1.2 Instinet LLC 2022 4 2023-01-31T12:17:37Z 2022 10 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.02 0.00 19.66 79.42 0.92 NYSE ARCA Options ARCO 23.10 0.00 11.49 26.10 12.43 0.0000 0.0000 -9308.4600 -36.9295 70298.2200 26.9297 142.8700 42.9039 NYSE ARCA Options (“ARCA Options”) provides tiered pricing. Instinet pays fees and receives rebates based upon ARCA Options’ pricing schedule. The pricing schedule provided by ARCA Options, including the pricing for each tier, is available to the public https://www.nyse.com/ publicdocs/nyse/markets/arca-options/NYSE_Arca_Options_Fee_Schedule.pdf. During October 2022, the payment rate is 0.75 per contract or less, for orders routed to the destination, which were 606A1 eligible. Instinet, LLC does not maintain a profit-sharing relationship with the destination, it does not receive incentives/disincentives for equaling or exceeding/failing to meet agreed upon order flow volume thresholds, and it does not maintain an agreement regarding the minimum amount of order flow that it would send to a destination. Instinet's tiers related to routing non-directed orders from institutional customers are available at https://www.instinet.com/legal-regulatory/ILLC_Rule-606A1_Supplement_Q4-2022.CSV. Nasdaq Options XNDQ 18.96 0.00 21.82 18.46 1.15 0.0000 0.0000 -15057.3600 -52.6315 -18774.9500 -25.5282 -84.7700 -49.0000 NASDAQ Options Market (“NOM”) provides tiered pricing. Instinet pays fees and receives rebates based upon NOM’s pricing schedule. The pricing schedule provided by NOM, including the pricing for each tier, is available to the public https://listingcenter.nasdaq.com/rulebook/nasdaq/rules/nasdaq-options-7 During October 2022, the payment rate is 0.90 per contract or less, for orders routed to the destination, which were 606A1 eligible. Instinet, LLC does not maintain a profit-sharing relationship with the destination, it does not receive incentives/disincentives for equaling or exceeding/failing to meet agreed upon order flow volume thresholds, and it does not maintain an agreement regarding the minimum amount of order flow that it would send to a destination. Instinet's tiers related to routing non-directed orders from institutional customers are available at https://www.instinet.com/legal-regulatory/ILLC_Rule-606A1_Supplement_Q4-2022.CSV. Nasdaq ISE XISX 12.10 0.00 6.16 13.57 12.24 0.0000 0.0000 -1402.2700 -46.0213 -3091.6400 -45.2789 -108.5300 -40.4963 Nasdaq ISE, LLC (“ISE”) provides tiered pricing. Instinet pays fees and receives rebates based upon ISE’s pricing schedule. The pricing schedule provided by ISE, including the pricing for each tier, is available to the public https://listingcenter.nasdaq.com/rulebook/ise/rules/ISE%20Options%207 During October 2022, the payment rate is .25 per contract or less, for orders routed to the destination, which were 606A1 eligible. Instinet, LLC does not maintain a profit-sharing relationship with the destination, it does not receive incentives/disincentives for equaling or exceeding/failing to meet agreed upon order flow volume thresholds, and it does not maintain an agreement regarding the minimum amount of order flow that it would send to a destination. Instinet's tiers related to routing non-directed orders from institutional customers are available at https://www.instinet.com/legal-regulatory/ILLC_Rule-606A1_Supplement_Q4-2022.CSV. Cboe BZX Options Exchange BATO 9.01 0.00 11.65 8.45 1.15 0.0000 0.0000 -31081.1000 -58.3091 -61685.4500 -59.9738 -302.5000 -50.0000 Cboe BZX Options Exchange (“BZX Options”) provides tiered pricing. Instinet pays fees and receives rebates based upon BZX Options’ pricing schedule. The pricing schedule provided by BZX Options, including the pricing for each tier, is available to the public at https://markets.cboe.com/ us/options/membership/fee_schedule/bzx/ During October 2022, the fee is 0.5 per contract or less, for orders routed to the destination, which were 606A1 eligible. Instinet, LLC does not maintain a profit-sharing relationship with the destination, it does not receive incentives/disincentives for equaling or exceeding/failing to meet agreed upon order flow volume thresholds, and it does not maintain an agreement regarding the minimum amount of order flow that it would send to a destination. Instinet's tiers related to routing non-directed orders from institutional customers are available at https://www.instinet.com/legal-regulatory/ILLC_Rule-606A1_Supplement_Q4-2022.CSV. C2 Options Exchange, Inc. C2OX 8.58 0.00 8.50 8.60 8.99 0.0000 0.0000 -7335.1200 -52.2370 -16401.6600 -54.0667 -1.6000 -10.0000 Instinet pays fees and receives rebates based upon Cboe C2 Options Exchange’s (“C2”) pricing schedule. During October 2022, the payment rate is 0.80 per contract or less, for orders routed to the destination, which were 606A1 eligible. Instinet, LLC does not maintain a profit-sharing relationship with the destination, it does not receive incentives/disincentives for equaling or exceeding/failing to meet agreed upon order flow volume thresholds, and it does not maintain an agreement regarding the minimum amount of order flow that it would send to a destination. Instinet's tiers related to routing non-directed orders from institutional customers are available at https://www.instinet.com/legal-regulatory/ILLC_Rule-606A1_Supplement_Q4-2022.CSV. Nasdaq OMX XBXO 4.68 0.00 6.08 4.38 0.76 0.0000 0.0000 -4232.9300 -56.2441 -8886.8700 -57.2866 -91.8000 -47.3196 Nasdaq OMX BX Options ("XBXO") provides tiered pricing. Instinet pays fees and receives rebates based upon XBXO’s pricing schedule. The pricing schedule provided by XBXO, including the pricing for each tier, is available to the public https://listingcenter.nasdaq.com/rulebook/bx/rules/BX%20Options%207 During October 2022, the fee is 0.31 per contract or less, for orders routed to the destination, which were 606A1 eligible. Instinet, LLC does not maintain a profit-sharing relationship with the destination, it does not receive incentives/disincentives for equaling or exceeding/failing to meet agreed upon order flow volume thresholds, and it does not maintain an agreement regarding the minimum amount of order flow that it would send to a destination. Instinet's tiers related to routing non-directed orders from institutional customers are available at https://www.instinet.com/legal-regulatory/ILLC_Rule-606A1_Supplement_Q4-2022.CSV. MIAX Pearl, LLC MPRL 4.01 0.00 5.88 3.59 0.57 0.0000 0.0000 -7283.5000 -54.2775 -11273.3100 -57.2947 -7.5000 -50.0000 MIAX PEARL, LLC (“Pearl”) provides tiered pricing. Instinet pays fees and receives rebates based upon Pearl’s pricing schedule. The pricing schedule provided by Pearl, including the pricing for each tier, is available to the public https://www.miaxoptions.com/sites/default/files/ fee_schedule-files/MIAX_PEARL_Fee_Schedule_04012020.pdf During October 2022, the fee is 0.46 per contract or less, for orders routed to the destination, which were 606A1 eligible. Instinet, LLC does not maintain a profit-sharing relationship with the destination, it does not receive incentives/disincentives for equaling or exceeding/failing to meet agreed upon order flow volume thresholds, and it does not maintain an agreement regarding the minimum amount of order flow that it would send to a destination. Instinet's tiers related to routing non-directed orders from institutional customers are available at https://www.instinet.com/legal-regulatory/ILLC_Rule-606A1_Supplement_Q4-2022.CSV. Nasdaq GEMX, LLC GMNI 3.69 0.00 4.63 3.50 0.19 0.0000 0.0000 -4602.3300 -61.6356 -8293.0300 -58.9454 -48.0000 -48.0000 Nasdaq GEMX, LLC (“GEMX”) provides tiered pricing. Instinet pays fees and receives rebates based upon GEMX’s pricing schedule. The pricing schedule provided by GEMX, including the pricing for each tier, is available to the public https://listingcenter.nasdaq.com/rulebook/gemx/rules/GEMX%20Options%207 During October 2022, the payment rate is 0.75 per contract or less, for orders routed to the destination, which were 606A1 eligible. Instinet, LLC does not maintain a profit-sharing relationship with the destination, it does not receive incentives/disincentives for equaling or exceeding/failing to meet agreed upon order flow volume thresholds, and it does not maintain an agreement regarding the minimum amount of order flow that it would send to a destination. Instinet's tiers related to routing non-directed orders from institutional customers are available at https://www.instinet.com/legal-regulatory/ILLC_Rule-606A1_Supplement_Q4-2022.CSV. MIAX Emerald, LLC. EMLD 3.28 0.00 5.04 2.89 0.00 0.0000 0.0000 -4345.8500 -56.3518 -6834.3500 -59.1872 0.0000 0.0000 EMLD provides tiered pricing. Instinet pays fees and receives rebates based upon the MIAX Emerald, LLC Options' pricing schedule. The pricing schedule provided by MIAX Emerald, LLC Options, including the pricing for each tier, is available to the public https://www.miaxoptions.com/sites/default/files/fee_schedule-files/MIAX_Emerald_Fee_Schedule_05182022b.pdf During October 2022, the payment rate is 0.45 per contract or less, for orders routed to the destination, which were 606A1 eligible. Instinet, LLC does not maintain a profit-sharing relationship with the destination, it does not receive incentives/disincentives for equaling or exceeding/failing to meet agreed upon order flow volume thresholds, and it does not maintain an agreement regarding the minimum amount of order flow that it would send to a destination. Instinet's tiers related to routing non-directed orders from institutional customers are available at https://www.instinet.com/legal-regulatory/ILLC_Rule-606A1_Supplement_Q4-2022.CSV. CBOE Exchange XCBO 2.55 0.00 3.71 2.18 10.13 0.0000 0.0000 -3786.4425 -53.1729 -4915.2775 -55.9126 -134.2700 -71.8021 Cboe Exchange, Inc. (“Cboe”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe’s pricing schedule. The pricing schedule provided by Cboe, including the pricing for each tier, is available to the public https://cdn.cboe.com/resources/membership/ Cboe_FeeSchedule.pdf During October 2022, the fee is 0.0025 per contract or less, for orders routed to the destination, which were 606A1 eligible. Instinet, LLC does not maintain a profit-sharing relationship with the destination, it does not receive incentives/disincentives for equaling or exceeding/failing to meet agreed upon order flow volume thresholds, and it does not maintain an agreement regarding the minimum amount of order flow that it would send to a destination. Instinet's tiers related to routing non-directed orders from institutional customers are available at https://www.instinet.com/legal-regulatory/ILLC_Rule-606A1_Supplement_Q4-2022.CSV. Cboe EDGX Options EDGO 2.36 0.00 3.19 2.05 10.90 0.0000 0.0000 -2907.8700 -51.5123 -3773.3700 -13.8666 35.8500 1.0000 Cboe EDGX Options (“EDGX Options”) provides tiered pricing. Instinet pays fees and receives rebates based upon EDGX Options’ pricing schedule. The pricing schedule provided by EDGX Options, including the pricing for each tier, is available to the public http://markets.cboe.com/us/ options/membership/fee_schedule/edgx/ During October 2022, the payment rate is 0.01 per contract or less, for orders routed to the destination, which were 606A1 eligible. Instinet, LLC does not maintain a profit-sharing relationship with the destination, it does not receive incentives/disincentives for equaling or exceeding/failing to meet agreed upon order flow volume thresholds, and it does not maintain an agreement regarding the minimum amount of order flow that it would send to a destination. Instinet's tiers related to routing non-directed orders from institutional customers are available at https://www.instinet.com/legal-regulatory/ILLC_Rule-606A1_Supplement_Q4-2022.CSV. 2022 11 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.77 0.00 2.80 97.11 0.09 NYSE ARCA Options ARCO 76.04 0.00 11.75 77.95 11.92 0.0000 0.0000 -15803.1600 -41.6563 107539.1700 73.5713 -8.4400 -1.7016 NYSE ARCA Options (“ARCA Options”) provides tiered pricing. Instinet pays fees and receives rebates based upon ARCA Options’ pricing schedule. The pricing schedule provided by ARCA Options, including the pricing for each tier, is available to the public https://www.nyse.com/publicdocs/nyse/markets/arca-options/NYSE_Arca_Options_Fee_Schedule.pdf During November 2022, the payment rate is 0.75 per contract or less, for orders routed to the destination, which were 606A1 eligible. Instinet, LLC does not maintain a profit-sharing relationship with the destination, it does not receive incentives/disincentives for equaling or exceeding/failing to meet agreed upon order flow volume thresholds, and it does not maintain an agreement regarding the minimum amount of order flow that it would send to a destination. Instinet's tiers related to routing non-directed orders from institutional customers are available at https://www.instinet.com/legal-regulatory/ILLC_Rule-606A1_Supplement_Q4-2022.CSV. Nasdaq Options XNDQ 17.92 0.00 20.19 17.87 0.90 0.0000 0.0000 -25202.6000 -51.6998 -1912.7800 -6.8204 -17.6400 -49.0000 NASDAQ Options Market (“NOM”) provides tiered pricing. Instinet pays fees and receives rebates based upon NOM’s pricing schedule. The pricing schedule provided by NOM, including the pricing for each tier, is available to the public https://listingcenter.nasdaq.com/rulebook/nasdaq/rules/nasdaq-options-7 During November 2022, the payment rate is 0.90 per contract or less, for orders routed to the destination, which were 606A1 eligible. Instinet, LLC does not maintain a profit-sharing relationship with the destination, it does not receive incentives/disincentives for equaling or exceeding/failing to meet agreed upon order flow volume thresholds, and it does not maintain an agreement regarding the minimum amount of order flow that it would send to a destination. Instinet's tiers related to routing non-directed orders from institutional customers are available at https://www.instinet.com/legal-regulatory/ILLC_Rule-606A1_Supplement_Q4-2022.CSV. Nasdaq ISE XISX 1.10 0.00 5.78 0.96 12.37 0.0000 0.0000 -3935.3900 -51.9935 -3926.1200 -455.4664 -120.3200 -28.7160 Nasdaq ISE, LLC (“ISE”) provides tiered pricing. Instinet pays fees and receives rebates based upon ISE’s pricing schedule. The pricing schedule provided by ISE, including the pricing for each tier, is available to the public https://listingcenter.nasdaq.com/rulebook/ise/rules/ISE%20Options%207 During November 2022, the payment rate is .25 per contract or less, for orders routed to the destination, which were 606A1 eligible. Instinet, LLC does not maintain a profit-sharing relationship with the destination, it does not receive incentives/disincentives for equaling or exceeding/failing to meet agreed upon order flow volume thresholds, and it does not maintain an agreement regarding the minimum amount of order flow that it would send to a destination. Instinet's tiers related to routing non-directed orders from institutional customers are available at https://www.instinet.com/legal-regulatory/ILLC_Rule-606A1_Supplement_Q4-2022.CSV. C2 Options Exchange, Inc. C2OX 1.08 0.00 9.60 0.83 10.56 0.0000 0.0000 -13327.5600 -56.1823 -13231.6700 -266.9290 -425.8400 -34.1218 Instinet pays fees and receives rebates based upon Cboe C2 Options Exchange’s (“C2”) pricing schedule. During November 2022, the payment rate is 0.80 per contract or less, for orders routed to the destination, which were 606A1 eligible. Instinet, LLC does not maintain a profit-sharing relationship with the destination, it does not receive incentives/disincentives for equaling or exceeding/failing to meet agreed upon order flow volume thresholds, and it does not maintain an agreement regarding the minimum amount of order flow that it would send to a destination. Instinet's tiers related to routing non-directed orders from institutional customers are available at https://www.instinet.com/legal-regulatory/ILLC_Rule-606A1_Supplement_Q4-2022.CSV. Cboe BZX Options Exchange BATO 1.02 0.00 12.04 0.70 0.60 0.0000 0.0000 -56328.3500 -65.1345 -48325.7500 -337.6590 -45.0000 -50.0000 Cboe BZX Options Exchange (“BZX Options”) provides tiered pricing. Instinet pays fees and receives rebates based upon BZX Options’ pricing schedule. The pricing schedule provided by BZX Options, including the pricing for each tier, is available to the public at https://markets.cboe.com/ us/options/membership/fee_schedule/bzx/ During November 2022, the fee is 0.5 per contract or less, for orders routed to the destination, which were 606A1 eligible. Instinet, LLC does not maintain a profit-sharing relationship with the destination, it does not receive incentives/disincentives for equaling or exceeding/failing to meet agreed upon order flow volume thresholds, and it does not maintain an agreement regarding the minimum amount of order flow that it would send to a destination. Instinet's tiers related to routing non-directed orders from institutional customers are available at https://www.instinet.com/legal-regulatory/ILLC_Rule-606A1_Supplement_Q4-2022.CSV. Nasdaq OMX XBXO 0.53 0.00 6.86 0.35 1.06 0.0000 0.0000 -10043.3700 -60.4877 -9092.8300 -638.5414 -70.0000 -50.0000 Nasdaq OMX BX Options ("XBXO") provides tiered pricing. Instinet pays fees and receives rebates based upon XBXO’s pricing schedule. The pricing schedule provided by XBXO, including the pricing for each tier, is available to the public https://listingcenter.nasdaq.com/rulebook/bx/rules/BX%20Options%207 During November 2022, the fee is 0.31 per contract or less, for orders routed to the destination, which were 606A1 eligible. Instinet, LLC does not maintain a profit-sharing relationship with the destination, it does not receive incentives/disincentives for equaling or exceeding/failing to meet agreed upon order flow volume thresholds, and it does not maintain an agreement regarding the minimum amount of order flow that it would send to a destination. Instinet's tiers related to routing non-directed orders from institutional customers are available at https://www.instinet.com/legal-regulatory/ILLC_Rule-606A1_Supplement_Q4-2022.CSV. MIAX Pearl, LLC MPRL 0.49 0.00 6.02 0.33 0.45 0.0000 0.0000 -11886.0000 -61.8772 -10284.6900 -374.3972 -14.5000 -50.0000 MIAX PEARL, LLC (“Pearl”) provides tiered pricing. Instinet pays fees and receives rebates based upon Pearl’s pricing schedule. The pricing schedule provided by Pearl, including the pricing for each tier, is available to the public https://www.miaxoptions.com/sites/default/files/ fee_schedule-files/MIAX_PEARL_Fee_Schedule_04012020.pdf During November 2022, the payment rate is 0.85 per contract or less, for orders routed to the destination, which were 606A1 eligible. Instinet, LLC does not maintain a profit-sharing relationship with the destination, it does not receive incentives/disincentives for equaling or exceeding/failing to meet agreed upon order flow volume thresholds, and it does not maintain an agreement regarding the minimum amount of order flow that it would send to a destination. Instinet's tiers related to routing non-directed orders from institutional customers are available at https://www.instinet.com/legal-regulatory/ILLC_Rule-606A1_Supplement_Q4-2022.CSV. MIAX Emerald, LLC. EMLD 0.31 0.00 4.78 0.19 0.00 0.0000 0.0000 -6077.2500 -61.3306 -4723.5000 -609.4839 0.0000 0.0000 EMLD provides tiered pricing. Instinet pays fees and receives rebates based upon the MIAX Emerald, LLC Options' pricing schedule. The pricing schedule provided by MIAX Emerald, LLC Options, including the pricing for each tier, is available to the public https://www.miaxoptions.com/sites/default/files/fee_schedule-files/MIAX_Emerald_Fee_Schedule_05182022b.pdf During November 2022, the payment rate is 0.85 per contract or less, for orders routed to the destination, which were 606A1 eligible. Instinet, LLC does not maintain a profit-sharing relationship with the destination, it does not receive incentives/disincentives for equaling or exceeding/failing to meet agreed upon order flow volume thresholds, and it does not maintain an agreement regarding the minimum amount of order flow that it would send to a destination. Instinet's tiers related to routing non-directed orders from institutional customers are available at https://www.instinet.com/legal-regulatory/ILLC_Rule-606A1_Supplement_Q4-2022.CSV. Nasdaq PHLX XPHO 0.31 0.00 3.24 0.22 11.16 0.0000 0.0000 -14534.8500 -69.6514 -7750.1600 -247.7673 0.0000 0.0000 Nasdaq GEMX, LLC GMNI 0.26 0.00 4.58 0.14 0.00 0.0000 0.0000 -6967.9500 -66.5452 -6411.7400 -706.1388 0.0000 0.0000 Nasdaq GEMX, LLC (“GEMX”) provides tiered pricing. Instinet pays fees and receives rebates based upon GEMX’s pricing schedule. The pricing schedule provided by GEMX, including the pricing for each tier, is available to the public https://listingcenter.nasdaq.com/rulebook/gemx/rules/GEMX%20Options%207 During November 2022, the fee is 0.48 per contract or less, for orders routed to the destination, which were 606A1 eligible. Instinet, LLC does not maintain a profit-sharing relationship with the destination, it does not receive incentives/disincentives for equaling or exceeding/failing to meet agreed upon order flow volume thresholds, and it does not maintain an agreement regarding the minimum amount of order flow that it would send to a destination. Instinet's tiers related to routing non-directed orders from institutional customers are available at https://www.instinet.com/legal-regulatory/ILLC_Rule-606A1_Supplement_Q4-2022.CSV. Cboe EDGX Options EDGO 0.25 0.00 3.11 0.16 8.75 0.0000 0.0000 -4582.8600 -53.5131 -3449.2500 -25.4839 72.0000 40.0000 Cboe EDGX Options (“EDGX Options”) provides tiered pricing. Instinet pays fees and receives rebates based upon EDGX Options’ pricing schedule. The pricing schedule provided by EDGX Options, including the pricing for each tier, is available to the public http://markets.cboe.com/us/ options/membership/fee_schedule/edgx/ During November 2022, the payment rate is 0.40 per contract or less, for orders routed to the destination, which were 606A1 eligible. Instinet, LLC does not maintain a profit-sharing relationship with the destination, it does not receive incentives/disincentives for equaling or exceeding/failing to meet agreed upon order flow volume thresholds, and it does not maintain an agreement regarding the minimum amount of order flow that it would send to a destination. Instinet's tiers related to routing non-directed orders from institutional customers are available at https://www.instinet.com/legal-regulatory/ILLC_Rule-606A1_Supplement_Q4-2022.CSV. 2022 12 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 3.74 0.00 0.01 99.99 0.00 NYSE ARCA Options ARCO 96.40 0.00 14.36 96.41 18.75 0.0000 0.0000 -1635.7400 -41.0577 35332.4500 214.8914 32.0000 7.7482 NYSE ARCA Options (“ARCA Options”) provides tiered pricing. Instinet pays fees and receives rebates based upon ARCA Options’ pricing schedule. The pricing schedule provided by ARCA Options, including the pricing for each tier, is available to the public https://www.nyse.com/publicdocs/nyse/markets/arca-options/NYSE_Arca_Options_Fee_Schedule.pdf During December 2022, the payment rate is 0.75 per contract or less, for orders routed to the destination, which were 606A1 eligible. Instinet, LLC does not maintain a profit-sharing relationship with the destination, it does not receive incentives/disincentives for equaling or exceeding/failing to meet agreed upon order flow volume thresholds, and it does not maintain an agreement regarding the minimum amount of order flow that it would send to a destination. Instinet's tiers related to routing non-directed orders from institutional customers are available at https://www.instinet.com/legal-regulatory/ILLC_Rule-606A1_Supplement_Q4-2022.CSV. Nasdaq Options XNDQ 3.13 0.00 17.01 3.13 5.36 0.0000 0.0000 -1888.8300 -51.8055 -18368.6100 -414.6413 -2370.1300 -49.0000 NASDAQ Options Market (“NOM”) provides tiered pricing. Instinet pays fees and receives rebates based upon NOM’s pricing schedule. The pricing schedule provided by NOM, including the pricing for each tier, is available to the public https://listingcenter.nasdaq.com/rulebook/nasdaq/rules/nasdaq-options-7 During December 2022, the payment rate is 0.90 per contract or less, for orders routed to the destination, which were 606A1 eligible. Instinet, LLC does not maintain a profit-sharing relationship with the destination, it does not receive incentives/disincentives for equaling or exceeding/failing to meet agreed upon order flow volume thresholds, and it does not maintain an agreement regarding the minimum amount of order flow that it would send to a destination. Instinet's tiers related to routing non-directed orders from institutional customers are available at https://www.instinet.com/legal-regulatory/ILLC_Rule-606A1_Supplement_Q4-2022.CSV. C2 Options Exchange, Inc. C2OX 0.13 0.00 7.03 0.13 6.70 0.0000 0.0000 -758.4800 -50.2305 -22510.3700 -2942.5320 -75.8500 -37.0000 Instinet pays fees and receives rebates based upon Cboe C2 Options Exchange’s (“C2”) pricing schedule. During December 2022, the payment rate is 0.80 per contract or less, for orders routed to the destination, which were 606A1 eligible. Instinet, LLC does not maintain a profit-sharing relationship with the destination, it does not receive incentives/disincentives for equaling or exceeding/failing to meet agreed upon order flow volume thresholds, and it does not maintain an agreement regarding the minimum amount of order flow that it would send to a destination. Instinet's tiers related to routing non-directed orders from institutional customers are available at https://www.instinet.com/legal-regulatory/ILLC_Rule-606A1_Supplement_Q4-2022.CSV. Cboe BZX Options Exchange BATO 0.07 0.00 11.00 0.07 4.02 0.0000 0.0000 -1706.8000 -54.4087 -39822.0500 -1070.4852 -118.5000 -50.0000 Cboe BZX Options Exchange (“BZX Options”) provides tiered pricing. Instinet pays fees and receives rebates based upon BZX Options’ pricing schedule. The pricing schedule provided by BZX Options, including the pricing for each tier, is available to the public at https://markets.cboe.com/ us/options/membership/fee_schedule/bzx/ During December 2022, the payment rate is 0.65 per contract or less, for orders routed to the destination, which were 606A1 eligible. Instinet, LLC does not maintain a profit-sharing relationship with the destination, it does not receive incentives/disincentives for equaling or exceeding/failing to meet agreed upon order flow volume thresholds, and it does not maintain an agreement regarding the minimum amount of order flow that it would send to a destination. Instinet's tiers related to routing non-directed orders from institutional customers are available at https://www.instinet.com/legal-regulatory/ILLC_Rule-606A1_Supplement_Q4-2022.CSV. MIAX Pearl, LLC MPRL 0.07 0.00 8.55 0.07 2.68 0.0000 0.0000 -1362.1000 -54.9677 -39339.4500 -2355.6557 -498.3800 -46.0185 MIAX PEARL, LLC (“Pearl”) provides tiered pricing. Instinet pays fees and receives rebates based upon Pearl’s pricing schedule. The pricing schedule provided by Pearl, including the pricing for each tier, is available to the public https://www.miaxoptions.com/sites/default/files/ fee_schedule-files/MIAX_PEARL_Fee_Schedule_04012020.pdf During December 2022, the payment rate is 0.30 per contract or less, for orders routed to the destination, which were 606A1 eligible. Instinet, LLC does not maintain a profit-sharing relationship with the destination, it does not receive incentives/disincentives for equaling or exceeding/failing to meet agreed upon order flow volume thresholds, and it does not maintain an agreement regarding the minimum amount of order flow that it would send to a destination. Instinet's tiers related to routing non-directed orders from institutional customers are available at https://www.instinet.com/legal-regulatory/ILLC_Rule-606A1_Supplement_Q4-2022.CSV. Nasdaq OMX XBXO 0.04 0.00 10.59 0.04 5.36 0.0000 0.0000 -898.8000 -53.1206 -14956.8600 -1546.7280 -239.6600 -48.6126 Nasdaq OMX BX Options ("XBXO") provides tiered pricing. Instinet pays fees and receives rebates based upon XBXO’s pricing schedule. The pricing schedule provided by XBXO, including the pricing for each tier, is available to the public https://listingcenter.nasdaq.com/rulebook/bx/rules/BX%20Options%207 During December 2022, the fee is 0.31 per contract or less, for orders routed to the destination, which were 606A1 eligible. Instinet, LLC does not maintain a profit-sharing relationship with the destination, it does not receive incentives/disincentives for equaling or exceeding/failing to meet agreed upon order flow volume thresholds, and it does not maintain an agreement regarding the minimum amount of order flow that it would send to a destination. Instinet's tiers related to routing non-directed orders from institutional customers are available at https://www.instinet.com/legal-regulatory/ILLC_Rule-606A1_Supplement_Q4-2022.CSV. Nasdaq PHLX XPHO 0.03 0.00 3.05 0.03 6.25 0.0000 0.0000 -789.3600 -63.9676 -10231.8700 -4487.6623 -32.0400 -44.5000 MIAX Emerald, LLC. EMLD 0.03 0.00 4.38 0.03 2.68 0.0000 0.0000 -590.8000 -54.3514 -8753.3000 -11367.9221 -80.5000 -50.0000 EMLD provides tiered pricing. Instinet pays fees and receives rebates based upon the MIAX Emerald, LLC Options' pricing schedule. The pricing schedule provided by MIAX Emerald, LLC Options, including the pricing for each tier, is available to the public https://www.miaxoptions.com/sites/default/files/fee_schedule-files/MIAX_Emerald_Fee_Schedule_05182022b.pdf During December 2022, the fee is 0.50 per contract or less, for orders routed to the destination, which were 606A1 eligible. Instinet, LLC does not maintain a profit-sharing relationship with the destination, it does not receive incentives/disincentives for equaling or exceeding/failing to meet agreed upon order flow volume thresholds, and it does not maintain an agreement regarding the minimum amount of order flow that it would send to a destination. Instinet's tiers related to routing non-directed orders from institutional customers are available at https://www.instinet.com/legal-regulatory/ILLC_Rule-606A1_Supplement_Q4-2022.CSV. Nasdaq ISE XISX 0.02 0.00 3.67 0.02 9.82 0.0000 0.0000 -214.2200 -51.1265 -7665.9500 -1218.7520 -162.3200 -42.7158 Nasdaq ISE, LLC (“ISE”) provides tiered pricing. Instinet pays fees and receives rebates based upon ISE’s pricing schedule. The pricing schedule provided by ISE, including the pricing for each tier, is available to the public https://listingcenter.nasdaq.com/rulebook/ise/rules/ISE%20Options%207 During December 2022, the payment rate is .25 per contract or less, for orders routed to the destination, which were 606A1 eligible. Instinet, LLC does not maintain a profit-sharing relationship with the destination, it does not receive incentives/disincentives for equaling or exceeding/failing to meet agreed upon order flow volume thresholds, and it does not maintain an agreement regarding the minimum amount of order flow that it would send to a destination. Instinet's tiers related to routing non-directed orders from institutional customers are available at https://www.instinet.com/legal-regulatory/ILLC_Rule-606A1_Supplement_Q4-2022.CSV. Cboe EDGX Options EDGO 0.02 0.00 3.46 0.02 5.80 0.0000 0.0000 -522.9500 -57.9767 -6762.4200 -864.7596 1.5300 4.2500 Cboe EDGX Options (“EDGX Options”) provides tiered pricing. Instinet pays fees and receives rebates based upon EDGX Options’ pricing schedule. The pricing schedule provided by EDGX Options, including the pricing for each tier, is available to the public http://markets.cboe.com/us/ options/membership/fee_schedule/edgx/ During December 2022, the payment rate is 0.39 per contract or less, for orders routed to the destination, which were 606A1 eligible. Instinet, LLC does not maintain a profit-sharing relationship with the destination, it does not receive incentives/disincentives for equaling or exceeding/failing to meet agreed upon order flow volume thresholds, and it does not maintain an agreement regarding the minimum amount of order flow that it would send to a destination. Instinet's tiers related to routing non-directed orders from institutional customers are available at https://www.instinet.com/legal-regulatory/ILLC_Rule-606A1_Supplement_Q4-2022.CSV. Nasdaq GEMX, LLC GMNI 0.02 0.00 3.46 0.02 0.00 0.0000 0.0000 -319.7100 -58.1291 -7946.7300 -7426.8505 0.0000 0.0000 Nasdaq GEMX, LLC (“GEMX”) provides tiered pricing. Instinet pays fees and receives rebates based upon GEMX’s pricing schedule. The pricing schedule provided by GEMX, including the pricing for each tier, is available to the public https://listingcenter.nasdaq.com/rulebook/gemx/rules/GEMX%20Options%207 During December 2022, the fee is 0.48 per contract or less, for orders routed to the destination, which were 606A1 eligible. Instinet, LLC does not maintain a profit-sharing relationship with the destination, it does not receive incentives/disincentives for equaling or exceeding/failing to meet agreed upon order flow volume thresholds, and it does not maintain an agreement regarding the minimum amount of order flow that it would send to a destination. Instinet's tiers related to routing non-directed orders from institutional customers are available at https://www.instinet.com/legal-regulatory/ILLC_Rule-606A1_Supplement_Q4-2022.CSV.