1.2 INCA 2020 2 2021-08-04T10:11:48Z 2020 4 12.34 0.02 19.38 49.26 31.34 Nasdaq XNAS 30.08 94.06 5.44 44.67 22.35 1302.5234 11.0308 -38872.7322 -27.8427 1278.6167 1.5084 -16769.2585 -14.2845 The Nasdaq Stock Market (“NASDAQ”) provides tiered pricing. Instinet pays fees and receives rebates based upon NASDAQ’s pricing schedule. The pricing schedule provided by NASDAQ, including the pricing for each tier, is available to the public at http://www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2. During April 2020, Instinet paid, on average, a net fee of $ 0.0016 per share for orders it routed to NASDAQ Cboe BZX Exchange BATS 28.93 2.07 4.80 30.11 42.00 138.5802 25.9922 -29726.0244 -28.9026 2358.1047 4.5403 -11963.6655 -20.8805 Cboe BZX Exchange, Inc. (“Cboe BZX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe BZX’s pricing schedule. The pricing schedule provided by Cboe BZX, including the pricing for each tier, is available to the public at https://markets.cboe.com/us/equities/membership/fee_schedule/bzx/. During April 2020, Instinet paid, on average, a net fee of $ 0.0017 per share for orders it routed to Cboe BZX. New York Stock Exch XNYS 4.07 0.86 5.45 3.11 4.74 -5.3861 -17.0069 -45254.2687 -26.6923 -2128.7950 -2.9400 -15669.3956 -20.1354 New York Stock Exchange LLC (“NYSE”) provides tiered pricing. Instinet pays fees and receives rebates based upon NYSE’s pricing schedule. The pricing schedule provided by NYSE, including the pricing for each tier, is available to the public at https://www.nyse.com/publicdocs/nyse/markets/nyse/NYSE_Price_List.pdf. During April 2020, Instinet paid, on average, a net fee of $ 0.0017 per share for orders it routed to NYSE. NYSE Arca ARCX 2.95 0.00 2.86 3.24 2.55 0.0000 0.0000 -18139.5601 -28.6278 561.0432 2.0895 -17770.3627 -24.6671 NYSE ARCA, Inc. (“ARCA”) provides tiered pricing. Instinet pays fees and receives rebates based upon ARCA’s pricing schedule. The pricing schedule provided by ARCA, including the pricing for each tier, is available to the public at https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdf. During April 2020, Instinet paid, on average, a net fee of $ 0.0015 per share for orders it routed to ARCA. CBOE EDGX Exchange, Inc. EDGX 2.74 0.57 2.54 2.79 2.79 -1.9575 -29.1295 -9299.6014 -24.8616 493.5496 3.4553 -7842.9583 -19.5951 Cboe EDGX Exchange, Inc. (“Cboe EDGX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe EDGX’s pricing schedule. The pricing schedule provided by Cboe EDGX, including the pricing for each tier, is available to the public at https://markets.cboe.com/us/equities/membership/fee_schedule/edgx/. During April 2020, Instinet paid, on average, a net fee of $ 0.0013 per share for orders it routed to Cboe EDGX. Virtu MatchIt KCGM 2.61 0.00 6.97 1.22 2.10 0.0000 0.0000 -379.0550 -6.7735 -60.2070 -6.8649 -90.8470 -5.4740 Instinet is a subscriber to the MatchIt ATS and pays a fee for executions occurring in the MatchIt ATS. Instinet CBX ICBX 2.49 0.00 5.72 1.41 2.19 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Instinet owns and operates the Instinet CBX ATS. Instinet receives a commission from both sides of any transaction occurring in CBX (subject to the fee schedule in effect between Instinet and the relevant subscriber). Additional information regarding the Instinet CBX is available at https://www.sec.gov/divisions/marketreg/form-ats-n-filings.htm. UBS Securities LLC - UBS ATS UBSA 2.46 0.00 6.19 1.34 1.93 0.0000 0.0000 -1557.1070 -10.0000 -395.7130 -10.0000 -378.4350 -10.0000 Instinet is a subscriber to the UBS ATS and pays a fee for executions occurring in the UBS ATS. Credit Suisse Securities (USA) CROS 2.43 0.00 6.13 1.30 1.92 0.0000 0.0000 -2156.5100 -10.0000 -470.7380 -10.0000 -477.2160 -10.0000 Instinet is a subscriber to the CrossFinder ATS and pays a fee for executions occurring in the CrossFinder ATS. Level ATS LEVL 2.14 0.00 4.79 1.24 1.93 0.0000 0.0000 -949.4700 -6.1558 -220.1400 -6.0896 -224.6400 -6.0241 Instinet is a subscriber to the Level ATS. Instinet generally pays a flat fee for executions in Level ATS. However, in instances where Instinet designates an order as only eligible to interact with certain other Level ATS subscribers, Instinet will not pay an execution fee. 2.38 0.01 13.53 49.60 36.86 Nasdaq XNAS 26.37 88.12 5.64 32.82 25.29 1000.4921 3.0288 -123582.8486 -26.2097 -4791.2788 -2.0607 -57349.6157 -15.5670 The Nasdaq Stock Market (“NASDAQ”) provides tiered pricing. Instinet pays fees and receives rebates based upon NASDAQ’s pricing schedule. The pricing schedule provided by NASDAQ, including the pricing for each tier, is available to the public at http://www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2. During April 2020, Instinet paid, on average, a net fee of $ 0.0016 per share for orders it routed to NASDAQ Cboe BZX Exchange BATS 10.52 10.08 4.29 10.38 13.00 -113.1081 -9.3856 -89342.1437 -27.9970 11439.8901 9.0052 -26920.7754 -13.3510 Cboe BZX Exchange, Inc. (“Cboe BZX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe BZX’s pricing schedule. The pricing schedule provided by Cboe BZX, including the pricing for each tier, is available to the public at https://markets.cboe.com/us/equities/membership/fee_schedule/bzx/. During April 2020, Instinet paid, on average, a net fee of $ 0.0017 per share for orders it routed to Cboe BZX. NYSE Arca ARCX 8.36 0.00 3.75 8.02 10.51 0.0000 0.0000 -90640.6592 -26.5437 14579.9553 5.1865 -60767.6429 -16.8892 NYSE ARCA, Inc. (“ARCA”) provides tiered pricing. Instinet pays fees and receives rebates based upon ARCA’s pricing schedule. The pricing schedule provided by ARCA, including the pricing for each tier, is available to the public at https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdf. During April 2020, Instinet paid, on average, a net fee of $ 0.0015 per share for orders it routed to ARCA. CBOE EDGX Exchange, Inc. EDGX 7.30 0.45 2.78 7.38 8.84 1.5876 11.2436 -44561.3707 -22.5856 6694.1997 7.8294 -28899.5154 -11.9763 Cboe EDGX Exchange, Inc. (“Cboe EDGX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe EDGX’s pricing schedule. The pricing schedule provided by Cboe EDGX, including the pricing for each tier, is available to the public at https://markets.cboe.com/us/equities/membership/fee_schedule/edgx/. During April 2020, Instinet paid, on average, a net fee of $ 0.0013 per share for orders it routed to Cboe EDGX. New York Stock Exch XNYS 4.85 0.11 4.67 4.34 5.60 -2.7393 -31.0931 -99248.8567 -25.4477 1523.7261 0.9023 -24153.3297 -17.6904 New York Stock Exchange LLC (“NYSE”) provides tiered pricing. Instinet pays fees and receives rebates based upon NYSE’s pricing schedule. The pricing schedule provided by NYSE, including the pricing for each tier, is available to the public at https://www.nyse.com/publicdocs/nyse/markets/nyse/NYSE_Price_List.pdf. During April 2020, Instinet paid, on average, a net fee of $ 0.0017 per share for orders it routed to NYSE. Virtu MatchIt KCGM 3.24 0.00 5.91 2.97 2.62 0.0000 0.0000 -420.9160 -4.5762 -113.7620 -5.0542 -89.2630 -4.1034 Instinet is a subscriber to the MatchIt ATS and pays a fee for executions occurring in the MatchIt ATS. UBS Securities LLC - UBS ATS UBSA 2.87 0.00 5.49 2.45 2.49 0.0000 0.0000 -3891.1400 -10.0000 -692.8040 -10.0000 -651.5480 -10.0000 Instinet is a subscriber to the UBS ATS and pays a fee for executions occurring in the UBS ATS. Credit Suisse Securities (USA) CROS 2.81 0.00 5.31 2.37 2.48 0.0000 0.0000 -3447.8340 -10.0000 -563.0890 -10.0000 -604.1570 -10.0000 Instinet is a subscriber to the CrossFinder ATS and pays a fee for executions occurring in the CrossFinder ATS. JP Morgan Securities LLC JPMX 2.69 0.00 4.84 2.33 2.39 0.0000 0.0000 -741.3580 -10.0000 -241.6300 -10.0000 -115.9380 -10.0000 Instinet is a subscriber to the JPM-X ATS and pays a fee for executions occurring in the JPM-X ATS. INSTINET, LLC INCA 2.64 0.00 5.48 2.11 2.32 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Instinet owns and operates the Instinet CBX ATS. Instinet receives a commission from both sides of any transaction occurring in CBX (subject to the fee schedule in effect between Instinet and the relevant subscriber). Additional information regarding the Instinet CBX is available at https://www.sec.gov/divisions/marketreg/form-ats-n-filings.htm. 2.45 44.31 0.80 52.14 2.75 BOX Exchange XBOX 19.77 10.49 5.41 28.84 1.56 42.5000 49.4186 -19.5500 -85.0000 997.8900 18.2163 0.0000 0.0000 BOX Exchange LLC (“BOX”) provides tiered pricing. Instinet pays fees and receives rebates based upon BOX’s pricing schedule. The pricing schedule provided by BOX, including the pricing for each tier, is available to the public at https://boxoptions.com/regulatory/fee-schedule/. During April 2020, Instinet received, on average, a net rebate of $0.18 per contract for orders it routed to BOX. Cboe BZX Options Exchange BATO 8.88 0.00 5.41 11.92 95.31 0.0000 0.0000 -110.0000 -110.0000 -9148.7000 -68.9687 67.0500 29.5374 Cboe BZX Options Exchange (“BZX Options”) provides tiered pricing. Instinet pays fees and receives rebates based upon BZX Options’ pricing schedule. The pricing schedule provided by BZX Options, including the pricing for each tier, is available to the public at at https://markets.cboe.com/us/options/membership/fee_schedule/bzx/. During April 2020, Instinet received, on average, a net rebate of $0.20 per contract for orders it routed to BZX Options. CBOE Exchange XCBO 8.75 12.23 5.41 6.31 0.00 -0.8550 -0.2500 -89.5475 -75.2500 -1585.3225 -37.6293 0.0000 0.0000 Cboe Exchange, Inc. (“Cboe”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe’s pricing schedule. The pricing schedule provided by Cboe, including the pricing for each tier, is available to the public at https://cdn.cboe.com/resources/membership/Cboe_FeeSchedule.pdf. During April 2020, Instinet paid, on average, a net fee of $0.36 per contract for orders it routed to Cboe. Separately, in accordance with Cboe’s market maker preferencing program, Instinet has preferenced a market maker on Cboe. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on Cboe. Such payments are provided by the relevant market maker, and not by the Exchange. Nasdaq ISE XISX 8.60 12.72 5.41 5.61 0.00 41.5000 24.4118 -41.0400 -72.0000 -601.8400 -36.9908 0.0000 0.0000 Nasdaq ISE, LLC (“ISE”) provides tiered pricing. Instinet pays fees and receives rebates based upon ISE’s pricing schedule. The pricing schedule provided by ISE, including the pricing for each tier, is available to the public at http://ise.cchwallstreet.com/tools/PlatformViewer.asp?searched=1&selectednode=chp%5F1%5F1%5F2%5F15&CiRestriction=schedule&manual=%2Fcontents%2FISE%2Fise%2Drules%2F. During April 2020, Instinet paid, on average, a net fee of $0.32 per contract for orders it routed to ISE. Separately, in accordance with ISE’s market maker preferencing program, Instinet has preferenced a market maker on ISE. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on ISE. Such payments are provided by the relevant market maker, and not by the Exchange. Nasdaq PHLX XPHO 8.02 12.43 5.41 4.74 0.00 0.0000 0.0000 -265.5000 -75.0000 -2237.2500 -50.4453 0.0000 0.0000 Nasdaq PHLX LLC (“Nasdaq PHLX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Nasdaq PHLX’s pricing schedule. The pricing schedule provided by Nasdaq PHLX, including the pricing for each tier, is available to the public at http://nasdaqphlx.cchwallstreet.com/NASDAQPHLXTools/PlatformViewer.asp?selectednode=chp%5F1%5F1%5F3%5F15&manual=%2Fnasdaqomxphlx%2Fphlx%2Fphlx%2Dllcrules%2F. During April 2020, Instinet paid, on average, a net fee of $0.50 per contract for orders it routed to Nasdaq PHLX. NYSE ARCA Options ARCO 7.83 11.36 10.81 5.16 0.78 66.6400 30.8519 -122.1000 -110.0000 -1707.6600 -72.0228 -9.8000 -49.0000 NYSE ARCA Options (“ARCA Options”) provides tiered pricing. Instinet pays fees and receives rebates based upon ARCA Options’ pricing schedule. The pricing schedule provided by ARCA Options, including the pricing for each tier, is available to the public at https://www.nyse.com/publicdocs/nyse/markets/arca-options/NYSE_Arca_Options_Fee_Schedule.pdf. During April 2020, Instinet paid, on average, a net fee of $0.65 per contract for orders it routed to ARCA Options. C2 Options Exchange, Inc. C2OX 7.08 10.39 8.11 4.62 0.00 30.8000 29.6154 -79.9800 -93.0000 -1914.5700 -52.5259 0.0000 0.0000 Instinet pays fees and receives rebates based upon Cboe C2 Options Exchange’s (“C2”) pricing schedule. During April 2020, Instinet paid, on average, a net fee of $0.51 per contract for orders it routed to C2. NYSE American Options AMXO 6.99 11.84 5.41 3.26 0.00 0.0000 0.0000 -52.5000 -75.0000 -1154.0000 -42.0554 0.0000 0.0000 NYSE American Options (“AMEX”) provides tiered pricing. Instinet pays fees and receives rebates based upon AMEX’s pricing schedule. The pricing schedule provided by AMEX, including the pricing for each tier, is available to the public at https://www.nyse.com/publicdocs/nyse/markets/american-options/NYSE_American_Options_Fee_Schedule.pdf. During April 2020, Instinet paid, on average, a net fee of $0.39 per contract for orders it routed to AMEX. Separately, in accordance with AMEX’s market maker preferencing program, Instinet has preferenced a market maker on AMEX. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on AMEX. Such payments are provided by the relevant market maker, and not by the Exchange. Miami Intl Exchange XMIO 6.17 10.19 5.41 3.05 0.78 82.8000 20.0000 -75.0000 -75.0000 -799.4100 -45.9960 0.0000 0.0000 Miami International Securities Exchange (“MIAX”) provides tiered pricing. Instinet pays fees and receives rebates based upon MIAX’s pricing schedule. The pricing schedule provided by MIAX, including the pricing for each tier, is available to the public hat https://www.miaxoptions.com/sites/default/files/fee_schedule-files/MIAX_Options__Fee__Schedule__05_29_20.pdf. During January 2020, Instinet paid, on average, a net fee of $0.35 per contract for orders it routed to MIAX. Separately, in accordance with MIAX’s market maker preferencing program, Instinet has preferenced a market maker on MIAX. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on MIAX. Such payments are provided by the relevant market maker, and not by the Exchange. Cboe EDGX Options EDGO 5.72 8.35 8.11 3.75 0.00 6.3000 45.0000 -75.7500 -75.0000 -951.8700 -44.6259 0.0000 0.0000 Cboe EDGX Options (“EDGX Options”) provides tiered pricing. Instinet pays fees and receives rebates based upon EDGX Options’ pricing schedule. The pricing schedule provided by EDGX Options, including the pricing for each tier, is available to the public http://markets.cboe.com/us/options/membership/fee_schedule/edgx/. During April 2020, Instinet paid, on average, a net fee of $0.45 per contract for orders it routed to EDGX Options. Separately, in accordance with EDGX Options’ market maker preferencing program, Instinet has preferenced a market maker on EDGX Options. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on EDGX Options. Such payments are provided by the relevant market maker, and not by the Exchange. Nasdaq Options Market XNDQ 5.08 0.00 10.81 9.53 0.78 0.0000 0.0000 -73.1000 -85.0000 -3481.0800 -61.9961 -4.8000 -48.0000 NASDAQ Options Market (“NOM”) provides tiered pricing. Instinet pays fees and receives rebates based upon NOM’s pricing schedule. The pricing schedule provided by NOM, including the pricing for each tier, is available to the public http://nasdaqtrader.com/Micro.aspx? id=OptionsPricing. During April 2020, Instinet paid, on average, a net fee of $0.62 per contract for orders it routed to NOM. 2020 5 12.52 0.02 23.50 43.40 33.08 Cboe BZX Exchange BATS 24.44 4.88 4.18 28.75 33.18 37.0605 6.8207 -31783.6740 -29.5347 -1175.1210 -2.9448 -15523.1025 -24.1200 Cboe BZX Exchange, Inc. (“Cboe BZX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe BZX’s pricing schedule. The pricing schedule provided by Cboe BZX, including the pricing for each tier, is available to the public at https://markets.cboe.com/us/equities/membership/fee_schedule/bzx/. During May 2020, Instinet paid, on average, a net fee of $ 0.0017 per share for orders it routed to Cboe BZX. Nasdaq XNAS 23.80 92.52 4.38 34.04 24.13 814.2070 11.1328 -29366.3292 -27.8324 -1280.7055 -2.1668 -12357.0449 -13.8653 The Nasdaq Stock Market (“NASDAQ”) provides tiered pricing. Instinet pays fees and receives rebates based upon NASDAQ’s pricing schedule. The pricing schedule provided by NASDAQ, including the pricing for each tier, is available to the public at http://www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2. During May 2020, Instinet paid, on average, a net fee of $ 0.0017 per share for orders it routed to NASDAQ. New York Stock Exch XNYS 5.86 1.13 5.22 5.51 6.79 -8.1126 -30.8229 -35232.6942 -26.8004 -1426.2444 -2.3810 -16304.0239 -22.4754 New York Stock Exchange LLC (“NYSE”) provides tiered pricing. Instinet pays fees and receives rebates based upon NYSE’s pricing schedule. The pricing schedule provided by NYSE, including the pricing for each tier, is available to the public at https://www.nyse.com/publicdocs/nyse/markets/nyse/NYSE_Price_List.pdf. During May 2020, Instinet paid, on average, a net fee of $ 0.0018 per share for orders it routed to NYSE. NYSE Arca ARCX 3.57 0.00 2.57 4.41 3.18 0.0000 0.0000 -14606.8348 -28.7028 -686.9171 -3.6806 -11376.3514 -24.2454 NYSE ARCA, Inc. (“ARCA”) provides tiered pricing. Instinet pays fees and receives rebates based upon ARCA’s pricing schedule. The pricing schedule provided by ARCA, including the pricing for each tier, is available to the public at https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdf. During May 2020, Instinet paid, on average, a net fee of $ 0.0017 per share for orders it routed to ARCA. UBS Securities LLC - UBS ATS UBSA 3.20 0.00 6.30 2.13 2.40 0.0000 0.0000 -931.5730 -10.0000 -279.1680 -10.0000 -394.1640 -10.0000 Instinet is a subscriber to the UBS ATS and pays a fee for executions occurring in the UBS ATS. Cboe EDGA Exchange, Inc. EDGA 3.05 0.00 7.10 1.60 2.07 0.0000 0.0000 4328.2348 20.6534 757.0148 17.6534 1881.7428 18.9013 Cboe EDGA Exchange, Inc. (“Cboe EDGA”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe EDGA’s pricing schedule. The pricing schedule provided by Cboe EDGA, including the pricing for each tier, is available to the public at https://markets.cboe.com/us/equities/membership/fee_schedule/edga/. During May 2020, Instinet received, on average, a net rebate of $0.0018 per share for orders it routed to Cboe EDGA. Nasdaq BX XBOS 2.98 0.00 7.07 1.61 1.88 0.0000 0.0000 1418.0345 11.1540 -1063.1095 -16.3106 189.2186 3.2109 Nasdaq BX, Inc. (“Nasdaq BX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Nasdaq BX’s pricing schedule. The pricing schedule provided by Nasdaq BX, including the pricing for each tier, is available to the public at https://www.nasdaqtrader.com/Trader.aspx?id=bx_pricing. During May 2020, Instinet paid, on average, a net fee of $0.0003 per share for orders it routed to Nasdaq BX. CBOE EDGX Exchange, Inc. EDGX 2.97 0.34 1.67 3.84 2.75 -0.9675 -28.5398 -7294.4352 -24.6413 354.0135 2.8420 -5049.4350 -18.4179 Cboe EDGX Exchange, Inc. (“Cboe EDGX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe EDGX’s pricing schedule. The pricing schedule provided by Cboe EDGX, including the pricing for each tier, is available to the public here. During May 2020, Instinet paid, on average, a net fee of $ 0.0013 per share for orders it routed to Cboe EDGX. Credit Suisse Securities (USA) CROS 2.91 0.00 5.60 1.98 2.22 0.0000 0.0000 -1077.4670 -10.0000 -272.0850 -10.0000 -472.8000 -10.0000 Instinet is a subscriber to the CrossFinder ATS and pays a fee for executions occurring in the CrossFinder ATS. Instinet CBX ICBX 2.88 0.00 4.74 1.88 2.88 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Instinet owns and operates the Instinet CBX ATS. Instinet receives a commission from both sides of any transaction occurring in CBX (subject to the fee schedule in effect between Instinet and the relevant subscriber). Additional information regarding the Instinet CBX is available at https://www.sec.gov/divisions/marketreg/form-ats-n-filings.htm. 2.51 0.01 13.84 47.05 39.10 Nasdaq XNAS 35.62 80.32 6.80 43.85 35.91 104.9109 1.3043 -113510.5971 -26.7327 -3506.9713 -1.6782 -61845.6475 -16.2152 The Nasdaq Stock Market (“NASDAQ”) provides tiered pricing. Instinet pays fees and receives rebates based upon NASDAQ’s pricing schedule. The pricing schedule provided by NASDAQ, including the pricing for each tier, is available to the public at http://www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2. During May 2020, Instinet paid, on average, a net fee of $ 0.0017 per share for orders it routed to NASDAQ. Cboe BZX Exchange BATS 12.66 17.28 5.64 13.09 14.63 -198.3258 -8.0340 -84259.9083 -28.0543 17250.5823 12.5106 -31643.8630 -14.6124 Cboe BZX Exchange, Inc. (“Cboe BZX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe BZX’s pricing schedule. The pricing schedule provided by Cboe BZX, including the pricing for each tier, is available to the public at https://markets.cboe.com/us/equities/membership/fee_schedule/bzx/. During May 2020, Instinet paid, on average, a net fee of $ 0.0017 per share for orders it routed to Cboe BZX. NYSE Arca ARCX 8.77 0.00 4.61 8.77 10.25 0.0000 0.0000 -79892.2563 -26.5592 8625.4302 3.9069 -74111.5786 -20.3376 NYSE ARCA, Inc. (“ARCA”) provides tiered pricing. Instinet pays fees and receives rebates based upon ARCA’s pricing schedule. The pricing schedule provided by ARCA, including the pricing for each tier, is available to the public at https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdf. During May 2020, Instinet paid, on average, a net fee of $ 0.0017 per share for orders it routed to ARCA. CBOE EDGX Exchange, Inc. EDGX 7.36 0.31 3.31 7.66 8.43 5.0119 24.8237 -43599.3435 -21.2520 4630.9172 5.0859 -34950.2015 -12.6287 Cboe EDGX Exchange, Inc. (“Cboe EDGX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe EDGX’s pricing schedule. The pricing schedule provided by Cboe EDGX, including the pricing for each tier, is available to the public here. During May 2020, Instinet paid, on average, a net fee of $ 0.0013 per share for orders it routed to Cboe EDGX. New York Stock Exch XNYS 5.32 0.77 5.49 4.90 5.77 -3.5460 -3.0656 -71994.2815 -26.0041 2286.6323 1.7833 -24673.4785 -21.9847 New York Stock Exchange LLC (“NYSE”) provides tiered pricing. Instinet pays fees and receives rebates based upon NYSE’s pricing schedule. The pricing schedule provided by NYSE, including the pricing for each tier, is available to the public at https://www.nyse.com/publicdocs/nyse/markets/nyse/NYSE_Price_List.pdf. During May 2020, Instinet paid, on average, a net fee of $ 0.0018 per share for orders it routed to NYSE. Instinet CBX ICBX 2.72 0.00 5.64 2.07 2.48 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Instinet owns and operates the Instinet CBX ATS. Instinet receives a commission from both sides of any transaction occurring in CBX (subject to the fee schedule in effect between Instinet and the relevant subscriber). Additional information regarding the Instinet CBX is available at https://www.sec.gov/divisions/marketreg/form-ats-n-filings.htm. Virtu MatchIt KCGM 2.35 0.00 5.96 1.65 1.91 0.0000 0.0000 -180.5180 -2.9333 -72.2910 -3.7296 -45.6690 -1.8546 Instinet is a subscriber to the MatchIt ATS and pays a fee for executions occurring in the MatchIt ATS. Level ATS LEVL 2.34 0.00 4.86 2.09 1.76 0.0000 0.0000 -2639.1198 -6.1885 -501.0078 -6.4421 -531.9216 -6.0688 Instinet is a subscriber to the Level ATS. Instinet generally pays a flat fee for executions in Level ATS. However, in instances where Instinet designates an order as only eligible to interact with certain other Level ATS subscribers, Instinet will not pay an execution fee. UBS Securities LLC - UBS ATS UBSA 2.07 0.00 5.09 1.47 1.71 0.0000 0.0000 -2351.1650 -10.0000 -512.7430 -10.0000 -465.9620 -10.0000 Instinet is a subscriber to the UBS ATS and pays a fee for executions occurring in the UBS ATS. Credit Suisse Securities (USA) CROS 1.99 0.00 4.95 1.39 1.67 0.0000 0.0000 -2079.2840 -10.0000 -501.1090 -10.0000 -461.6790 -10.0000 Instinet is a subscriber to the CrossFinder ATS and pays a fee for executions occurring in the CrossFinder ATS. 0.47 23.84 0.00 75.16 1.00 NYSE ARCA Options ARCO 35.36 11.36 0.00 42.27 88.14 -104.9200 -33.6282 0.0000 0.0000 8446.6500 45.4708 199.5500 59.9249 NYSE ARCA Options (“ARCA Options”) provides tiered pricing. Instinet pays fees and receives rebates based upon ARCA Options’ pricing schedule. The pricing schedule provided by ARCA Options, including the pricing for each tier, is available to the public at https://www.nyse.com/publicdocs/nyse/markets/arca-options/NYSE_Arca_Options_Fee_Schedule.pdf. During May 2020, Instinet received, on average, a net rebate of $0.44 per contract for orders it routed to ARCA Options. CBOE Exchange XCBO 11.61 12.07 0.00 11.55 5.08 -0.0750 -0.2500 0.0000 0.0000 -5543.4375 -56.2957 -1.1650 -58.2500 Cboe Exchange, Inc. (“Cboe”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe’s pricing schedule. The pricing schedule provided by Cboe, including the pricing for each tier, is available to the public at https://cdn.cboe.com/resources/membership/Cboe_FeeSchedule.pdf. During May 2020, Instinet paid, on average, a net fee of $0.56 per contract for orders it routed to Cboe. Separately, in accordance with Cboe’s market maker preferencing program, Instinet has preferenced a market maker on Cboe. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on Cboe. Such payments are provided by the relevant market maker, and not by the Exchange. Separately, in accordance with Cboe’s market maker preferencing program, Instinet has preferenced a market maker on Cboe. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on Cboe. Such payments are provided by the relevant market maker, and not by the Exchange. BOX Exchange XBOX 7.31 11.21 0.00 6.17 0.00 11.0000 50.0000 0.0000 0.0000 -236.7900 -37.7656 0.0000 0.0000 BOX Exchange LLC (“BOX”) provides tiered pricing. Instinet pays fees and receives rebates based upon BOX’s pricing schedule. The pricing schedule provided by BOX, including the pricing for each tier, is available to the public at https://boxoptions.com/regulatory/fee-schedule/. During May 2020, Instinet paid, on average, a net fee of $0.35 per contract for orders it routed to BOX. Nasdaq ISE XISX 5.82 12.49 0.00 3.78 0.00 10.5000 23.8636 0.0000 0.0000 -733.9900 -52.9193 0.0000 0.0000 Nasdaq ISE, LLC (“ISE”) provides tiered pricing. Instinet pays fees and receives rebates based upon ISE’s pricing schedule. The pricing schedule provided by ISE, including the pricing for each tier, is available to the public at http://ise.cchwallstreet.com/tools/PlatformViewer.asp?searched=1&selectednode=chp%5F1%5F1%5F2%5F15&CiRestriction=schedule&manual=%2Fcontents%2FISE%2Fise%2Drules%2F. During May 2020, Instinet Instinet paid, on average, a net fee of $0.50 per contract for orders it routed to ISE. Separately, in accordance with ISE’s market maker preferencing program, Instinet has preferenced a market maker on ISE. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on ISE. Such payments are provided by the relevant market maker, and not by the Exchange. Cboe BZX Options Exchange BATO 5.31 0.00 0.00 7.04 1.69 0.0000 0.0000 0.0000 0.0000 -4450.9500 -66.4420 -25.0000 -50.0000 Cboe BZX Options Exchange (“BZX Options”) provides tiered pricing. Instinet pays fees and receives rebates based upon BZX Options’ pricing schedule. The pricing schedule provided by BZX Options, including the pricing for each tier, is available to the public at at https://markets.cboe.com/us/options/membership/fee_schedule/bzx/. During May 2020, Instinet paid, on average, a net fee of $0.38 per contract for orders it routed to BZX Options. Nasdaq PHLX XPHO 4.92 12.21 0.00 2.68 0.00 0.0000 0.0000 0.0000 0.0000 -1690.7700 -55.8563 0.0000 0.0000 Nasdaq PHLX LLC (“Nasdaq PHLX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Nasdaq PHLX’s pricing schedule. The pricing schedule provided by Nasdaq PHLX, including the pricing for each tier, is available to the public at http://nasdaqphlx.cchwallstreet.com/NASDAQPHLXTools/PlatformViewer.asp?selectednode=chp%5F1%5F1%5F3%5F15&manual=%2Fnasdaqomxphlx%2Fphlx%2Fphlx%2Dllcrules%2F. During May 2020, Instinet paid, on average, a net fee of $0.54 per contract for orders it routed to Nasdaq PHLX. Nasdaq Options Market XNDQ 4.75 0.00 0.00 6.30 1.69 0.0000 0.0000 0.0000 0.0000 -3298.3000 -61.1589 -119.5200 -48.0000 NASDAQ Options Market (“NOM”) provides tiered pricing. Instinet pays fees and receives rebates based upon NOM’s pricing schedule. The pricing schedule provided by NOM, including the pricing for each tier, is available to the public at http://nasdaqtrader.com/Micro.aspx?id=OptionsPricing. During May 2020, Instinet paid, on average, a net fee of $0.60 per contract for orders it routed to NOM. NYSE American Options AMXO 4.64 11.92 0.00 2.39 0.00 0.0000 0.0000 0.0000 0.0000 -536.0000 -56.4211 0.0000 0.0000 NYSE American Options (“AMEX”) provides tiered pricing. Instinet pays fees and receives rebates based upon AMEX’s pricing schedule. The pricing schedule provided by AMEX, including the pricing for each tier, is available to the public at https://www.nyse.com/publicdocs/nyse/markets/american-options/NYSE_American_Options_Fee_Schedule.pdf. During May 2020, Instinet paid, on average, a net fee of $0.56 per contract for orders it routed to AMEX. Separately, in accordance with AMEX’s market maker preferencing program, Instinet has preferenced a market maker on AMEX. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on AMEX. Such payments are provided by the relevant market maker, and not by the Exchange. Miami Intl Exchange XMIO 4.58 10.93 0.00 2.63 0.00 95.2000 20.0000 0.0000 0.0000 -1055.3500 -61.4290 0.0000 0.0000 Miami International Securities Exchange (“MIAX”) provides tiered pricing. Instinet pays fees and receives rebates based upon MIAX’s pricing schedule. The pricing schedule provided by MIAX, including the pricing for each tier, is available to the public at https://www.miaxoptions.com/sites/default/files/fee_schedule-files/MIAX_Options__Fee__Schedule__05_29_20.pdf. Instinet paid, on average, a net fee of $0.44 per contract for orders it routed to MIAX. Separately, in accordance with MIAX’s market maker preferencing program, Instinet has preferenced a market maker on MIAX. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on MIAX. Such payments are provided by the relevant market maker, and not by the Exchange. C2 Options Exchange, Inc. C2OX 4.50 8.66 0.00 3.20 3.39 -25.3800 -47.0000 0.0000 0.0000 -1391.4300 -47.8648 0.0000 0.0000 Instinet pays fees and receives rebates based upon Cboe C2 Options Exchange’s (“C2”) pricing schedule. During May 2020, Instinet paid, on average, a net fee of $0.48 per contract for orders it routed to C2. 2020 6 17.57 0.02 20.23 46.75 33.00 Nasdaq XNAS 23.78 89.99 5.07 34.52 20.01 1047.5827 11.0549 -43690.6560 -27.8427 -3812.1920 -3.7469 -18917.8360 -15.0793 The Nasdaq Stock Market (“NASDAQ”) provides tiered pricing. Instinet pays fees and receives rebates based upon NASDAQ’s pricing schedule. The pricing schedule provided by NASDAQ, including the pricing for each tier, is available to the public at http://www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2. During June 2020, Instinet paid, on average, a net fee of $ 0.0019 per share for orders it routed to NASDAQ. Cboe BZX Exchange BATS 15.89 7.03 3.12 18.09 20.63 109.6678 14.9141 -21218.6322 -28.4430 -883.0128 -2.1795 -8650.7789 -17.2914 Cboe BZX Exchange, Inc. (“Cboe BZX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe BZX’s pricing schedule. The pricing schedule provided by Cboe BZX, including the pricing for each tier, is available to the public at https://markets.cboe.com/us/equities/membership/fee_schedule/bzx/. During June 2020, Instinet paid, on average, a net fee of $ 0.0018 per share for orders it routed to Cboe BZX. NYSE Arca ARCX 14.60 0.00 2.71 14.29 22.34 0.0000 0.0000 -16652.1341 -27.2326 2442.0911 5.0992 -10501.8966 -17.7887 NYSE ARCA, Inc. (“ARCA”) provides tiered pricing. Instinet pays fees and receives rebates based upon ARCA’s pricing schedule. The pricing schedule provided by ARCA, including the pricing for each tier, is available to the public at https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdf. During June 2020, Instinet paid, on average, a net fee of $ 0.0014 per share for orders it routed to ARCA. New York Stock Exch XNYS 7.39 0.81 4.86 7.20 9.21 -21.6567 -13.3617 -39356.8383 -26.6924 -4137.3732 -4.8839 -14158.8959 -20.5726 New York Stock Exchange LLC (“NYSE”) provides tiered pricing. Instinet pays fees and receives rebates based upon NYSE’s pricing schedule. The pricing schedule provided by NYSE, including the pricing for each tier, is available to the public at https://www.nyse.com/publicdocs/nyse/markets/nyse/NYSE_Price_List.pdf. During June 2020, Instinet paid, on average, a net fee of $ 0.0018 per share for orders it routed to NYSE. Cboe EDGA Exchange, Inc. EDGA 3.04 0.00 7.53 1.92 1.89 0.0000 0.0000 5655.9614 20.5986 1300.8556 16.0424 2140.4834 19.4595 Cboe EDGA Exchange, Inc. (“Cboe EDGA”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe EDGA’s pricing schedule. The pricing schedule provided by Cboe EDGA, including the pricing for each tier, is available to the public at https://markets.cboe.com/us/equities/membership/fee_schedule/edga/. During June 2020, Instinet received, on average, a net rebate of $0.0019 per share for orders it routed to Cboe EDGA. Nasdaq BX XBOS 2.98 0.00 7.37 1.98 1.70 0.0000 0.0000 1687.9461 11.1178 -1095.2648 -11.8133 -725.9263 -8.7986 Nasdaq BX, Inc. (“Nasdaq BX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Nasdaq BX’s pricing schedule. The pricing schedule provided by Nasdaq BX, including the pricing for each tier, is available to the public at https://www.nasdaqtrader.com/Trader.aspx?id=bx_pricing. During June 2020, Instinet paid, on average, a net fee of $0.0005 per share for orders it routed to Nasdaq BX. UBS Securities LLC - UBS ATS UBSA 2.72 0.00 5.71 1.94 2.00 0.0000 0.0000 -1336.0540 -10.0000 -551.1420 -10.0000 -446.3300 -10.0000 Instinet is a subscriber to the UBS ATS and pays a fee for executions occurring in the UBS ATS. Instinet CBX ICBX 2.66 0.00 4.95 1.73 2.58 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Instinet owns and operates the Instinet CBX ATS. Instinet receives a commission from both sides of any transaction occurring in CBX (subject to the fee schedule in effect between Instinet and the relevant subscriber). Additional information regarding the Instinet CBX is available at https://www.sec.gov/divisions/marketreg/form-ats-n-filings.htm. Cboe BYX Exchange, Inc. BATY 2.52 0.00 5.97 1.73 1.52 0.0000 0.0000 2264.0121 13.6202 -514.0074 -4.7864 342.2492 3.7057 Cboe BYX Exchange, Inc. (“Cboe BYX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe BYX’s pricing schedule. The pricing schedule provided by Cboe BYX, including the pricing for each tier, is available to the public at https://markets.cboe.com/us/equities/membership/fee_schedule/byx/. During June 2020, Instinet received, on average, a net rebate of $0.0002 per share for orders it routed to Cboe BYX. Credit Suisse Securities (USA) CROS 2.43 0.00 4.92 1.83 1.76 0.0000 0.0000 -739.6730 -10.0000 -292.3430 -10.0000 -300.7270 -10.0000 Instinet is a subscriber to the CrossFinder ATS and pays a fee for executions occurring in the CrossFinder ATS. 2.41 0.01 12.20 51.28 36.52 Nasdaq XNAS 34.84 65.50 6.62 37.33 40.77 468.3889 7.0057 -173620.0856 -27.1825 -24147.3365 -6.9325 -97053.6153 -18.0656 The Nasdaq Stock Market (“NASDAQ”) provides tiered pricing. Instinet pays fees and receives rebates based upon NASDAQ’s pricing schedule. The pricing schedule provided by NASDAQ, including the pricing for each tier, is available to the public at http://www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2. During June 2020, Instinet paid, on average, a net fee of $ 0.0019 per share for orders it routed to NASDAQ. NYSE Arca ARCX 14.47 0.00 4.43 14.83 17.31 0.0000 0.0000 -105609.1060 -26.6886 8960.9368 2.5730 -82653.7943 -15.6419 NYSE ARCA, Inc. (“ARCA”) provides tiered pricing. Instinet pays fees and receives rebates based upon ARCA’s pricing schedule. The pricing schedule provided by ARCA, including the pricing for each tier, is available to the public at https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdf. During June 2020, Instinet paid, on average, a net fee of $ 0.0014 per share for orders it routed to ARCA. Cboe BZX Exchange BATS 13.40 31.55 4.31 14.48 14.92 83.7078 2.7308 -89128.5801 -27.9668 1733.8982 1.2224 -41746.9332 -16.8337 Cboe BZX Exchange, Inc. (“Cboe BZX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe BZX’s pricing schedule. The pricing schedule provided by Cboe BZX, including the pricing for each tier, is available to the public at https://markets.cboe.com/us/equities/membership/fee_schedule/bzx/. During June 2020, Instinet paid, on average, a net fee of $ 0.0018 per share for orders it routed to Cboe BZX. New York Stock Exch XNYS 9.29 0.93 5.07 10.49 9.02 -2.0841 -24.8996 -113284.9159 -26.4443 2066.8658 1.0284 -31894.3244 -19.2614 New York Stock Exchange LLC (“NYSE”) provides tiered pricing. Instinet pays fees and receives rebates based upon NYSE’s pricing schedule. The pricing schedule provided by NYSE, including the pricing for each tier, is available to the public at https://www.nyse.com/publicdocs/nyse/markets/nyse/NYSE_Price_List.pdf. During June 2020, Instinet paid, on average, a net fee of $ 0.0018 per share for orders it routed to NYSE. CBOE EDGX Exchange, Inc. EDGX 4.48 0.78 2.75 4.15 5.52 7.3685 17.3010 -61415.0076 -23.6036 -5831.9486 -6.0838 -57376.2956 -17.2821 Cboe EDGX Exchange, Inc. (“Cboe EDGX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe EDGX’s pricing schedule. The pricing schedule provided by Cboe EDGX, including the pricing for each tier, is available to the public at https://markets.cboe.com/us/equities/membership/fee_schedule/edgx/. During June 2020, Instinet paid, on average, a net fee of $0.0018 per share for orders it routed to Cboe EDGX. Instinet CBX ICBX 2.35 0.00 5.64 1.59 2.31 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Instinet owns and operates the Instinet CBX ATS. Instinet receives a commission from both sides of any transaction occurring in CBX (subject to the fee schedule in effect between Instinet and the relevant subscriber). Additional information regarding the Instinet CBX is available at https://www.sec.gov/divisions/marketreg/form-ats-n-filings.htm. Level ATS LEVL 1.76 0.00 4.39 1.53 1.19 0.0000 0.0000 -3747.3354 -6.0598 -635.0826 -6.0145 -732.5058 -6.0709 Instinet is a subscriber to the Level ATS. Instinet generally pays a flat fee for executions in Level ATS. However, in instances where Instinet designates an order as only eligible to interact with certain other Level ATS subscribers, Instinet will not pay an execution fee. Virtu MatchIt KCGM 1.73 0.00 5.54 1.42 0.91 0.0000 0.0000 -142.5145 -2.0782 -107.1305 -3.3931 -42.5275 -2.3858 Instinet is a subscriber to the MatchIt ATS and pays a fee for executions occurring in the MatchIt ATS. UBS Securities LLC - UBS ATS UBSA 1.51 0.00 5.20 1.18 0.75 0.0000 0.0000 -3117.1190 -10.0000 -899.5370 -10.0000 -565.8960 -10.0000 Instinet is a subscriber to the UBS ATS and pays a fee for executions occurring in the UBS ATS. Citadel Connect CDED 1.45 0.00 5.92 1.10 0.45 0.0000 0.0000 4097.5033 7.0455 435.5791 3.9652 349.6933 4.4132 Instinet receives payments from Citadel Securities, LLC (“Citadel”) for directing market and marketable limit orders to Citadel Connect. During June 2020, Instinet received, on average, a net rebate of $0.0008 per share for orders it routed to Citadel. 1.87 10.56 0.10 88.41 0.92 NYSE ARCA Options ARCO 62.18 11.22 20.00 68.23 70.15 -140.7400 -47.2282 -2.0000 -50.0000 38847.6900 56.6813 481.0900 54.6693 NYSE ARCA Options (“ARCA Options”) provides tiered pricing. Instinet pays fees and receives rebates based upon ARCA Options’ pricing schedule. The pricing schedule provided by ARCA Options, including the pricing for each tier, is available to the public at https://www.nyse.com/publicdocs/nyse/markets/arca-options/NYSE_Arca_Options_Fee_Schedule.pdf. During June 2020, Instinet received, on average, a net rebate of $0.56 per contract for orders it routed to ARCA Options. CBOE Exchange XCBO 5.15 12.07 0.00 4.37 1.49 -0.1250 -0.2500 0.0000 0.0000 -10345.6275 -53.7966 -2.3300 -58.2500 Cboe Exchange, Inc. (“Cboe”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe’s pricing schedule. The pricing schedule provided by Cboe, including the pricing for each tier, is available to the public at https://cdn.cboe.com/resources/membership/Cboe_FeeSchedule.pdf. During June 2020, Instinet paid, on average, a net fee of $0.54 per contract for orders it routed to Cboe. Separately, in accordance with Cboe’s market maker preferencing program, Instinet has preferenced a market maker on Cboe. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on Cboe. Such payments are provided by the relevant market maker, and not by the Exchange. Cboe BZX Options Exchange BATO 4.28 0.00 0.00 4.75 8.21 0.0000 0.0000 0.0000 0.0000 -6614.2500 -63.0950 -274.0000 -68.5000 Cboe BZX Options Exchange (“BZX Options”) provides tiered pricing. Instinet pays fees and receives rebates based upon BZX Options’ pricing schedule. The pricing schedule provided by BZX Options, including the pricing for each tier, is available to the public at at https://markets.cboe.com/us/options/membership/fee_schedule/bzx/. During June 2020, Instinet paid, on average, a net fee of $0.63 per contract for orders it routed to BZX Options. Nasdaq Options Market XNDQ 4.02 0.00 26.67 4.46 5.22 0.0000 0.0000 -6.2400 -48.0000 -4067.3100 -60.1495 -189.4200 -67.8925 NASDAQ Options Market (“NOM”) provides tiered pricing. Instinet pays fees and receives rebates based upon NOM’s pricing schedule. The pricing schedule provided by NOM, including the pricing for each tier, is available to the public at http://nasdaqtrader.com/Micro.aspx?id=OptionsPricing. During June 2020, Instinet paid, on average, a net fee of $0.60 per contract for orders it routed to NOM. MIAX Pearl, LLC MPRL 3.75 0.00 20.00 4.18 3.73 0.0000 0.0000 -3.0000 -50.0000 -3648.3500 -68.2445 -186.0200 -46.3890 MIAX PEARL, LLC (“Pearl”) provides tiered pricing. Instinet pays fees and receives rebates based upon Pearl’s pricing schedule. The pricing schedule provided by Pearl, including the pricing for each tier, is available to the public at https://www.miaxoptions.com/sites/default/files/fee_schedule-files/MIAX_PEARL_Fee_Schedule_04012020.pdf. During June 2020, Instinet paid, on average, a net fee of $0.67 per contract for orders it routed to Pearl. Separately, in accordance with Pearl’s market maker preferencing program, Instinet has preferenced a market maker on Pearl. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on Pearl. Such payments are provided by the relevant market maker, and not by the Exchange. Nasdaq ISE XISX 3.13 12.79 0.00 2.01 0.75 3.0000 25.0000 0.0000 0.0000 -677.8200 -46.1730 0.0000 0.0000 Nasdaq ISE, LLC (“ISE”) provides tiered pricing. Instinet pays fees and receives rebates based upon ISE’s pricing schedule. The pricing schedule provided by ISE, including the pricing for each tier, is available to the public at http://ise.cchwallstreet.com/tools/PlatformViewer.asp?searched=1&selectednode=chp%5F1%5F1%5F2%5F15&CiRestriction=schedule&manual=%2Fcontents%2FISE%2Fise%2Drules%2F. During June 2020, Instinet paid, on average, a net fee of $0.46 per contract for orders it routed to ISE. Separately, in accordance with ISE’s market maker preferencing program, Instinet has preferenced a market maker on ISE. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on ISE. Such payments are provided by the relevant market maker, and not by the Exchange. Nasdaq PHLX XPHO 2.58 12.39 0.00 1.43 0.75 0.0000 0.0000 0.0000 0.0000 -1575.3900 -55.0066 0.0000 0.0000 Nasdaq PHLX LLC (“Nasdaq PHLX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Nasdaq PHLX’s pricing schedule. The pricing schedule provided by Nasdaq PHLX, including the pricing for each tier, is available to the public http://nasdaqphlx.cchwallstreet.com/NASDAQPHLXTools/PlatformViewer.asp?selectednode=chp%5F1%5F1%5F3%5F15&manual=%2Fnasdaqomxphlx%2Fphlx%2Fphlx%2Dllcrules%2F. Instinet paid, on average, a net fee of $0.54 per contract for orders it routed to Nasdaq PHLX. NYSE American Options AMXO 2.44 11.61 6.67 1.36 0.00 0.0000 0.0000 -2.0000 -50.0000 -734.2500 -42.4667 0.0000 0.0000 NYSE American Options (“AMEX”) provides tiered pricing. Instinet pays fees and receives rebates based upon AMEX’s pricing schedule. The pricing schedule provided by AMEX, including the pricing for each tier, is available to the public at https://www.nyse.com/publicdocs/nyse/markets/american-options/NYSE_American_Options_Fee_Schedule.pdf. During June 2020, Instinet paid, on average, a net fee of $0.41 per contract for orders it routed to AMEX. Separately, in accordance with AMEX’s market maker preferencing program, Instinet has preferenced a market maker on AMEX. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on AMEX. Such payments are provided by the relevant market maker, and not by the Exchange. C2 Options Exchange, Inc. C2OX 2.43 10.83 13.33 1.43 0.75 -2.8200 -8.8125 0.0000 0.0000 -842.2200 -54.5126 -36.1200 -43.0000 Instinet pays fees and receives rebates based upon Cboe C2 Options Exchange’s (“C2”) pricing schedule. During June 2020, Instinet paid, on average, a net fee of $0.53 per contract for orders it routed to C2. BOX Exchange XBOX 2.29 10.57 0.00 1.29 4.48 22.0000 50.0000 0.0000 0.0000 -298.1000 -28.4990 0.0000 0.0000 BOX Exchange LLC (“BOX”) provides tiered pricing. Instinet pays fees and receives rebates based upon BOX’s pricing schedule. The pricing schedule provided by BOX, including the pricing for each tier, is available to the public at https://boxoptions.com/regulatory/fee-schedule/. During June 2020, Instinet paid, on average, a net fee of $0.25 per contract for orders it routed to BOX.