1.2INCA202032021-08-04T10:07:08Z2020721.100.0323.5644.0232.40NYSE ArcaARCX38.120.002.4941.3659.660.00000.0000-14255.6345-22.51466033.787723.0514-10250.6918-30.4467NYSE ARCA, Inc. (“ARCA”) provides tiered pricing. Instinet pays fees and receives rebates based upon ARCA’s pricing schedule. The pricing schedule provided by ARCA, including the pricing for each tier, is available to the public here http://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdf. During July 2020, Instinet paid, on average, a net fee of $ 0.0010 per share for orders it routed to ARCA. NasdaqXNAS17.8686.824.6028.2013.391845.623987.7789-39578.6348-62.5084956.08803.6526-16053.0284-47.6809The Nasdaq Stock Market (“NASDAQ”) provides tiered pricing. Instinet pays fees and receives rebates based upon NASDAQ’s pricing schedule. The pricing schedule provided by NASDAQ, including the pricing for each tier, is available to the public here http://www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2. During July 2020, Instinet paid, on average, a net fee of $ 0.0018 per share for orders it routed to NASDAQ. New York Stock ExchXNYS5.090.305.544.535.52-1.2421-0.0591-39249.4342-61.9885-5437.0043-20.7715-11735.1391-34.8559New York Stock Exchange LLC (“NYSE”) provides tiered pricing. Instinet pays fees and receives rebates based upon NYSE’s pricing schedule. The pricing schedule provided by NYSE, including the pricing for each tier, is available to the public here https://www.nyse.com/publicdocs/nyse/markets/nyse/NYSE_Price_List.pdf. During July 2020, Instinet paid, on average, a net fee of $ 0.0021 per share for orders it routed to NYSE. Cboe EDGA Exchange, Inc.EDGA3.060.008.391.800.910.00000.00006408.702010.12161125.25004.29891597.73204.7456Cboe EDGA Exchange, Inc. (“Cboe EDGA”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe EDGA’s pricing schedule. The pricing schedule provided by Cboe EDGA, including the pricing for each tier, is available to the public here https://markets.cboe.com/us/equities/membership/fee_schedule/edga/. During July 2020, Instinet received, on average, a net rebate of $0.0019 per share for orders it routed to Cboe EDGA. Nasdaq BXXBOS2.990.008.391.850.610.00000.00001961.69993.0982-729.4123-2.7866-200.4881-0.5955Nasdaq BX, Inc. (“Nasdaq BX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Nasdaq BX’s pricing schedule. The pricing schedule provided by Nasdaq BX, including the pricing for each tier, is available to the public here https://www.nasdaqtrader.com/Trader.aspx?id=bx_pricing. During July 2020, Instinet received, on average, a net fee of $0.0003 per share for orders it routed to Nasdaq BX. UBS Securities LLC - UBS ATSUBSA2.600.005.681.891.330.00000.0000-1376.9180-2.1746-477.1530-1.8229-353.9900-1.0514Instinet is a subscriber to the UBS ATS and pays a fee for executions occurring in the UBS ATS.Cboe BYX Exchange, Inc.BATY2.530.006.651.630.740.00000.00002563.46334.0486-242.6107-0.9269403.48471.1984Cboe BYX Exchange, Inc. (“Cboe BYX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe BYX’s pricing schedule. The pricing schedule provided by Cboe BYX, including the pricing for each tier, is available to the public here https://markets.cboe.com/us/equities/membership/fee_schedule/byx/. During July 2020, Instinet received, on average, a net rebate of $0.0003 per share for orders it routed to Cboe BYX.Cboe BZX ExchangeBATS2.5011.552.322.382.79254.596312.1087-17843.5576-28.1812-812.0725-3.1024-6185.7153-18.3729Cboe BZX Exchange, Inc. (“Cboe BZX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe BZX’s pricing schedule. The pricing schedule provided by Cboe BZX, including the pricing for each tier, is available to the public here https://markets.cboe.com/us/equities/membership/fee_schedule/bzx/. During July 2020, Instinet paid, on average, a net fee of $ 0.0024 per share for orders it routed to Cboe BZX. Instinet CBXICBX2.410.003.971.502.530.00000.00000.00000.00000.00000.00000.00000.0000Instinet owns and operates the Instinet CBX ATS. Instinet receives a commission from both sides of any transaction occurring in CBX (subject to the fee schedule in effect between Instinet and the relevant subscriber). Additional information regarding the Instinet CBX is available here https://www.sec.gov/divisions/marketreg/form-ats-n-filings.htm.Credit Suisse Securities (USA)CROS2.320.004.981.771.160.00000.0000-188.7540-0.2981-126.0530-0.4816-62.3020-0.1851Instinet is a subscriber to the CrossFinder ATS and pays a fee for executions occurring in the CrossFinder ATS.3.420.0214.9750.6134.40NasdaqXNAS26.5256.607.5927.1233.861327.721641.0811-150026.4004-70.1248-4749.2613-4.9066-77840.9271-51.4409The Nasdaq Stock Market (“NASDAQ”) provides tiered pricing. Instinet pays fees and receives rebates based upon NASDAQ’s pricing schedule. The pricing schedule provided by NASDAQ, including the pricing for each tier, is available to the public here http://www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2. During July 2020, Instinet paid, on average, a net fee of $ 0.0018 per share for orders it routed to NASDAQ. NYSE ArcaARCX25.520.004.9128.3830.290.00000.0000-82273.1840-38.455926304.973327.1767-57987.6504-38.3209NYSE ARCA, Inc. (“ARCA”) provides tiered pricing. Instinet pays fees and receives rebates based upon ARCA’s pricing schedule. The pricing schedule provided by ARCA, including the pricing for each tier, is available to the public here http://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdf. During July 2020, Instinet paid, on average, a net fee of $ 0.0010 per share for orders it routed to ARCA. New York Stock ExchXNYS10.660.585.9813.448.60-3.4506-0.1068-98438.8415-46.0120-4385.1223-4.5304-34286.1045-22.6578New York Stock Exchange LLC (“NYSE”) provides tiered pricing. Instinet pays fees and receives rebates based upon NYSE’s pricing schedule. The pricing schedule provided by NYSE, including the pricing for each tier, is available to the public here https://www.nyse.com/publicdocs/nyse/markets/nyse/NYSE_Price_List.pdf. During July 2020, Instinet paid, on average, a net fee of $ 0.0021 per share for orders it routed to NYSE. Cboe BZX ExchangeBATS8.0641.404.429.507.51355.813211.0092-75427.1805-35.2559-5208.3019-5.3809-37365.6839-24.6930Cboe BZX Exchange, Inc. (“Cboe BZX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe BZX’s pricing schedule. The pricing schedule provided by Cboe BZX, including the pricing for each tier, is available to the public here https://markets.cboe.com/us/equities/membership/fee_schedule/bzx/. During July 2020, Instinet paid, on average, a net fee of $ 0.0024 per share for orders it routed to Cboe BZX. CBOE EDGX Exchange, Inc.EDGX3.410.263.114.222.352.33540.0723-51294.1225-23.9757-7424.5181-7.6706-47638.2246-31.4815Cboe EDGX Exchange, Inc. (“Cboe EDGX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe EDGX’s pricing schedule. The pricing schedule provided by Cboe EDGX, including the pricing for each tier, is available to the public https://markets.cboe.com/us/equities/membership/fee_schedule/edgx/. During July 2020, Instinet paid, on average, a net fee of $ 0.0022 per share for orders it routed to Cboe EDGX.Instinet CBXICBX2.950.005.601.843.440.00000.00000.00000.00000.00000.00000.00000.0000Instinet owns and operates the Instinet CBX ATS. Instinet receives a commission from both sides of any transaction occurring in CBX (subject to the fee schedule in effect between Instinet and the relevant subscriber). Additional information regarding the Instinet CBX is available here https://www.sec.gov/divisions/marketreg/form-ats-n-filings.htm.Level ATSLEVL2.180.004.641.801.680.00000.0000-3109.4214-1.4534-456.7440-0.4719-523.9128-0.3462Instinet is a subscriber to the Level ATS. Instinet generally pays a flat fee for executions in Level ATS. However, in instances where Instinet designates an order as only eligible to interact with certain other Level ATS subscribers, Instinet will not pay an execution fee. UBS Securities LLC - UBS ATSUBSA1.760.005.231.151.140.00000.0000-2271.0560-1.0615-565.0340-0.5838-540.2310-0.3570Instinet is a subscriber to the UBS ATS and pays a fee for executions occurring in the UBS ATS.JP Morgan Securities LLCJPMX1.620.005.091.011.010.00000.0000-839.7620-0.3925-192.1880-0.1986-217.5800-0.1438Instinet is a subscriber to the JPM-X ATS and pays a fee for executions occurring in the JPM-X ATS.Credit Suisse Securities (USA)CROS1.550.004.601.021.010.00000.0000-470.8250-0.2201-426.3070-0.4404-165.1840-0.1092Instinet is a subscriber to the CrossFinder ATS and pays a fee for executions occurring in the CrossFinder ATS.4.090.000.1988.1011.71NYSE ARCA OptionsARCO56.670.0018.1862.6612.210.00000.0000-3.0000-370.370438789.70002300.8577238.74001099.6776NYSE ARCA Options (“ARCA Options”) provides tiered pricing. Instinet pays fees and receives rebates based upon ARCA Options’ pricing schedule. The pricing schedule provided by ARCA Options, including the pricing for each tier, is available to the public here https://www.nyse.com/publicdocs/nyse/markets/arca-options/NYSE_Arca_Options_Fee_Schedule.pdf. During July 2020, Instinet received, on average, a net rebate of $0.45 per contract for orders it routed to ARCA Options. Nasdaq Options MarketXNDQ12.380.0034.0913.721.950.00000.0000-17.2800-2133.3333283.320016.8055389.00001791.8010NASDAQ Options Market (“NOM”) provides tiered pricing. Instinet pays fees and receives rebates based upon NOM’s pricing schedule. The pricing schedule provided by NOM, including the pricing for each tier, is available to the public here http://nasdaqtrader.com/Micro.aspx?id=OptionsPricing. During July 2020, Instinet received, on average, a net rebate of $0.02 per contract for orders it routed to NOM.Cboe BZX Options ExchangeBATO5.620.000.006.380.000.00000.00000.00000.0000-11440.0500-678.58030.00000.0000Cboe BZX Options Exchange (“BZX Options”) provides tiered pricing. Instinet pays fees and receives rebates based upon BZX Options’ pricing schedule. The pricing schedule provided by BZX Options, including the pricing for each tier, is available to the public at https://markets.cboe.com/us/options/membership/fee_schedule/bzx/. During July 2020, Instinet received, on average, a net rebate of $0.55 per contract for orders it routed to BZX Options. MIAX Pearl, LLCMPRL3.540.0015.913.990.000.00000.0000-4.0000-493.8272-6493.2300-385.15370.00000.0000MIAX PEARL, LLC (“Pearl”) provides tiered pricing. Instinet pays fees and receives rebates based upon Pearl’s pricing schedule. The pricing schedule provided by Pearl, including the pricing for each tier, is available to the public here https://www.miaxoptions.com/sites/default/files/fee_schedule-files/MIAX_PEARL_Fee_Schedule_04012020.pdf. During July 2020, Instinet paid, on average, a net fee of $0.78 per contract for orders it routed to Pearl. Separately, in accordance with Pearl’s market maker preferencing program, Instinet has preferenced a market maker on Pearl. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on Pearl. Such payments are provided by the relevant market maker, and not by the Exchange.CBOE ExchangeXCBO3.180.002.272.0211.880.00000.0000-1.4175-175.0000-5461.6950-323.9670-0.5850-2.6946Cboe Exchange, Inc. (“Cboe”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe’s pricing schedule. The pricing schedule provided by Cboe, including the pricing for each tier, is available to the public here https://cdn.cboe.com/resources/membership/Cboe_FeeSchedule.pdf. During July 2020, Instinet paid, on average, a net fee of $0.52 per contract for orders it routed to Cboe. Separately, in accordance with Cboe’s market maker preferencing program, Instinet has preferenced a market maker on Cboe. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on Cboe. Such payments are provided by the relevant market maker, and not by the Exchange.Nasdaq ISEXISX2.880.000.001.6712.030.00000.00000.00000.0000-829.0500-49.17619.500043.7586Nasdaq ISE, LLC (“ISE”) provides tiered pricing. Instinet pays fees and receives rebates based upon ISE’s pricing schedule. The pricing schedule provided by ISE, including the pricing for each tier, is available to the public here http://ise.cchwallstreet.com/tools/PlatformViewer.asp?searched=1&selectednode=chp%5F1%5F1%5F2%5F15&CiRestriction=schedule&manual=%2Fcontents%2FISE%2Fise%2Drules%2F. During July 2020, Instinet paid, on average, a net fee of $0.50 per contract for orders it routed to ISE. Separately, in accordance with ISE’s market maker preferencing program, Instinet has preferenced a market maker on ISE. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on ISE. Such payments are provided by the relevant market maker, and not by the Exchange.Nasdaq PHLXXPHO2.280.000.000.9712.180.00000.00000.00000.0000-2272.3200-134.78540.00000.0000Nasdaq PHLX LLC (“Nasdaq PHLX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Nasdaq PHLX’s pricing schedule. The pricing schedule provided by Nasdaq PHLX, including the pricing for each tier, is available to the public here http://nasdaqphlx.cchwallstreet.com/NASDAQPHLXTools/PlatformViewer.asp?selectednode=chp%5F1%5F1%5F3%5F15&manual=%2Fnasdaqomxphlx%2Fphlx%2Fphlx%2Dllcrules%2F. During July 2020, Instinet paid, on average, a net fee of $0.65 per contract for orders it routed to Nasdaq PHLX. C2 Options Exchange, Inc.C2OX2.240.002.271.1310.600.00000.0000-0.4900-60.4938-2525.3800-149.79600.00000.0000Instinet pays fees and receives rebates based upon Cboe C2 Options Exchange’s (“C2”) pricing schedule. During July 2020, Instinet paid, on average, a net fee of $0.52 per contract for orders it routed to C2.NYSE American OptionsAMXO2.070.002.270.8411.350.00000.0000-1.5000-185.1852-805.5000-47.77920.00000.0000NYSE American Options (“AMEX”) provides tiered pricing. Instinet pays fees and receives rebates based upon AMEX’s pricing schedule. The pricing schedule provided by AMEX, including the pricing for each tier, is available to the public here https://www.nyse.com/publicdocs/nyse/markets/american-options/NYSE_American_Options_Fee_Schedule.pdf. During July 2020, Instinet paid, on average, a net fee of $0.52 per contract for orders it routed to AMEX. Separately, in accordance with AMEX’s market maker preferencing program, Instinet has preferenced a market maker on AMEX. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on AMEX. Such payments are provided by the relevant market maker, and not by the Exchange.Cboe EDGX OptionsEDGO1.970.000.001.197.890.00000.00000.00000.0000-546.0100-32.38720.90004.1456Cboe EDGX Options (“EDGX Options”) provides tiered pricing. Instinet pays fees and receives rebates based upon EDGX Options’ pricing schedule. The pricing schedule provided by EDGX Options, including the pricing for each tier, is available to the public here http://markets.cboe.com/us/options/membership/fee_schedule/edgx/. During July 2020, Instinet paid, on average, a net fee of $0.31 per contract for orders it routed to EDGX Options. Separately, in accordance with EDGX Options’ market maker preferencing program, Instinet has preferenced a market maker on EDGX Options. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on EDGX Options. Such payments are provided by the relevant market maker, and not by the Exchange.2020824.060.0214.2245.5640.20NYSE ArcaARCX41.050.003.9042.9752.040.00000.0000-14009.5874-26.16402573.978910.6664-7756.5648-25.3028NYSE ARCA, Inc. (“ARCA”) provides tiered pricing. Instinet pays fees and receives rebates based upon ARCA’s pricing schedule. The pricing schedule provided by ARCA, including the pricing for each tier, is available to the public here https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdf. During August 2020, Instinet paid, on average, a net fee of $ 0.0013 per share for orders it routed to ARCA. NasdaqXNAS23.3484.767.3337.6712.73967.515595.1272-40457.5515-75.5576-817.7833-3.3888-16330.3358-53.2714The Nasdaq Stock Market (“NASDAQ”) provides tiered pricing. Instinet pays fees and receives rebates based upon NASDAQ’s pricing schedule. The pricing schedule provided by NASDAQ, including the pricing for each tier, is available to the public http://www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2. During August 2020, Instinet paid, on average, a net fee of $ 0.0018 per share for orders it routed to NASDAQ. New York Stock ExchXNYS5.690.658.124.705.95-3.8708-0.3806-33471.4839-62.5106-4526.4012-18.7570-11550.1989-37.6781New York Stock Exchange LLC (“NYSE”) provides tiered pricing. Instinet pays fees and receives rebates based upon NYSE’s pricing schedule. The pricing schedule provided by NYSE, including the pricing for each tier, is available to the public here https://www.nyse.com/publicdocs/nyse/markets/nyse/NYSE_Price_List.pdf. During August 2020, Instinet paid, on average, a net fee of $ 0.0020 per share for orders it routed to NYSE. Cboe BZX ExchangeBATS2.5312.363.982.212.3785.60048.4163-17047.4780-31.8375-1720.9932-7.1317-8034.5741-26.2097Cboe BZX Exchange, Inc. (“Cboe BZX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe BZX’s pricing schedule. The pricing schedule provided by Cboe BZX, including the pricing for each tier, is available to the public here https://markets.cboe.com/us/equities/membership/fee_schedule/bzx/. During August 2020, Instinet paid, on average, a net fee of $ 0.0024 per share for orders it routed to Cboe BZX. Instinet CBXICBX2.420.096.381.262.330.00000.00000.00000.00000.00000.00000.00000.0000Instinet owns and operates the Instinet CBX ATS. Instinet receives a commission from both sides of any transaction occurring in CBX (subject to the fee schedule in effect between Instinet and the relevant subscriber). Additional information regarding the Instinet CBX is available here https://www.sec.gov/divisions/marketreg/form-ats-n-filings.htm.UBS Securities LLC - UBS ATSUBSA2.090.196.250.931.940.00000.0000-726.1250-1.3561-361.1700-1.4967-297.2900-0.9698Instinet is a subscriber to the UBS ATS and pays a fee for executions occurring in the UBS ATS.Level ATSLEVL2.060.095.201.141.990.00000.0000-763.1640-1.4253-251.3988-1.0418-230.3550-0.7514Instinet is a subscriber to the Level ATS. Instinet generally pays a flat fee for executions in Level ATS. However, in instances where Instinet designates an order as only eligible to interact with certain other Level ATS subscribers, Instinet will not pay an execution fee. CBOE EDGX Exchange, Inc.EDGX2.000.372.881.572.18-1.3614-0.1339-9971.0152-18.6217-973.8565-4.0356-4891.4059-15.9563Cboe EDGX Exchange, Inc. (“Cboe EDGX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe EDGX’s pricing schedule. The pricing schedule provided by Cboe EDGX, including the pricing for each tier, is available to the public here https://markets.cboe.com/us/equities/membership/fee_schedule/edgx/. During August 2020, Instinet paid, on average, a net fee of $ 0.0022 per share for orders it routed to Cboe EDGX. Credit Suisse Securities (USA)CROS1.790.095.260.831.650.00000.0000-95.5270-0.1784-116.1270-0.4812-82.1000-0.2678Instinet is a subscriber to the CrossFinder ATS and pays a fee for executions occurring in the CrossFinder ATS.JP Morgan Securities LLCJPMX1.730.095.100.801.590.00000.0000-371.2350-0.6933-103.5020-0.4289-102.2770-0.3336Instinet is a subscriber to the JPM-X ATS and pays a fee for executions occurring in the JPM-X ATS.4.200.0115.5754.1030.32NasdaqXNAS28.4364.187.9434.2228.60931.975555.5210-136764.3757-65.6614-6225.1537-7.7861-71235.3354-51.1383The Nasdaq Stock Market (“NASDAQ”) provides tiered pricing. Instinet pays fees and receives rebates based upon NASDAQ’s pricing schedule. The pricing schedule provided by NASDAQ, including the pricing for each tier, is available to the public http://www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2. During August 2020, Instinet paid, on average, a net fee of $ 0.0018 per share for orders it routed to NASDAQ. NYSE ArcaARCX16.780.005.1516.3523.520.00000.0000-84318.4477-40.481817448.079121.8231-53637.0966-38.5049NYSE ARCA, Inc. (“ARCA”) provides tiered pricing. Instinet pays fees and receives rebates based upon ARCA’s pricing schedule. The pricing schedule provided by ARCA, including the pricing for each tier, is available to the public here https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdf. During August 2020, Instinet paid, on average, a net fee of $ 0.0013 per share for orders it routed to ARCA. New York Stock ExchXNYS16.581.686.5420.2115.27-9.0632-0.5399-99858.3269-47.9426-2616.2745-3.2723-26686.0426-19.1573New York Stock Exchange LLC (“NYSE”) provides tiered pricing. Instinet pays fees and receives rebates based upon NYSE’s pricing schedule. The pricing schedule provided by NYSE, including the pricing for each tier, is available to the public here https://www.nyse.com/publicdocs/nyse/markets/nyse/NYSE_Price_List.pdf. During August 2020, Instinet paid, on average, a net fee of $ 0.0020 per share for orders it routed to NYSE. Cboe BZX ExchangeBATS8.3731.344.3310.047.47258.690915.4111-72890.3763-34.9951-3008.8216-3.7633-30144.6497-21.6402Cboe BZX Exchange, Inc. (“Cboe BZX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe BZX’s pricing schedule. The pricing schedule provided by Cboe BZX, including the pricing for each tier, is available to the public here https://markets.cboe.com/us/equities/membership/fee_schedule/bzx/. During August 2020, Instinet paid, on average, a net fee of $ 0.0024 per share for orders it routed to Cboe BZX. CBOE EDGX Exchange, Inc.EDGX7.231.493.518.756.4258.35143.4762-53363.7274-25.6203-5787.2276-7.2383-46779.1840-33.5818Cboe EDGX Exchange, Inc. (“Cboe EDGX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe EDGX’s pricing schedule. The pricing schedule provided by Cboe EDGX, including the pricing for each tier, is available to the public here https://markets.cboe.com/us/equities/membership/fee_schedule/edgx/. During August 2020, Instinet paid, on average, a net fee of $ 0.0022 per share for orders it routed to Cboe EDGX. Instinet CBXICBX2.870.005.481.593.820.00000.00000.00000.00000.00000.00000.00000.0000Instinet owns and operates the Instinet CBX ATS. Instinet receives a commission from both sides of any transaction occurring in CBX (subject to the fee schedule in effect between Instinet and the relevant subscriber). Additional information regarding the Instinet CBX is available here https://www.sec.gov/divisions/marketreg/form-ats-n-filings.htm.Level ATSLEVL2.170.004.571.512.110.00000.0000-2708.1450-1.3002-380.2626-0.4756-524.3904-0.3764Instinet is a subscriber to the Level ATS. Instinet generally pays a flat fee for executions in Level ATS. However, in instances where Instinet designates an order as only eligible to interact with certain other Level ATS subscribers, Instinet will not pay an execution fee. UBS Securities LLC - UBS ATSUBSA1.590.005.110.771.260.00000.0000-2088.4570-1.0027-669.9510-0.8379-492.5140-0.3536Instinet is a subscriber to the UBS ATS and pays a fee for executions occurring in the UBS ATS.JP Morgan Securities LLCJPMX1.420.004.890.631.060.00000.0000-823.4800-0.3954-140.0600-0.1752-162.5320-0.1167Instinet is a subscriber to the JPM-X ATS and pays a fee for executions occurring in the JPM-X ATS.Credit Suisse Securities (USA)CROS1.410.004.610.661.100.00000.0000-459.4120-0.2206-410.3370-0.5132-189.9970-0.1364Instinet is a subscriber to the CrossFinder ATS and pays a fee for executions occurring in the CrossFinder ATS.9.810.000.0098.181.82Nasdaq Options MarketXNDQ66.480.000.0067.672.240.00000.00000.00000.0000-2941.6300-142.8399206.00002518.3374NASDAQ Options Market (“NOM”) provides tiered pricing. Instinet pays fees and receives rebates based upon NOM’s pricing schedule. The pricing schedule provided by NOM, including the pricing for each tier, is available to the public here http://nasdaqtrader.com/Micro.aspx?id=OptionsPricing. During August 2020, Instinet paid, on average, a net fee of $0.11 per contract for orders it routed to NOM. NYSE ARCA OptionsARCO16.300.000.0016.3413.950.00000.00000.00000.00009812.7500476.488254.6000667.4817NYSE ARCA Options (“ARCA Options”) provides tiered pricing. Instinet pays fees and receives rebates based upon ARCA Options’ pricing schedule. The pricing schedule provided by ARCA Options, including the pricing for each tier, is available to the public here https://www.nyse.com/publicdocs/nyse/markets/arca-options/NYSE_Arca_Options_Fee_Schedule.pdf. During August 2020, Instinet received, on average, a net rebate of $0.16 per contract for orders it routed to ARCA Options. Cboe BZX Options ExchangeBATO4.560.000.004.630.660.00000.00000.00000.0000-27193.1500-1320.446853.5500654.6455Cboe BZX Options Exchange (“BZX Options”) provides tiered pricing. Instinet pays fees and receives rebates based upon BZX Options’ pricing schedule. The pricing schedule provided by BZX Options, including the pricing for each tier, is available to the public at https://markets.cboe.com/us/options/membership/fee_schedule/bzx/. During August 2020, Instinet paid, on average, a net fee of $0.52 per contract for orders it routed to BZX Options. MIAX Pearl, LLCMPRL2.620.000.002.670.000.00000.00000.00000.0000-11700.3400-568.14590.00000.0000MIAX PEARL, LLC (“Pearl”) provides tiered pricing. Instinet pays fees and receives rebates based upon Pearl’s pricing schedule. The pricing schedule provided by Pearl, including the pricing for each tier, is available to the public here https://www.miaxoptions.com/sites/default/files/fee_schedule-files/MIAX_PEARL_Fee_Schedule_04012020.pdf. During Aygust 2020, Instinet paid, on average, a net fee of $0.86 per contract for orders it routed to Pearl. Separately, in accordance with Pearl’s market maker preferencing program, Instinet has preferenced a market maker on Pearl. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on Pearl. Such payments are provided by the relevant market maker, and not by the Exchange.CBOE ExchangeXCBO1.470.000.001.2911.050.00000.00000.00000.0000-6238.6800-302.9382-0.1250-1.5281Cboe Exchange, Inc. (“Cboe”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe’s pricing schedule. The pricing schedule provided by Cboe, including the pricing for each tier, is available to the public here https://cdn.cboe.com/resources/membership/Cboe_FeeSchedule.pdf. During August 2020, Instinet paid, on average, a net fee of $0.68 per contract for orders it routed to Cboe. Separately, in accordance with Cboe’s market maker preferencing program, Instinet has preferenced a market maker on Cboe. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on Cboe. Such payments are provided by the relevant market maker, and not by the Exchange. Separately, in accordance with Cboe’s market maker preferencing program, Instinet has preferenced a market maker on Cboe. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on Cboe. Such payments are provided by the relevant market maker, and not by the Exchange.Nasdaq GEMX, LLCGMNI1.270.000.001.290.000.00000.00000.00000.0000-4043.4900-196.34410.00000.0000Nasdaq GEMX, LLC (“GEMX”) provides tiered pricing. Instinet pays fees and receives rebates based upon GEMX’s pricing schedule. The pricing schedule provided by GEMX, including the pricing for each tier, is available to the public here https://listingcenter.nasdaq.com/rulebook/gemx/rules/gemx-options-7. During August 2020, Instinet paid, on average, a net fee of $0.60 per contract for orders it routed to GEMX.MIAX Emerald, LLC.EMLD1.100.000.001.120.000.00000.00000.00000.0000-6556.1500-318.35400.00000.0000MIAX Emerald, LLC (“Emerald”) provides tiered pricing. Instinet pays fees and receives rebates based upon Emerald’s pricing schedule. The pricing schedule provided by Emerald, including the pricing for each tier, is available to the public https://www.miaxoptions.com/sites/default/files/fee_schedule-files/MIAX_Emerald_Fee_Schedule_10_14_2020.pdf. During August 2020, Instinet paid, on average, a net fee of $0.88 per contract for orders it routed to Emerald. Separately, in accordance with Emerald’s market maker preferencing program, Instinet has preferenced a market maker on Emerald. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on Emerald. Such payments are provided by the relevant market maker, and not by the Exchange.C2 Options Exchange, Inc.C2OX1.060.000.000.8810.260.00000.00000.00000.0000-5323.5600-258.50180.00000.0000Instinet pays fees and receives rebates based upon Cboe C2 Options Exchange’s (“C2”) pricing schedule. During August 2020, Instinet paid, on average, a net fee of $0.48 per contract for orders it routed to C2. Nasdaq ISEXISX1.020.000.000.8311.580.00000.00000.00000.0000-1368.5800-66.45561.000012.2249Nasdaq ISE, LLC (“ISE”) provides tiered pricing. Instinet pays fees and receives rebates based upon ISE’s pricing schedule. The pricing schedule provided by ISE, including the pricing for each tier, is available to the public here http://ise.cchwallstreet.com/tools/PlatformViewer.asp?searched=1&selectednode=chp%5F1%5F1%5F2%5F15&CiRestriction=schedule&manual=%2Fcontents%2FISE%2Fise%2Drules%2F. During August 2020, Instinet Instinet paid, on average, a net fee of $0.52 per contract for orders it routed to ISE. Separately, in accordance with ISE’s market maker preferencing program, Instinet has preferenced a market maker on ISE. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on ISE. Such payments are provided by the relevant market maker, and not by the Exchange.Cboe EDGX OptionsEDGO0.950.000.000.818.420.00000.00000.00000.0000-1182.4400-57.41700.00000.0000Cboe EDGX Options (“EDGX Options”) provides tiered pricing. Instinet pays fees and receives rebates based upon EDGX Options’ pricing schedule. The pricing schedule provided by EDGX Options, including the pricing for each tier, is available to the public here http://markets.cboe.com/us/options/membership/fee_schedule/edgx/. During August 2020, Instinet paid, on average, a net fee of $0.47 per contract for orders it routed to EDGX Options. Separately, in accordance with EDGX Options’ market maker preferencing program, Instinet has preferenced a market maker on EDGX Options. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on EDGX Options. Such payments are provided by the relevant market maker, and not by the Exchange.2020925.100.0214.5653.3132.11NasdaqXNAS33.3794.306.2545.9024.831059.132886.0186-42536.7952-67.5471-10651.4018-27.4206-21210.4397-64.8921The Nasdaq Stock Market (“NASDAQ”) provides tiered pricing. Instinet pays fees and receives rebates based upon NASDAQ’s pricing schedule. The pricing schedule provided by NASDAQ, including the pricing for each tier, is available to the public here http://www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2. During September 2020, Instinet paid, on average, a net fee of $ 0.0019 per share for orders it routed to NASDAQ.NYSE ArcaARCX21.090.003.0619.7931.440.00000.0000-14433.5399-22.9200-1518.1745-3.9083-7950.3816-24.3237NYSE ARCA, Inc. (“ARCA”) provides tiered pricing. Instinet pays fees and receives rebates based upon ARCA’s pricing schedule. The pricing schedule provided by ARCA, including the pricing for each tier, is available to the public here https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdf. During September 2020, Instinet paid, on average, a net fee of $ 0.0014 per share for orders it routed to ARCA.CBOE EDGX Exchange, Inc.EDGX8.620.162.118.4211.90-0.9564-0.0777-9702.5381-15.4073-2697.9016-6.9454-5110.2087-15.6344Cboe EDGX Exchange, Inc. (“Cboe EDGX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe EDGX’s pricing schedule. The pricing schedule provided by Cboe EDGX, including the pricing for each tier, is available to the public here https://markets.cboe.com/us/equities/membership/fee_schedule/edgx/. During September 2020, Instinet paid, on average, a net fee of $0.0019 per share for orders it routed to Cboe EDGX.New York Stock ExchXNYS6.140.477.725.187.02-6.4717-0.5256-46440.3317-73.7458-11343.0900-29.2012-15361.0002-46.9961New York Stock Exchange LLC (“NYSE”) provides tiered pricing. Instinet pays fees and receives rebates based upon NYSE’s pricing schedule. The pricing schedule provided by NYSE, including the pricing for each tier, is available to the public here https://www.nyse.com/publicdocs/nyse/markets/nyse/NYSE_Price_List.pdf. During September 2020, Instinet paid, on average, a net fee of $ 0.0021 per share for orders it routed to NYSE.Cboe BZX ExchangeBATS4.563.963.034.695.0350.50654.1019-17176.7454-27.2761-4328.1110-11.1421-6755.1014-20.6668Cboe BZX Exchange, Inc. (“Cboe BZX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe BZX’s pricing schedule. The pricing schedule provided by Cboe BZX, including the pricing for each tier, is available to the public here https://markets.cboe.com/us/equities/membership/fee_schedule/bzx/. During September 2020, Instinet paid, on average, a net fee of $ 0.0019 per share for orders it routed to Cboe BZX.Instinet CBXICBX2.480.005.371.622.590.00000.00000.00000.00000.00000.00000.00000.0000Instinet owns and operates the Instinet CBX ATS. Instinet receives a commission from both sides of any transaction occurring in CBX (subject to the fee schedule in effect between Instinet and the relevant subscriber). Additional information regarding the Instinet CBX is available here https://www.sec.gov/divisions/marketreg/form-ats-n-filings.htm.Level ATSLEVL2.190.004.551.522.240.00000.0000-831.1206-1.3198-463.0284-1.1920-307.1664-0.9398Instinet is a subscriber to the Level ATS. Instinet generally pays a flat fee for executions in Level ATS. However, in instances where Instinet designates an order as only eligible to interact with certain other Level ATS subscribers, Instinet will not pay an execution fee. UBS Securities LLC - UBS ATSUBSA2.030.005.821.231.640.00000.0000-1126.6400-1.7891-922.6330-2.3752-561.2210-1.7170Instinet is a subscriber to the UBS ATS and pays a fee for executions occurring in the UBS ATS.Credit Suisse Securities (USA)CROS1.760.004.981.141.350.00000.0000-158.6680-0.2520-247.9760-0.6384-171.2230-0.5238Instinet is a subscriber to the CrossFinder ATS and pays a fee for executions occurring in the CrossFinder ATS.Cboe EDGA Exchange, Inc.EDGA1.710.006.161.070.760.00000.00005719.94229.08311683.71464.33451445.74964.4232Cboe EDGA Exchange, Inc. (“Cboe EDGA”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe EDGA’s pricing schedule. The pricing schedule provided by Cboe EDGA, including the pricing for each tier, is available to the public here https://markets.cboe.com/us/equities/membership/fee_schedule/edga/. During September 2020, Instinet received, on average, a net rebate of $0.0018 per share for orders it routed to Cboe EDGA. 3.670.0111.0254.8534.12NasdaqXNAS50.8264.297.2358.9551.81-28.2102-1.2086-99679.4362-61.8263-39289.7557-30.9359-66094.3900-54.4723The Nasdaq Stock Market (“NASDAQ”) provides tiered pricing. Instinet pays fees and receives rebates based upon NASDAQ’s pricing schedule. The pricing schedule provided by NASDAQ, including the pricing for each tier, is available to the public here http://www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2. During September 2020, Instinet paid, on average, a net fee of $ 0.0019 per share for orders it routed to NASDAQ.New York Stock ExchXNYS11.040.297.7012.649.55-2.8030-0.1201-96314.0199-59.7389-11712.2257-9.2220-25252.5885-20.8122New York Stock Exchange LLC (“NYSE”) provides tiered pricing. Instinet pays fees and receives rebates based upon NYSE’s pricing schedule. The pricing schedule provided by NYSE, including the pricing for each tier, is available to the public here https://www.nyse.com/publicdocs/nyse/markets/nyse/NYSE_Price_List.pdf. During September 2020, Instinet paid, on average, a net fee of $ 0.0021 per share for orders it routed to NYSE.NYSE ArcaARCX9.250.004.347.3813.860.00000.0000-57960.9969-35.9504-9279.1267-7.3062-45108.6277-37.1767NYSE ARCA, Inc. (“ARCA”) provides tiered pricing. Instinet pays fees and receives rebates based upon ARCA’s pricing schedule. The pricing schedule provided by ARCA, including the pricing for each tier, is available to the public here https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdf. During September 2020, Instinet paid, on average, a net fee of $ 0.0014 per share for orders it routed to ARCA.Cboe BZX ExchangeBATS4.7134.463.664.764.95808.446234.6357-47818.1458-29.6593-5689.5943-4.4799-22798.9498-18.7900Cboe BZX Exchange, Inc. (“Cboe BZX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe BZX’s pricing schedule. The pricing schedule provided by Cboe BZX, including the pricing for each tier, is available to the public here https://markets.cboe.com/us/equities/membership/fee_schedule/bzx/. During September 2020, Instinet paid, on average, a net fee of $ 0.0019 per share for orders it routed to Cboe BZX.CBOE EDGX Exchange, Inc.EDGX4.410.582.974.554.6559.06452.5305-34928.5411-21.6645-11414.6493-8.9877-28204.2375-23.2448Cboe EDGX Exchange, Inc. (“Cboe EDGX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe EDGX’s pricing schedule. The pricing schedule provided by Cboe EDGX, including the pricing for each tier, is available to the public here https://markets.cboe.com/us/equities/membership/fee_schedule/edgx/. During September 2020, Instinet paid, on average, a net fee of $0.0019 per share for orders it routed to Cboe EDGX.Instinet CBXICBX2.490.005.951.622.760.00000.00000.00000.00000.00000.00000.00000.0000Instinet owns and operates the Instinet CBX ATS. Instinet receives a commission from both sides of any transaction occurring in CBX (subject to the fee schedule in effect between Instinet and the relevant subscriber). Additional information regarding the Instinet CBX is available here https://www.sec.gov/divisions/marketreg/form-ats-n-filings.htm.Level ATSLEVL1.920.004.531.551.670.00000.0000-2366.9442-1.4681-980.4069-0.7720-503.4894-0.4150Instinet is a subscriber to the Level ATS. Instinet generally pays a flat fee for executions in Level ATS. However, in instances where Instinet designates an order as only eligible to interact with certain other Level ATS subscribers, Instinet will not pay an execution fee. UBS Securities LLC - UBS ATSUBSA1.340.005.080.801.000.00000.0000-1995.6520-1.2378-1217.7120-0.9588-619.4820-0.5106Instinet is a subscriber to the UBS ATS and pays a fee for executions occurring in the UBS ATS.Credit Suisse Securities (USA)CROS1.260.004.930.720.940.00000.0000-662.4270-0.4109-579.6920-0.4564-169.3170-0.1395Instinet is a subscriber to the CrossFinder ATS and pays a fee for executions occurring in the CrossFinder ATS.JP Morgan Securities LLCJPMX1.210.004.850.690.880.00000.0000-1100.2540-0.6824-297.3600-0.2341-240.3720-0.1981Instinet is a subscriber to the JPM-X ATS and pays a fee for executions occurring in the JPM-X ATS.10.800.000.0099.240.76Nasdaq Options MarketXNDQ76.920.000.0077.3915.340.00000.00000.00000.00006075.4800426.789773.1500354.2373NASDAQ Options Market (“NOM”) provides tiered pricing. Instinet pays fees and receives rebates based upon NOM’s pricing schedule. The pricing schedule provided by NOM, including the pricing for each tier, is available to the public here http://nasdaqtrader.com/Micro.aspx?id=OptionsPricing. During September 2020, Instinet received, on average, a net rebate of $0.18 per contract for orders it routed to NOM.NYSE ARCA OptionsARCO11.140.000.0011.1015.640.00000.00000.00000.00007665.9700538.5183289.01001399.5642NYSE ARCA Options (“ARCA Options”) provides tiered pricing. Instinet pays fees and receives rebates based upon ARCA Options’ pricing schedule. The pricing schedule provided by ARCA Options, including the pricing for each tier, is available to the public here https://www.nyse.com/publicdocs/nyse/markets/arca-options/NYSE_Arca_Options_Fee_Schedule.pdf. During September 2020, Instinet received, on average, a net rebate of $0.21 per contract for orders it routed to ARCA Options.Cboe BZX Options ExchangeBATO2.780.000.002.790.920.00000.00000.00000.0000-16007.4500-1124.4898-27.0000-130.7506Cboe BZX Options Exchange (“BZX Options”) provides tiered pricing. Instinet pays fees and receives rebates based upon BZX Options’ pricing schedule. The pricing schedule provided by BZX Options, including the pricing for each tier, is available to the public at https://markets.cboe.com/us/options/membership/fee_schedule/bzx/. During September 2020, Instinet paid, on average, a net fee of $0.53 per contract for orders it routed to BZX Options.MIAX Pearl, LLCMPRL1.740.000.001.741.230.00000.00000.00000.0000-6326.4000-444.4163-114.5000-554.4794MIAX PEARL, LLC (“Pearl”) provides tiered pricing. Instinet pays fees and receives rebates based upon Pearl’s pricing schedule. The pricing schedule provided by Pearl, including the pricing for each tier, is available to the public here https://www.miaxoptions.com/sites/default/files/fee_schedule-files/MIAX_PEARL_Fee_Schedule_04012020.pdf. During September 2020, Instinet paid, on average, a net fee of $0.88 per contract for orders it routed to Pearl. Separately, in accordance with Pearl’s market maker preferencing program, Instinet has preferenced a market maker on Pearl. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on Pearl. Such payments are provided by the relevant market maker, and not by the Exchange.Nasdaq ISEXISX1.280.000.001.228.900.00000.00000.00000.0000-1397.0500-98.1398-18.4500-89.3462Nasdaq ISE, LLC (“ISE”) provides tiered pricing. Instinet pays fees and receives rebates based upon ISE’s pricing schedule. The pricing schedule provided by ISE, including the pricing for each tier, is available to the public here http://ise.cchwallstreet.com/tools/PlatformViewer.asp?searched=1&selectednode=chp%5F1%5F1%5F2%5F15&CiRestriction=schedule&manual=%2Fcontents%2FISE%2Fise%2Drules%2F. During September 2020, Instinet paid, on average, a net fee of $0.66 per contract for orders it routed to ISE. Separately, in accordance with ISE’s market maker preferencing program, Instinet has preferenced a market maker on ISE. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on ISE. Such payments are provided by the relevant market maker, and not by the Exchange.CBOE ExchangeXCBO0.920.000.000.877.980.00000.00000.00000.0000-3275.4150-230.09100.00000.0000Cboe Exchange, Inc. (“Cboe”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe’s pricing schedule. The pricing schedule provided by Cboe, including the pricing for each tier, is available to the public here https://cdn.cboe.com/resources/membership/Cboe_FeeSchedule.pdf. During September 2020, Instinet paid, on average, a net fee of $0.63 per contract for orders it routed to Cboe. Separately, in accordance with Cboe’s market maker preferencing program, Instinet has preferenced a market maker on Cboe. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on Cboe. Such payments are provided by the relevant market maker, and not by the Exchange.MIAX Emerald, LLC.EMLD0.880.000.000.871.530.00000.00000.00000.0000-6964.5500-489.24504.000019.3705MIAX Emerald, LLC (“Emerald”) provides tiered pricing. Instinet pays fees and receives rebates based upon Emerald’s pricing schedule. The pricing schedule provided by Emerald, including the pricing for each tier, is available to the public here https://www.miaxoptions.com/sites/default/files/fee_schedule-files/MIAX_Emerald_Fee_Schedule_10_14_2020.pdf. During September 2020, Instinet paid, on average, a net fee of $0.98 per contract for orders it routed to Emerald. Separately, in accordance with Emerald’s market maker preferencing program, Instinet has preferenced a market maker on Emerald. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on Emerald. Such payments are provided by the relevant market maker, and not by the Exchange.C2 Options Exchange, Inc.C2OX0.840.000.000.779.510.00000.00000.00000.0000-2128.8500-149.5473-38.2800-185.3753Instinet pays fees and receives rebates based upon Cboe C2 Options Exchange’s (“C2”) pricing schedule. During September 2020, Instinet paid, on average, a net fee of $0.50 per contract for orders it routed to C2.Nasdaq GEMX, LLCGMNI0.820.000.000.820.000.00000.00000.00000.0000-2911.6900-204.54010.00000.0000Nasdaq GEMX, LLC (“GEMX”) provides tiered pricing. Instinet pays fees and receives rebates based upon GEMX’s pricing schedule. The pricing schedule provided by GEMX, including the pricing for each tier, is available to the public here https://listingcenter.nasdaq.com/rulebook/gemx/rules/gemx-options-7. During September 2020, Instinet paid, on average, a net fee of $0.65 per contract for orders it routed to GEMX.Cboe EDGX OptionsEDGO0.680.000.000.636.750.00000.00000.00000.0000-1039.7400-73.03960.00000.0000Cboe EDGX Options (“EDGX Options”) provides tiered pricing. Instinet pays fees and receives rebates based upon EDGX Options’ pricing schedule. The pricing schedule provided by EDGX Options, including the pricing for each tier, is available to the public here http://markets.cboe.com/us/options/membership/fee_schedule/edgx/. During September 2020, Instinet paid, on average, a net fee of $0.42 per contract for orders it routed to EDGX Options. Separately, in accordance with EDGX Options’ market maker preferencing program, Instinet has preferenced a market maker on EDGX Options. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on EDGX Options. Such payments are provided by the relevant market maker, and not by the Exchange.