched=1&selectednode=chp%5F1%5F1%5F2%5F15&CiRestriction=schedule&manual=%2Fcontents%2FISE%2Fise%2Drules%2F. During February 2021, Instinet paid, on average, a net fee of $0.56 per contract for orders it routed to ISE. Separately, in accordance with ISE’s market maker preferencing program, Instinet has preferenced a market maker on ISE. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on ISE. Such payments are provided by the relevant market maker, and not by theBOX ExchangeXBOX2.430.004.681.930.000.00000.0000-924.7500-48.1390-1579.3000-43.89380.00000.0000BOX Exchange LLC (“BOX”) provides tiered pricing. Instinet pays fees and receives rebates based upon BOX’s pricing schedule. The pricing schedule provided by BOX, including the pricing for each tier, is available to the public at https://boxoptions.com/regulatory/fee-schedule/. During February 2021, Instinet paid, on average, a net fee of $0.45 per contract for orders it routed to BOX.2021314.190.0218.5621.6359.79NasdaqXNAS52.9497.435.4764.6263.44826.520011.5335-33218.5727-28.88549697.248212.1192-8631.3316-6.0675The Nasdaq Stock Market (“NASDAQ”) provides tiered pricing. Instinet pays fees and receives rebates based upon NASDAQ’s pricing schedule. The pricing schedule provided by NASDAQ, including the pricing for each tier, is available to the public http://www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2. During March 2021, Instinet paid, on average, a net fee of $0.0008 per share for executions on NASDAQ.NYSE ArcaARCX3.880.003.396.333.150.00000.0000-16033.6136-30.43255126.000117.7320-9075.1385-12.2901NYSE ARCA, Inc. (“ARCA”) provides tiered pricing. Instinet pays fees and receives rebates based upon ARCA’s pricing schedule. The pricing schedule provided by ARCA, including the pricing for each tier, is available to the public https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdf. During March 2021, Instinet paid, on average, a net fee of $0.0016 per share for executions on ARCA.New York Stock ExchXNYS3.180.268.091.622.23-1.3390-29.6239-38791.5187-28.6014-3014.2987-12.9740-21511.0094-22.0531New York Stock Exchange LLC (“NYSE”) provides tiered pricing. Instinet pays fees and receives rebates based upon NYSE’s pricing schedule. The pricing schedule provided by NYSE, including the pricing for each tier, is available to the public https://www.nyse.com/publicdocs/nyse/markets/nyse/NYSE_Price_List.pdf. During March 2021, Instinet paid, on average, a net fee of $0.0024 per share for executions on NYSE.UBS Securities LLC - UBS ATSUBSA3.060.176.062.162.460.00000.0000-1143.2560-10.3490-261.6910-10.1959-437.0990-10.2420UBS ATS - UBS Securities LLC Instinet is a subscriber to the UBS ATS and pays a fee for executions occurring in the UBS ATS.Credit Suisse Securities (USA)CROS2.950.095.691.912.490.00000.0000-95.4180-10.6009-18.5020-10.2777-42.3350-10.1808Instinet is a subscriber to the CrossFinder ATS and pays a fee for executions occurring in the CrossFinder ATS.Nasdaq BXXBOS2.480.094.441.352.280.00000.00001912.752211.9044-300.4532-8.3067-1128.0518-8.6627Nasdaq BX, Inc. (“Nasdaq BX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Nasdaq BX’s pricing schedule. The pricing schedule provided by Nasdaq BX, including the pricing for each tier, is available to the public https://www.nasdaqtrader.com/Trader.aspx?id=bx_pricing. During March 2021, Instinet received, on average, a net rebate of $0 per share for executions on Nasdaq BX.Citadel ConnectCDED2.460.005.651.011.990.00000.00001173.49878.1764114.34064.3206656.16326.7849Instinet receives payments from Citadel Securities, LLC (“Citadel”) for directing market and marketable limit orders to Citadel Connect. During March 2021, Instinet received, on average, a net rebate of $0.0007 per share for orders it routed to Citadel.Instinet CBXICBX2.460.096.782.371.140.00000.00000.00000.00000.00000.00000.00000.0000Instinet owns and operates the Instinet CBX ATS. Instinet receives a commission from both sides of any transaction occurring in CBX (subject to the fee schedule in effect between Instinet and the relevant subscriber). Additional information regarding the Instinet CBX is available https://JP Morgan Securities LLCJPMX2.350.094.531.521.980.00000.0000-534.7600-10.4019-81.2310-10.4116-186.4120-10.1431Instinet is a subscriber to the JPM-X ATS and pays a fee for executions occurring in the JPM-X ATS.Cboe BYX Exchange, Inc.BATY2.270.174.551.311.91-0.6000-20.00003292.670314.6290-206.6418-4.7249-1418.9973-6.4484Cboe BYX Exchange, Inc. (“Cboe BYX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe BYX’s pricing schedule. The pricing schedule provided by Cboe BYX, including the pricing for each tier, is available to the public https://markets.cboe.com/us/equities/membership/fee_schedule/byx/. During March 2021, Instinet received, on average, a net rebate of $0.0005 per share for executions on Cboe BYX.4.590.0112.3826.2661.36NasdaqXNAS56.5187.926.9450.6869.00325.01645.0852-136545.9079-28.614038344.758010.2063-35341.9156-4.7103The Nasdaq Stock Market (“NASDAQ”) provides tiered pricing. Instinet pays fees and receives rebates based upon NASDAQ’s pricing schedule. The pricing schedule provided by NASDAQ, including the pricing for each tier, is available to the public http://www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2. During March 2021, Instinet paid, on average, a net fee of $0.0008 per share for executions on NASDAQ.NYSE ArcaARCX8.530.004.6413.996.990.00000.0000-85200.3920-29.650710082.54107.9962-85871.7312-16.2511NYSE ARCA, Inc. (“ARCA”) provides tiered pricing. Instinet pays fees and receives rebates based upon ARCA’s pricing schedule. The pricing schedule provided by ARCA, including the pricing for each tier, is available to the public https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdf. During March 2021, Instinet paid, on average, a net fee of $0.0016 per share for executions on ARCA.New York Stock ExchXNYS5.710.487.361.797.05-1.7069-18.5734-131317.9541-28.5533-11309.0504-13.5641-64630.7707-22.0753New York Stock Exchange LLC (“NYSE”) provides tiered pricing. Instinet pays fees and receives rebates based upon NYSE’s pricing schedule. The pricing schedule provided by NYSE, including the pricing for each tier, is available to the public https://www.nyse.com/publicdocs/nyse/markets/nyse/NYSE_Price_List.pdf. During March 2021, Instinet paid, on average, a net fee of $0.0024 per share for executions on NYSE.Cboe BZX ExchangeBATS3.717.333.658.261.78-102.0363-7.9054-78423.2085-30.4961250.49160.3618-37523.3534-18.1308Cboe BZX Exchange, Inc. (“Cboe BZX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe BZX’s pricing schedule. The pricing schedule provided by Cboe BZX, including the pricing for each tier, is available to the public https://markets.cboe.com/us/equities/membership/fee_schedule/bzx/. During March 2021, Instinet paid, on average, a net fee of $0.0021 per share for executions on Cboe BZX.CBOE EDGX Exchange, Inc.EDGX3.060.843.496.661.436.68149.2451-78288.1906-27.35252135.02452.4008-53930.8025-17.2018Cboe EDGX Exchange, Inc. (“Cboe EDGX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe EDGX’s pricing schedule. The pricing schedule provided by Cboe EDGX, including the pricing for each tier, is available to the public https://markets.cboe.com/us/equities/membership/fee_schedule/edgx/. During March 2021, Instinet paid, on average, a net fee of $0.0017 per share for executions on Cboe EDGX.UBS Securities LLC - UBS ATSUBSA1.760.005.611.681.010.00000.0000-3284.9920-10.3549-705.3550-10.5909-1399.9860-10.4238UBS ATS - UBS Securities LLC Instinet is a subscriber to the UBS ATS and pays a fee for executions occurring in the UBS ATS.Instinet CBXICBX1.690.006.171.910.690.00000.00000.00000.00000.00000.00000.00000.0000Instinet owns and operates the Instinet CBX ATS. Instinet receives a commission from both sides of any transaction occurring in CBX (subject to the fee schedule in effect between Instinet and the relevant subscriber). Additional information regarding the Instinet CBX is available https://Credit Suisse Securities (USA)CROS1.590.004.961.420.990.00000.0000-681.7520-10.5952-476.0420-10.4674-265.3530-10.3344Instinet is a subscriber to the CrossFinder ATS and pays a fee for executions occurring in the CrossFinder ATS.Nasdaq BXXBOS1.471.083.960.801.26-25.4220-30.00006023.911011.0530-2168.7679-14.9335-3878.1466-9.8249Nasdaq BX, Inc. (“Nasdaq BX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Nasdaq BX’s pricing schedule. The pricing schedule provided by Nasdaq BX, including the pricing for each tier, is available to the public https://www.nasdaqtrader.com/Trader.aspx?id=bx_pricing. During March 2021, Instinet received, on average, a net rebate of $0 per share for executions on Nasdaq BX.Cboe BYX Exchange, Inc.BATY1.450.964.160.801.19-9.6880-20.000012326.013614.1927-1370.3021-7.5576-966.1989-1.4617Cboe BYX Exchange, Inc. (“Cboe BYX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe BYX’s pricing schedule. The pricing schedule provided by Cboe BYX, including the pricing for each tier, is available to the public https://markets.cboe.com/us/equities/membership/fee_schedule/byx/. During March 2021, Instinet received, on average, a net rebate of $0.0005 per share for executions on Cboe BYX.6.750.0010.2488.571.19Nasdaq Options MarketXNDQ37.620.009.9640.7344.000.00000.0000-1059.0200-44.797823088.840026.6194-647.2300-16.0205NASDAQ Options Market (“NOM”) provides tiered pricing. Instinet pays fees and receives rebates based upon NOM’s pricing schedule. The pricing schedule provided by NOM, including the pricing for each tier, is available to the public http://nasdaqtrader.com/Micro.aspx?id=OptionsPricing. During March 2021, Instinet received, on average, a net rebate of $0.23 per contract for orders it routed to NOM.NYSE ARCA OptionsARCO23.290.0021.4923.726.250.00000.0000-5017.7000-68.858262216.760036.45856805.740040.3901NYSE ARCA Options (“ARCA Options”) provides tiered pricing. Instinet pays fees and receives rebates based upon ARCA Options’ pricing schedule. The pricing schedule provided by ARCA Options, including the pricing for each tier, is available to the public https://www.nyse.com/publicdocs/nyse/markets/arca-options/NYSE_Arca_Options_Fee_Schedule.pdf. During March 2021, Instinet received, on average, a net rebate of $0.33 per contract for orders it routed to ARCA Options.Cboe BZX Options ExchangeBATO7.750.0012.607.188.750.00000.0000-4243.5000-76.5008-26686.3000-62.3862-1760.5000-50.0000Cboe BZX Options Exchange (“BZX Options”) provides tiered pricing. Instinet pays fees and receives rebates based upon BZX Options’ pricing schedule. The pricing schedule provided by BZX Options, including the pricing for each tier, is available to the public at https://markets.cboe.com/us/options/membership/fee_schedule/bzx/. During March 2021, Instinet paid, on average, a net fee of $0.63 per contract for orders it routed to BZX Options.Nasdaq GEMX, LLCGMNI4.740.008.224.390.500.00000.0000-1710.3800-88.1639-10104.5500-65.5799-1.4700-49.0000Nasdaq GEMX, LLC (“GEMX”) provides tiered pricing. Instinet pays fees and receives rebates based upon GEMX’s pricing schedule. The pricing schedule provided by GEMX, including the pricing for each tier, is available to the public http://nasdaqgemx.cchwallstreet.com/tools/PlatformViewer.asp?searched=1&selectednode=chp%5F1%5F1%5F2%5F15&CiRestriction=schedule&manual=%2Fcontents%2FGEMX%2Fnasdaq%2Dgemx%2Drules%2F. During March 2021, Instinet paid, on average, a net fee of $0.68 per contract for orders it routed to GEMX.MIAX Pearl, LLCMPRL3.780.006.923.2515.500.00000.0000-1208.7200-70.2336-10255.0500-53.8917-1285.5200-46.0100MIAX PEARL, LLC (“Pearl”) provides tiered pricing. Instinet pays fees and receives rebates based upon Pearl’s pricing schedule. The pricing schedule provided by Pearl, including the pricing for each tier, is available to the public https://www.miaxoptions.com/sites/default/files/fee_schedule-files/MIAX_PEARL_Fee_Schedule_04012020.pdf. During March 2021, Instinet paid, on average, a net fee of $0.54 per contract for orders it routed to Pearl. Separately, in accordance with Pearl’s market maker preferencing program, Instinet has preferenced a marketmaker on Pearl. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on Pearl. Such payments are provided by the relevant market maker, and not by the Exchange.Nasdaq ISEXISX3.740.004.583.4617.000.00000.0000-825.9500-61.3633-7873.4500-43.7584-1182.8900-37.0000Nasdaq ISE, LLC (“ISE”) provides tiered pricing. Instinet pays fees and receives rebates based upon ISE’s pricing schedule. The pricing schedule provided by ISE, including the pricing for each tier, is available to the public http://ise.cchwallstreet.com/tools/PlatformViewer.asp?searched=1&selectednode=chp%5F1%5F1%5F2%5F15&CiRestriction=schedule&manual=%2Fcontents%2FISE%2Fise%2Drules%2F. During March 2021, Instinet paid, on average, a net fee of $0.44 per contract for orders it routed to ISE. Separately, in accordance with ISE’smarket maker preferencing program, Instinet has preferenced a market maker on ISE. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on ISE. Such payments are provided by the relevant market maker, and not by the Exchange.CBOE ExchangeXCBO3.440.006.603.110.750.00000.0000-1532.5525-58.6511-6490.9800-45.0137-0.0275-0.2500Cboe Exchange, Inc. (“Cboe”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe’s pricing schedule. The pricing schedule provided by Cboe, including the pricing for each tier, is available to the public https://cdn.cboe.com/resources/membership/Cboe_FeeSchedule.pdf. During March 2021, Instinet paid, on average, a net fee of $0.47 per contract for orders it routed to Cboe. Separately, in accordance with Cboe’s market maker preferencing program, Instinet has preferenced a market maker on Cboe. Instinet receives paymentsfrom the preferenced market maker in connection with transactions effected by Instinet on Cboe. Such payments are provided by the relevant market maker, and not by the Exchange. Separately, in accordance with Cboe’s market maker preferencing program, Instinet has preferenced a market maker on Cboe. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on Cboe. Such payments are provided by the relevant market maker, and not by the Exchange.NYSE American OptionsAMXO2.430.005.562.100.000.00000.0000-370.2500-13.1108-1304.7500-18.12150.00000.0000NYSE American Options (“AMEX”) provides tiered pricing. Instinet pays fees and receives rebates based upon AMEX’s pricing schedule. The pricing schedule provided by AMEX, including the pricing for each tier, is available to the public https://www.nyse.com/publicdocs/nyse/markets/american-options/NYSE_American_Options_Fee_Schedule.pdf. During March 2021, Instinet paid, on average, a net fee of $0.17 per contract for orders it routed to AMEX. Separately, in accordance with AMEX’s market maker preferencing program, Instinet has preferenced a marketmaker on AMEX. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on AMEX. Such payments are provided by the relevant market maker, and not by the Exchange.Nasdaq PHLXXPHO2.290.004.262.090.750.00000.0000-1767.2700-54.3441-12358.0700-48.0934-206.3400-38.0000Nasdaq PHLX LLC (“Nasdaq PHLX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Nasdaq PHLX’s pricing schedule. The pricing schedule provided by Nasdaq PHLX, including the pricing for each tier, is available to the public at http://nasdaqphlx.cchwallstreet.com/NASDAQPHLXTools/PlatformViewer.asp?selectednode=chp%5F1%5F1%5F3%5F15&manual=%2Fnasdaqomxphlx%2Fphlx%2Fphlx%2Dllcrules%2F. During March 2021, Instinet paid, on average, a net fee of $0.49 per contract for orders it routed to Nasdaq PHLX.Cboe EDGX OptionsEDGO2.130.004.201.902.000.00000.0000-398.4200-39.3307-1559.9900-15.78142.74001.0000Cboe EDGX Options (“EDGX Options”) provides tiered pricing. Instinet pays fees and receives rebates based upon EDGX Options’ pricing schedule. The pricing schedule provided by EDGX Options, including the pricing for each tier, is available to the public http://markets.cboe.com/us/options/membership/fee_schedule/edgx/. During March 2021, Instinet paid, on average, a net fee of $0.18 per contract for orders it routed to EDGX Options. Separately, in accordance with EDGX Options’ market maker preferencing program, IInstinet has preferenced a market maker on EDGX Options. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on EDGX Options. Such payments are provided by the relevant market maker, and not by the Exchange.