1.2 INCA 2021 4 2022-01-31T16:55:08Z 2021 10 4.61 0.04 24.73 20.72 54.51 Nasdaq XNAS 38.14 98.08 4.29 44.18 51.16 600.5043 12.9234 -12013.3819 -31.2899 -926.0652 -2.3952 -9438.7536 -12.4593 The Nasdaq Stock Market (“NASDAQ”) provides tiered pricing. Instinet pays fees and receives rebates based upon NASDAQ’s pricing schedule. The pricing schedule provided by NASDAQ, including the pricing for each tier, is available to the public http://www.nasdaqtrader.com/ Trader.aspx?id=PriceListTrading2. Instinet's tiers related to routing held, non-directed orders from institutional customers are available at https://www.instinet.com/legal-regulatory/ILLC_Rule-606A1_Fees_Q4-2021.CSV. New York Stock Exch XNYS 4.95 0.15 6.99 4.57 4.17 -1.4569 -29.1380 -18117.3352 -32.1571 -3049.0499 -14.1866 -12117.6521 -26.4709 New York Stock Exchange LLC (“NYSE”) provides tiered pricing. Instinet pays fees and receives rebates based upon NYSE’s pricing schedule. The pricing schedule provided by NYSE, including the pricing for each tier, is available to the public https://www.nyse.com/publicdocs/nyse/ markets/nyse/NYSE_Price_List.pdf. Instinet's tiers related to routing held, non-directed orders from institutional customers are available at https://www.instinet.com/legal-regulatory/ILLC_Rule-606A1_Fees_Q4-2021.CSV. NYSE Arca ARCX 4.34 0.00 2.95 5.53 4.52 0.0000 0.0000 -5820.2234 -33.9361 1575.4211 9.2195 -7109.4759 -13.8307 NYSE ARCA, Inc. (“ARCA”) provides tiered pricing. Instinet pays fees and receives rebates based upon ARCA’s pricing schedule. The pricing schedule provided by ARCA, including the pricing for each tier, is available to the public https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/ NYSE_Arca_Marketplace_Fees.pdf. Instinet's tiers related to routing held, non-directed orders from institutional customers are available at https://www.instinet.com/legal-regulatory/ILLC_Rule-606A1_Fees_Q4-2021.CSV. UBS ATS UBSA 4.34 0.00 7.67 4.17 2.90 0.0000 0.0000 -547.7630 -11.7982 -65.5680 -11.1381 -371.9250 -11.5489 Instinet is a subscriber to the UBS ATS and pays a fee for executions occurring in the UBS ATS. Instinet CBX ICBX 3.80 0.00 7.65 3.51 2.16 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Instinet owns and operates the Instinet CBX ATS. Instinet receives a commission from both sides of any transaction occurring in CBX (subject to the fee schedule in effect between Instinet and the relevant subscriber). Additional information regarding the Instinet CBX is available https:// www.sec.gov/divisions/marketreg/form-ats-n-filings.htm. Cboe BZX Exchange BATS 3.46 0.89 2.65 5.15 3.19 4.3305 19.9012 -6870.2956 -33.3417 317.1917 1.9021 -4749.0511 -22.4657 Cboe BZX Exchange, Inc. (“Cboe BZX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe BZX’s pricing schedule. The pricing schedule provided by Cboe BZX, including the pricing for each tier, is available to the public https://markets.cboe.com/us/equities/ membership/fee_schedule/bzx/. Instinet's tiers related to routing held, non-directed orders from institutional customers are available at https://www.instinet.com/legal-regulatory/ILLC_Rule-606A1_Fees_Q4-2021.CSV. Level ATS LEVL 3.33 0.00 6.37 3.46 1.91 0.0000 0.0000 -332.7672 -7.2405 -20.8104 -6.5791 -106.6656 -8.0396 Instinet is a subscriber to the Level ATS. Instinet generally pays a flat fee for executions in Level ATS. However, in instances where Instinet designates an order as only eligible to interact with certain other Level ATS subscribers, Instinet will not pay an execution fee. Credit Suisse Securities (USA) CROS 3.22 0.00 5.64 2.61 2.35 0.0000 0.0000 -534.0000 -11.2106 -26.9180 -10.7513 -313.2680 -11.9924 JP Morgan Securities LLC JPMX 3.19 0.00 5.59 2.89 2.23 0.0000 0.0000 -224.5250 -10.9046 -20.9450 -11.6167 -140.4640 -11.9070 Instinet is a subscriber to the JPM-X ATS and pays a fee for executions occurring in the JPM-X ATS. Virtu MatchIt VFMI 3.18 0.00 5.69 2.85 2.17 0.0000 0.0000 -32.8790 -5.7356 -5.7445 -5.2275 -28.5725 -6.0448 Instinet is a subscriber to the Virtu MatchIt ATS and pays a fee for executions occurring in the Virtu MatchIt ATS. 2.43 0.01 13.29 44.15 42.56 Nasdaq XNAS 50.84 85.18 5.45 72.49 42.54 282.3736 8.1957 -79858.2619 -31.2813 -15078.9542 -8.2345 -90389.0928 -19.7122 The Nasdaq Stock Market (“NASDAQ”) provides tiered pricing. Instinet pays fees and receives rebates based upon NASDAQ’s pricing schedule. The pricing schedule provided by NASDAQ, including the pricing for each tier, is available to the public http://www.nasdaqtrader.com/ Trader.aspx?id=PriceListTrading2. Instinet's tiers related to routing held, non-directed orders from institutional customers are available at https://www.instinet.com/legal-regulatory/ILLC_Rule-606A1_Fees_Q4-2021.CSV. NYSE Arca ARCX 9.03 0.11 4.04 5.81 13.93 -1.4700 -29.4000 -56450.7991 -31.8606 -1450.2769 -1.6554 -106472.3114 -22.2178 NYSE ARCA, Inc. (“ARCA”) provides tiered pricing. Instinet pays fees and receives rebates based upon ARCA’s pricing schedule. The pricing schedule provided by ARCA, including the pricing for each tier, is available to the public https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/ NYSE_Arca_Marketplace_Fees.pdf. Instinet's tiers related to routing held, non-directed orders from institutional customers are available at https://www.instinet.com/legal-regulatory/ILLC_Rule-606A1_Fees_Q4-2021.CSV. Cboe BZX Exchange BATS 5.77 6.97 3.37 4.78 7.55 2.1650 0.5285 -47565.6770 -33.3386 6878.1560 8.0342 -20504.1849 -13.3328 Cboe BZX Exchange, Inc. (“Cboe BZX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe BZX’s pricing schedule. The pricing schedule provided by Cboe BZX, including the pricing for each tier, is available to the public https://markets.cboe.com/us/equities/ membership/fee_schedule/bzx/. Instinet's tiers related to routing held, non-directed orders from institutional customers are available at https://www.instinet.com/legal-regulatory/ILLC_Rule-606A1_Fees_Q4-2021.CSV. New York Stock Exch XNYS 4.71 0.44 5.64 1.27 8.00 -1.9272 -24.0900 -68822.1283 -31.8376 -11395.7538 -21.5147 -35555.7712 -25.9217 New York Stock Exchange LLC (“NYSE”) provides tiered pricing. Instinet pays fees and receives rebates based upon NYSE’s pricing schedule. The pricing schedule provided by NYSE, including the pricing for each tier, is available to the public https://www.nyse.com/publicdocs/nyse/ markets/nyse/NYSE_Price_List.pdf. Instinet's tiers related to routing held, non-directed orders from institutional customers are available at https://www.instinet.com/legal-regulatory/ILLC_Rule-606A1_Fees_Q4-2021.CSV. CBOE EDGX EDGX 2.40 1.55 3.03 1.68 2.95 -0.2142 -0.8077 -49883.9054 -32.1602 -14455.4289 -25.5511 -52421.8501 -27.6553 Cboe EDGX Exchange, Inc. (“Cboe EDGX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe EDGX’s pricing schedule. The pricing schedule provided by Cboe EDGX, including the pricing for each tier, is available to the public https://markets.cboe.com/us/ equities/membership/fee_schedule/edgx/. Instinet's tiers related to routing held, non-directed orders from institutional customers are available at https://www.instinet.com/legal-regulatory/ILLC_Rule-606A1_Fees_Q4-2021.CSV. UBS ATS UBSA 2.24 0.00 6.63 1.38 1.76 0.0000 0.0000 -2067.2490 -9.8246 -350.0830 -9.8477 -892.2760 -6.5119 Instinet is a subscriber to the UBS ATS and pays a fee for executions occurring in the UBS ATS. Instinet CBX ICBX 2.23 0.00 7.05 1.37 1.63 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Instinet owns and operates the Instinet CBX ATS. Instinet receives a commission from both sides of any transaction occurring in CBX (subject to the fee schedule in effect between Instinet and the relevant subscriber). Additional information regarding the Instinet CBX is available https:// www.sec.gov/divisions/marketreg/form-ats-n-filings.htm. Level ATS LEVL 1.83 0.00 5.53 1.31 1.20 0.0000 0.0000 -1391.0214 -7.4659 -172.0260 -6.5967 -1056.4128 -7.1950 Instinet is a subscriber to the Level ATS. Instinet generally pays a flat fee for executions in Level ATS. However, in instances where Instinet designates an order as only eligible to interact with certain other Level ATS subscribers, Instinet will not pay an execution fee. JP Morgan Securities LLC JPMX 1.78 0.00 5.30 1.06 1.42 0.0000 0.0000 -998.1030 -10.7655 -107.6380 -10.4816 -246.0070 -11.1819 Instinet is a subscriber to the JPM-X ATS and pays a fee for executions occurring in the JPM-X ATS. Virtu MatchIt VFMI 1.70 0.00 4.94 1.10 1.30 0.0000 0.0000 -138.9775 -5.0284 -47.3305 -4.9608 -72.7020 -3.1096 Instinet is a subscriber to the Virtu MatchIt ATS and pays a fee for executions occurring in the Virtu MatchIt ATS. 0.02 0.00 38.26 58.93 2.80 NYSE ARCA Options Exchange ARCO 42.64 0.00 25.79 54.91 14.88 0.0000 0.0000 -2863.9400 -8.9178 52562.4000 39.1768 -41.7900 -1.2364 NYSE ARCA Options (“ARCA Options”) provides tiered pricing. Instinet pays fees and receives rebates based upon ARCA Options’ pricing schedule. The pricing schedule provided by ARCA Options, including the pricing for each tier, is available to the public https://www.nyse.com/ publicdocs/nyse/markets/arca-options/NYSE_Arca_Options_Fee_Schedule.pdf. During October 2021, Instinet received, on average, a net rebate of $0.2927 per contract for orders it routed to the exchange. Nasdaq Options Market XNDQ 23.38 0.00 16.14 28.77 9.04 0.0000 0.0000 -4400.0100 -17.9688 24021.1700 68.1181 -2826.4000 -42.6755 NASDAQ Options Market (“NOM”) provides tiered pricing. Instinet pays fees and receives rebates based upon NOM’s pricing schedule. The pricing schedule provided by NOM, including the pricing for each tier, is available to the public http://nasdaqtrader.com/Micro.aspx? id=OptionsPricing. During October 2021, Instinet received, on average, a net rebate of $0.253 per contract for orders it routed to the exchange. Cboe BZX Options Exchange BATO 5.64 0.00 9.49 3.22 3.86 0.0000 0.0000 -15323.6000 -60.6419 -5062.3500 -66.8738 -3848.5000 -50.0000 Cboe BZX Options Exchange (“BZX Options”) provides tiered pricing. Instinet pays fees and receives rebates based upon BZX Options’ pricing schedule. The pricing schedule provided by BZX Options, including the pricing for each tier, is available to the public at https://markets.cboe.com/ us/options/membership/fee_schedule/bzx/. During October 2021, Instinet paid, on average, a net fee of $0.5923 per contract for orders it routed to the exchange. C2 Options Exchange, Inc. C2OX 3.20 0.00 5.46 1.49 8.38 0.0000 0.0000 -5140.9600 -50.7248 -1001.2500 -51.2935 -1013.0400 -36.8378 Instinet pays fees and receives rebates based upon Cboe C2 Options Exchange’s (“C2”) pricing schedule. During October 2021, Instinet paid, on average, a net fee of $0.4823 per contract for orders it routed to the exchange. Nasdaq ISE XISX 3.20 0.00 4.50 2.06 9.37 0.0000 0.0000 -2766.7000 -47.7182 -553.6600 -54.9811 -505.7900 -33.9684 Nasdaq ISE, LLC (“ISE”) provides tiered pricing. Instinet pays fees and receives rebates based upon ISE’s pricing schedule. The pricing schedule provided by ISE, including the pricing for each tier, is available to the public http://ise.cchwallstreet.com/tools/PlatformViewer.asp? searched=1&selectednode=chp%5F1%5F1%5F2%5F15&CiRestriction=schedule&manual=%2Fcontents%2FISE%2Fise%2Drules%2F. During October 2021, Instinet paid, on average, a net fee of $0.4613 per contract for orders it routed to the exchange. CBOE Exchange XCBO 2.84 0.00 4.83 1.29 8.05 0.0000 0.0000 -4974.7475 -13.0161 -1033.2500 -23.0842 -112.8400 -17.8544 Cboe Exchange, Inc. (“Cboe”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe’s pricing schedule. The pricing schedule provided by Cboe, including the pricing for each tier, is available to the public https://cdn.cboe.com/resources/membership/ Cboe_FeeSchedule.pdf. During October 2021, Instinet paid, on average, a net fee of $0.1413 per contract for orders it routed to the exchange. Nasdaq GEMX, LLC GMNI 2.42 0.00 4.66 1.04 0.99 0.0000 0.0000 -5796.6400 -66.8895 -766.1700 -44.4930 -42.3100 -49.1977 Nasdaq GEMX, LLC (“GEMX”) provides tiered pricing. Instinet pays fees and receives rebates based upon GEMX’s pricing schedule. The pricing schedule provided by GEMX, including the pricing for each tier, is available to the public http://nasdaqgemx.cchwallstreet.com/tools/ PlatformViewer.asp?searched=1&selectednode=chp%5F1%5F1%5F2%5F15&CiRestriction=schedule&manual=%2Fcontents%2FGEMX%2Fnasdaq%2Dgemx%2Drules%2F. During October 2021, Instinet paid, on average, a net fee of $0.6306 per contract for orders it routed to the exchange. MIAX Pearl, LLC MPRL 2.37 0.00 4.14 1.25 1.76 0.0000 0.0000 -3451.9000 -63.6178 -1001.4600 -63.2634 -203.0600 -48.0047 MIAX PEARL, LLC (“Pearl”) provides tiered pricing. Instinet pays fees and receives rebates based upon Pearl’s pricing schedule. The pricing schedule provided by Pearl, including the pricing for each tier, is available to the public https://www.miaxoptions.com/sites/default/files/ fee_schedule-files/MIAX_PEARL_Fee_Schedule_04012020.pdf. During October 2021, Instinet paid, on average, a net fee of $0.6265 per contract for orders it routed to the exchange. Nasdaq OMX XBXO 2.33 0.00 4.65 0.86 1.43 0.0000 0.0000 -3761.4700 -53.9202 -1354.1700 -58.9026 -237.4600 -34.8693 Nasdaq OMX BX Options ("XBXO") provides tiered pricing. Instinet pays fees and receives rebates based upon XBXO’s pricing schedule. The pricing schedule provided by XBXO, including the pricing for each tier, is available to the public https://listingcenter.nasdaq.com/rulebook/bx/rules/BX%20Options%207. During October 2021, Instinet paid, on average, a net fee of $0.5377 per contract for orders it routed to the exchange. MIAX Emerald, LLC. EMLD 2.13 0.00 3.79 1.05 2.21 0.0000 0.0000 -2764.8000 -67.5660 -912.0500 -79.5161 -411.5000 -50.0000 MIAX Emerald, LLC (“Emerald”) provides tiered pricing. Instinet pays fees and receives rebates based upon Emerald’s pricing schedule. The pricing schedule provided by Emerald, including the pricing for each tier, is available to the public https://www.miaxoptions.com/sites/default/files/fee_schedule-files/MIAX_Emerald_Fee_Schedule_03252021.pdf. During October 2021, Instinet paid, on average, a net fee of $0.6744 per contract for orders it routed to the exchange. 2021 11 5.42 0.03 19.83 21.49 58.65 Nasdaq XNAS 39.56 80.82 3.90 33.61 53.78 392.2642 11.4708 -12367.8044 -28.1695 -359.6442 -0.8369 -7772.1254 -10.5669 The Nasdaq Stock Market (“NASDAQ”) provides tiered pricing. Instinet pays fees and receives rebates based upon NASDAQ’s pricing schedule. The pricing schedule provided by NASDAQ, including the pricing for each tier, is available to the public http://www.nasdaqtrader.com/ Trader.aspx?id=PriceListTrading2. Instinet's tiers related to routing held, non-directed orders from institutional customers are available at https://www.instinet.com/legal-regulatory/ILLC_Rule-606A1_Fees_Q4-2021.CSV. UBS ATS UBSA 4.48 0.33 8.11 4.60 3.21 0.0000 0.0000 -512.2990 -10.5941 -75.3850 -10.1634 -364.9710 -11.1090 Instinet is a subscriber to the UBS ATS and pays a fee for executions occurring in the UBS ATS. New York Stock Exch XNYS 4.05 0.16 3.94 6.75 3.10 -0.4788 -28.5000 -13210.8759 -29.6208 -3034.0922 -15.3252 -11134.4167 -23.2861 New York Stock Exchange LLC (“NYSE”) provides tiered pricing. Instinet pays fees and receives rebates based upon NYSE’s pricing schedule. The pricing schedule provided by NYSE, including the pricing for each tier, is available to the public https://www.nyse.com/publicdocs/nyse/ markets/nyse/NYSE_Price_List.pdf. Instinet's tiers related to routing held, non-directed orders from institutional customers are available at https://www.instinet.com/legal-regulatory/ILLC_Rule-606A1_Fees_Q4-2021.CSV. NYSE Arca ARCX 4.00 0.00 2.37 6.44 3.66 0.0000 0.0000 -5481.3596 -27.4622 2200.2195 10.8977 -4981.7312 -11.1994 NYSE ARCA, Inc. (“ARCA”) provides tiered pricing. Instinet pays fees and receives rebates based upon ARCA’s pricing schedule. The pricing schedule provided by ARCA, including the pricing for each tier, is available to the public https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/ NYSE_Arca_Marketplace_Fees.pdf. Instinet's tiers related to routing held, non-directed orders from institutional customers are available at https://www.instinet.com/legal-regulatory/ILLC_Rule-606A1_Fees_Q4-2021.CSV. Instinet CBX ICBX 3.84 0.16 8.71 3.74 2.24 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Instinet owns and operates the Instinet CBX ATS. Instinet receives a commission from both sides of any transaction occurring in CBX (subject to the fee schedule in effect between Instinet and the relevant subscriber). Additional information regarding the Instinet CBX is available https:// www.sec.gov/divisions/marketreg/form-ats-n-filings.htm. Credit Suisse Securities (USA) CROS 3.40 0.16 6.09 3.09 2.61 0.0000 0.0000 -552.0230 -10.8890 -32.6600 -10.1495 -397.0870 -10.5796 Level ATS LEVL 3.27 0.16 6.84 3.52 1.97 0.0000 0.0000 -340.9374 -6.2994 -24.6024 -6.1711 -117.8514 -6.6240 Instinet is a subscriber to the Level ATS. Instinet generally pays a flat fee for executions in Level ATS. However, in instances where Instinet designates an order as only eligible to interact with certain other Level ATS subscribers, Instinet will not pay an execution fee. JP Morgan Securities LLC JPMX 3.25 0.16 5.85 3.18 2.40 0.0000 0.0000 -243.6750 -10.8124 -30.0030 -10.5325 -140.8030 -10.5927 Instinet is a subscriber to the JPM-X ATS and pays a fee for executions occurring in the JPM-X ATS. Cboe BZX Exchange BATS 3.22 1.48 2.91 5.33 2.55 -4.5960 -28.1618 -7494.5870 -30.9521 -1213.0730 -9.0074 -4908.1570 -21.8771 Cboe BZX Exchange, Inc. (“Cboe BZX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe BZX’s pricing schedule. The pricing schedule provided by Cboe BZX, including the pricing for each tier, is available to the public https://markets.cboe.com/us/equities/ membership/fee_schedule/bzx/. Instinet's tiers related to routing held, non-directed orders from institutional customers are available at https://www.instinet.com/legal-regulatory/ILLC_Rule-606A1_Fees_Q4-2021.CSV. Virtu MatchIt VFMI 3.15 0.16 5.78 3.08 2.29 0.0000 0.0000 -24.4145 -5.3009 -5.7350 -5.0000 -17.8385 -5.5523 Instinet is a subscriber to the Virtu MatchIt ATS and pays a fee for executions occurring in the Virtu MatchIt ATS. 2.73 0.01 13.92 43.11 42.96 Nasdaq XNAS 44.37 60.76 4.97 61.18 40.28 364.5426 11.1362 -75264.4930 -30.0208 -11241.9020 -4.5435 -58565.3480 -13.1350 The Nasdaq Stock Market (“NASDAQ”) provides tiered pricing. Instinet pays fees and receives rebates based upon NASDAQ’s pricing schedule. The pricing schedule provided by NASDAQ, including the pricing for each tier, is available to the public http://www.nasdaqtrader.com/ Trader.aspx?id=PriceListTrading2. Instinet's tiers related to routing held, non-directed orders from institutional customers are available at https://www.instinet.com/legal-regulatory/ILLC_Rule-606A1_Fees_Q4-2021.CSV. NYSE Arca ARCX 10.27 0.00 3.08 9.50 13.38 0.0000 0.0000 -44230.2399 -30.2538 4436.0077 4.1370 -87645.7294 -17.6711 NYSE ARCA, Inc. (“ARCA”) provides tiered pricing. Instinet pays fees and receives rebates based upon ARCA’s pricing schedule. The pricing schedule provided by ARCA, including the pricing for each tier, is available to the public https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/ NYSE_Arca_Marketplace_Fees.pdf. Instinet's tiers related to routing held, non-directed orders from institutional customers are available at https://www.instinet.com/legal-regulatory/ILLC_Rule-606A1_Fees_Q4-2021.CSV. Cboe BZX Exchange BATS 6.16 5.87 2.90 6.31 7.06 -17.0760 -4.7510 -38011.1309 -30.8520 -565.0571 -0.7751 -19911.0235 -17.2027 Cboe BZX Exchange, Inc. (“Cboe BZX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe BZX’s pricing schedule. The pricing schedule provided by Cboe BZX, including the pricing for each tier, is available to the public https://markets.cboe.com/us/equities/ membership/fee_schedule/bzx/. Instinet's tiers related to routing held, non-directed orders from institutional customers are available at https://www.instinet.com/legal-regulatory/ILLC_Rule-606A1_Fees_Q4-2021.CSV. New York Stock Exch XNYS 4.85 0.51 3.97 2.51 7.48 -1.5619 -12.0984 -58028.3182 -29.7365 -14013.5415 -21.6456 -29912.0016 -24.4027 New York Stock Exchange LLC (“NYSE”) provides tiered pricing. Instinet pays fees and receives rebates based upon NYSE’s pricing schedule. The pricing schedule provided by NYSE, including the pricing for each tier, is available to the public https://www.nyse.com/publicdocs/nyse/ markets/nyse/NYSE_Price_List.pdf. Instinet's tiers related to routing held, non-directed orders from institutional customers are available at https://www.instinet.com/legal-regulatory/ILLC_Rule-606A1_Fees_Q4-2021.CSV. CBOE EDGX EDGX 4.73 0.51 2.53 3.28 6.90 -1.0680 -13.8701 -41284.9075 -30.7027 -13084.4829 -21.7932 -40974.7062 -24.2574 Cboe EDGX Exchange, Inc. (“Cboe EDGX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe EDGX’s pricing schedule. The pricing schedule provided by Cboe EDGX, including the pricing for each tier, is available to the public https://markets.cboe.com/us/ equities/membership/fee_schedule/edgx/. Instinet's tiers related to routing held, non-directed orders from institutional customers are available at https://www.instinet.com/legal-regulatory/ILLC_Rule-606A1_Fees_Q4-2021.CSV. UBS ATS UBSA 2.52 0.00 7.27 1.71 1.81 0.0000 0.0000 -3093.7530 -10.4369 -412.6300 -10.2459 -1138.6220 -10.6200 Instinet is a subscriber to the UBS ATS and pays a fee for executions occurring in the UBS ATS. Instinet CBX ICBX 2.44 0.00 7.80 1.78 1.35 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Instinet owns and operates the Instinet CBX ATS. Instinet receives a commission from both sides of any transaction occurring in CBX (subject to the fee schedule in effect between Instinet and the relevant subscriber). Additional information regarding the Instinet CBX is available https:// www.sec.gov/divisions/marketreg/form-ats-n-filings.htm. Credit Suisse Securities (USA) CROS 2.01 0.00 5.79 1.34 1.45 0.0000 0.0000 -2617.1390 -10.3680 -267.7250 -10.1725 -823.4070 -10.5992 JP Morgan Securities LLC JPMX 2.00 0.00 5.70 1.38 1.41 0.0000 0.0000 -1201.1600 -10.2122 -107.8330 -10.2477 -284.0130 -10.3773 Instinet is a subscriber to the JPM-X ATS and pays a fee for executions occurring in the JPM-X ATS. MEMX MEMX 1.94 27.19 2.09 2.02 1.81 115.4827 11.4273 -22483.4664 -26.4279 7536.8783 11.3504 -4694.5755 -5.5625 Members Exchange (“MEMX”) provides tiered pricing. Instinet pays fees and receives rebates based upon MEMX’s pricing schedule. The pricing schedule provided by MEMX, including the pricing for each tier, is available to the public https://info.memxtrading.com/fee-schedule/. Instinet's tiers related to routing held, non-directed orders from institutional customers are available at https://www.instinet.com/legal-regulatory/ILLC_Rule-606A1_Fees_Q4-2021.CSV. 0.01 0.00 37.41 61.74 0.86 NYSE ARCA Options Exchange ARCO 41.36 0.00 25.44 51.36 15.95 0.0000 0.0000 -10213.9000 -38.6934 37809.8600 37.2342 325.3500 15.4341 NYSE ARCA Options (“ARCA Options”) provides tiered pricing. Instinet pays fees and receives rebates based upon ARCA Options’ pricing schedule. The pricing schedule provided by ARCA Options, including the pricing for each tier, is available to the public https://www.nyse.com/ publicdocs/nyse/markets/arca-options/NYSE_Arca_Options_Fee_Schedule.pdf. During November 2021, Instinet received, on average, a net rebate of $0.225 per contract for orders it routed to the exchange. Nasdaq Options Market XNDQ 23.03 0.00 15.32 27.86 11.64 0.0000 0.0000 -5623.9700 -24.7186 18996.8400 43.7101 -1749.1600 -46.1885 NASDAQ Options Market (“NOM”) provides tiered pricing. Instinet pays fees and receives rebates based upon NOM’s pricing schedule. The pricing schedule provided by NOM, including the pricing for each tier, is available to the public http://nasdaqtrader.com/Micro.aspx? id=OptionsPricing. During November 2021, Instinet received, on average, a net rebate of $0.17 per contract for orders it routed to the exchange. Cboe BZX Options Exchange BATO 5.72 0.00 8.95 3.75 6.47 0.0000 0.0000 -17035.1500 -64.5809 -9041.3500 -59.7973 -2153.0000 -50.0000 Cboe BZX Options Exchange (“BZX Options”) provides tiered pricing. Instinet pays fees and receives rebates based upon BZX Options’ pricing schedule. The pricing schedule provided by BZX Options, including the pricing for each tier, is available to the public at https://markets.cboe.com/ us/options/membership/fee_schedule/bzx/. During November 2021, Instinet paid, on average, a net fee of $0.6009 per contract for orders it routed to the exchange. Nasdaq ISE XISX 3.39 0.00 4.72 2.50 9.91 0.0000 0.0000 -1974.6200 -49.5265 -1572.5100 -68.5488 -48.1500 -7.2624 Nasdaq ISE, LLC (“ISE”) provides tiered pricing. Instinet pays fees and receives rebates based upon ISE’s pricing schedule. The pricing schedule provided by ISE, including the pricing for each tier, is available to the public http://ise.cchwallstreet.com/tools/PlatformViewer.asp? searched=1&selectednode=chp%5F1%5F1%5F2%5F15&CiRestriction=schedule&manual=%2Fcontents%2FISE%2Fise%2Drules%2F. During November 2021, Instinet paid, on average, a net fee of $0.5102 per contract for orders it routed to the exchange. CBOE Exchange XCBO 3.06 0.00 5.22 1.72 5.17 0.0000 0.0000 -3003.7500 -11.7628 -2450.6450 -12.0466 -11.2375 -0.2929 Cboe Exchange, Inc. (“Cboe”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe’s pricing schedule. The pricing schedule provided by Cboe, including the pricing for each tier, is available to the public https://cdn.cboe.com/resources/membership/ Cboe_FeeSchedule.pdf. During November 2021, Instinet paid, on average, a net fee of $0.1019 per contract for orders it routed to the exchange. C2 Options Exchange, Inc. C2OX 3.02 0.00 5.09 1.71 6.90 0.0000 0.0000 -3369.1200 -55.1953 -2761.1800 -41.4467 -140.1800 -37.4813 Instinet pays fees and receives rebates based upon Cboe C2 Options Exchange’s (“C2”) pricing schedule. During November 2021, Instinet paid, on average, a net fee of $0.477 per contract for orders it routed to the exchange. Nasdaq OMX XBXO 2.85 0.00 5.53 1.21 3.45 0.0000 0.0000 -3012.3000 -52.6350 -1303.3100 -61.9150 -472.6200 -45.1404 Nasdaq OMX BX Options ("XBXO") provides tiered pricing. Instinet pays fees and receives rebates based upon XBXO’s pricing schedule. The pricing schedule provided by XBXO, including the pricing for each tier, is available to the public https://listingcenter.nasdaq.com/rulebook/bx/rules/BX%20Options%207. During November 2021, Instinet paid, on average, a net fee of $0.5341 per contract for orders it routed to the exchange. Nasdaq GEMX, LLC GMNI 2.54 0.00 4.12 1.60 1.29 0.0000 0.0000 -2649.2800 -65.2371 -1068.2800 -39.7870 -58.8000 -49.0000 Nasdaq GEMX, LLC (“GEMX”) provides tiered pricing. Instinet pays fees and receives rebates based upon GEMX’s pricing schedule. The pricing schedule provided by GEMX, including the pricing for each tier, is available to the public http://nasdaqgemx.cchwallstreet.com/tools/ PlatformViewer.asp?searched=1&selectednode=chp%5F1%5F1%5F2%5F15&CiRestriction=schedule&manual=%2Fcontents%2FGEMX%2Fnasdaq%2Dgemx%2Drules%2F. During November 2021, Instinet paid, on average, a net fee of $0.5498 per contract for orders it routed to the exchange. MIAX Emerald, LLC. EMLD 2.39 0.00 3.92 1.47 2.16 0.0000 0.0000 -2889.3500 -72.5421 -1193.8000 -72.0024 -40.0000 -50.0000 MIAX Emerald, LLC (“Emerald”) provides tiered pricing. Instinet pays fees and receives rebates based upon Emerald’s pricing schedule. The pricing schedule provided by Emerald, including the pricing for each tier, is available to the public https://www.miaxoptions.com/sites/default/files/fee_schedule-files/MIAX_Emerald_Fee_Schedule_03252021.pdf. During November 2021, Instinet paid, on average, a net fee of $0.7201 per contract for orders it routed to the exchange. MIAX Pearl, LLC MPRL 2.37 0.00 3.96 1.39 3.02 0.0000 0.0000 -2667.3500 -67.4425 -1598.3200 -63.3500 -589.5400 -48.7626 MIAX PEARL, LLC (“Pearl”) provides tiered pricing. Instinet pays fees and receives rebates based upon Pearl’s pricing schedule. The pricing schedule provided by Pearl, including the pricing for each tier, is available to the public https://www.miaxoptions.com/sites/default/files/ fee_schedule-files/MIAX_PEARL_Fee_Schedule_04012020.pdf. During November 2021, Instinet paid, on average, a net fee of $0.6248 per contract for orders it routed to the exchange. 2021 12 5.33 0.05 14.79 24.82 60.35 Nasdaq XNAS 41.60 76.46 4.19 36.38 52.89 544.0257 12.1147 -8468.8001 -27.2267 2704.7268 8.4262 -2297.0355 -4.4674 The Nasdaq Stock Market (“NASDAQ”) provides tiered pricing. Instinet pays fees and receives rebates based upon NASDAQ’s pricing schedule. The pricing schedule provided by NASDAQ, including the pricing for each tier, is available to the public http://www.nasdaqtrader.com/ Trader.aspx?id=PriceListTrading2. Instinet's tiers related to routing held, non-directed orders from institutional customers are available at https://www.instinet.com/legal-regulatory/ILLC_Rule-606A1_Fees_Q4-2021.CSV. UBS ATS UBSA 4.92 0.00 8.08 6.18 3.63 0.0000 0.0000 -530.5110 -10.0000 -92.1130 -10.0000 -287.2840 -10.0000 Instinet is a subscriber to the UBS ATS and pays a fee for executions occurring in the UBS ATS. Instinet CBX ICBX 3.77 0.00 9.25 4.89 1.97 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Instinet owns and operates the Instinet CBX ATS. Instinet receives a commission from both sides of any transaction occurring in CBX (subject to the fee schedule in effect between Instinet and the relevant subscriber). Additional information regarding the Instinet CBX is available https:// www.sec.gov/divisions/marketreg/form-ats-n-filings.htm. Nasdaq BX XBOS 3.38 0.00 2.42 0.85 4.66 0.0000 0.0000 26.1731 1.2083 -362.5562 -23.1585 -750.3569 -16.0184 Nasdaq BX, Inc. (“Nasdaq BX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Nasdaq BX’s pricing schedule. The pricing schedule provided by Nasdaq BX, including the pricing for each tier, is available to the public https://www.nasdaqtrader.com/ Trader.aspx?id=bx_pricing. Instinet's tiers related to routing held, non-directed orders from institutional customers are available at https://www.instinet.com/legal-regulatory/ILLC_Rule-606A1_Fees_Q4-2021.CSV. Level ATS LEVL 3.33 0.00 7.44 4.65 1.79 0.0000 0.0000 -352.8426 -6.0000 -37.7310 -6.7215 -81.2712 -6.0000 Instinet is a subscriber to the Level ATS. Instinet generally pays a flat fee for executions in Level ATS. However, in instances where Instinet designates an order as only eligible to interact with certain other Level ATS subscribers, Instinet will not pay an execution fee. NYSE Arca ARCX 3.28 0.00 2.46 5.83 2.44 0.0000 0.0000 -3313.2917 -27.0548 2749.5859 15.0273 -1592.0358 -6.0395 NYSE ARCA, Inc. (“ARCA”) provides tiered pricing. Instinet pays fees and receives rebates based upon ARCA’s pricing schedule. The pricing schedule provided by ARCA, including the pricing for each tier, is available to the public https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/ NYSE_Arca_Marketplace_Fees.pdf. Instinet's tiers related to routing held, non-directed orders from institutional customers are available at https://www.instinet.com/legal-regulatory/ILLC_Rule-606A1_Fees_Q4-2021.CSV. New York Stock Exch XNYS 3.21 0.47 4.65 3.83 2.61 -3.3208 -7.7067 -10914.0869 -28.1828 -1042.0366 -7.3114 -7129.0867 -19.3916 New York Stock Exchange LLC (“NYSE”) provides tiered pricing. Instinet pays fees and receives rebates based upon NYSE’s pricing schedule. The pricing schedule provided by NYSE, including the pricing for each tier, is available to the public https://www.nyse.com/publicdocs/nyse/ markets/nyse/NYSE_Price_List.pdf. Instinet's tiers related to routing held, non-directed orders from institutional customers are available at https://www.instinet.com/legal-regulatory/ILLC_Rule-606A1_Fees_Q4-2021.CSV. Virtu MatchIt VFMI 3.07 0.00 5.63 4.04 2.04 0.0000 0.0000 -14.7610 -5.0000 -4.1050 -5.0000 -15.4455 -5.0000 Instinet is a subscriber to the Virtu MatchIt ATS and pays a fee for executions occurring in the Virtu MatchIt ATS. ITG Inc. ITGI 2.86 0.00 5.11 3.97 1.85 0.0000 0.0000 -58.1595 -5.1018 -4.7710 -5.0000 -30.0760 -5.0000 Cboe BZX Exchange BATS 2.66 0.70 3.16 4.39 1.83 -3.7950 -30.0000 -5776.1576 -29.6598 -709.5500 -9.2178 -4047.8310 -23.3384 Cboe BZX Exchange, Inc. (BATS): Cboe BZX Exchange, Inc. (“Cboe BZX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe BZX’s pricing schedule. The pricing schedule provided by Cboe BZX, including the pricing for each tier, is available to the public https://markets.cboe.com/us/equities/ membership/fee_schedule/bzx/. Instinet's tiers related to routing held, non-directed orders from institutional customers are available at https://www.instinet.com/legal-regulatory/ILLC_Rule-606A1_Fees_Q4-2021.CSV. 2.30 0.01 12.87 48.75 38.37 Nasdaq XNAS 47.21 73.31 4.79 66.58 36.80 818.7869 11.9046 -59065.2519 -28.3657 3919.3084 2.0941 -32158.8781 -10.2982 The Nasdaq Stock Market (“NASDAQ”) provides tiered pricing. Instinet pays fees and receives rebates based upon NASDAQ’s pricing schedule. The pricing schedule provided by NASDAQ, including the pricing for each tier, is available to the public http://www.nasdaqtrader.com/ Trader.aspx?id=PriceListTrading2. Instinet's tiers related to routing held, non-directed orders from institutional customers are available at https://www.instinet.com/legal-regulatory/ILLC_Rule-606A1_Fees_Q4-2021.CSV. NYSE Arca ARCX 8.72 0.00 3.15 8.71 10.61 0.0000 0.0000 -37981.0972 -28.7281 10629.0597 10.4233 -34576.0428 -13.4552 NYSE ARCA, Inc. (“ARCA”) provides tiered pricing. Instinet pays fees and receives rebates based upon ARCA’s pricing schedule. The pricing schedule provided by ARCA, including the pricing for each tier, is available to the public https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/ NYSE_Arca_Marketplace_Fees.pdf. Instinet's tiers related to routing held, non-directed orders from institutional customers are available at https://www.instinet.com/legal-regulatory/ILLC_Rule-606A1_Fees_Q4-2021.CSV. Cboe BZX Exchange BATS 5.72 0.80 3.18 5.26 7.17 -6.8052 -14.0198 -35103.8944 -29.6610 -3345.4115 -7.7700 -19507.2017 -23.6166 Cboe BZX Exchange, Inc. (“Cboe BZX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe BZX’s pricing schedule. The pricing schedule provided by Cboe BZX, including the pricing for each tier, is available to the public https://markets.cboe.com/us/equities/ membership/fee_schedule/bzx/. Instinet's tiers related to routing held, non-directed orders from institutional customers are available at https://www.instinet.com/legal-regulatory/ILLC_Rule-606A1_Fees_Q4-2021.CSV. New York Stock Exch XNYS 4.59 1.09 4.12 1.64 8.50 -8.6440 -16.7357 -50312.2348 -28.3348 -7672.4713 -16.3195 -27080.9320 -22.7445 New York Stock Exchange LLC (“NYSE”) provides tiered pricing. Instinet pays fees and receives rebates based upon NYSE’s pricing schedule. The pricing schedule provided by NYSE, including the pricing for each tier, is available to the public https://www.nyse.com/publicdocs/nyse/ markets/nyse/NYSE_Price_List.pdf. Instinet's tiers related to routing held, non-directed orders from institutional customers are available at https://www.instinet.com/legal-regulatory/ILLC_Rule-606A1_Fees_Q4-2021.CSV. CBOE EDGX EDGX 3.97 0.44 2.63 3.22 5.37 -6.7000 -27.6289 -34951.3553 -29.4463 -5804.4395 -14.1179 -22137.6092 -23.7944 Cboe EDGX Exchange, Inc. (“Cboe EDGX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe EDGX’s pricing schedule. The pricing schedule provided by Cboe EDGX, including the pricing for each tier, is available to the public https://markets.cboe.com/us/ equities/membership/fee_schedule/edgx/. Instinet's tiers related to routing held, non-directed orders from institutional customers are available at https://www.instinet.com/legal-regulatory/ILLC_Rule-606A1_Fees_Q4-2021.CSV. UBS ATS UBSA 2.69 0.00 7.36 1.56 2.58 0.0000 0.0000 -3408.9750 -10.0000 -460.1950 -10.0000 -1516.4850 -10.0000 Instinet is a subscriber to the UBS ATS and pays a fee for executions occurring in the UBS ATS. Instinet CBX ICBX 2.28 0.00 7.64 1.59 1.35 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Instinet owns and operates the Instinet CBX ATS. Instinet receives a commission from both sides of any transaction occurring in CBX (subject to the fee schedule in effect between Instinet and the relevant subscriber). Additional information regarding the Instinet CBX is available https:// www.sec.gov/divisions/marketreg/form-ats-n-filings.htm. Cboe EDGA Exchange, Inc. EDGA 1.78 0.00 4.32 0.29 2.84 0.0000 0.0000 7134.7854 18.9826 545.9556 11.8740 3175.2442 17.4741 Cboe EDGA Exchange, Inc. (“Cboe EDGA”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe EDGA’s pricing schedule. The pricing schedule provided by Cboe EDGA, including the pricing for each tier, is available to the public https://markets.cboe.com/us/ equities/membership/fee_schedule/edga/. Instinet's tiers related to routing held, non-directed orders from institutional customers are available at https://www.instinet.com/legal-regulatory/ILLC_Rule-606A1_Fees_Q4-2021.CSV. Nasdaq BX XBOS 1.78 0.00 3.57 0.26 3.12 0.0000 0.0000 742.9397 3.0625 -1289.4889 -22.0544 -2971.7771 -14.0027 Nasdaq BX, Inc. (“Nasdaq BX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Nasdaq BX’s pricing schedule. The pricing schedule provided by Nasdaq BX, including the pricing for each tier, is available to the public https://www.nasdaqtrader.com/ Trader.aspx?id=bx_pricing. Instinet's tiers related to routing held, non-directed orders from institutional customers are available at https://www.instinet.com/legal-regulatory/ILLC_Rule-606A1_Fees_Q4-2021.CSV. Virtu MatchIt VFMI 1.78 0.00 5.11 1.21 1.39 0.0000 0.0000 -115.3910 -5.0000 -44.6615 -5.0000 -80.9870 -5.0000 Instinet is a subscriber to the Virtu MatchIt ATS and pays a fee for executions occurring in the Virtu MatchIt ATS. 0.02 0.00 38.44 58.74 2.81 NYSE ARCA Options Exchange ARCO 44.05 0.00 25.60 57.06 24.23 0.0000 0.0000 -6366.4100 -18.6000 51074.1500 38.0486 1225.7200 37.2899 NYSE ARCA Options (“ARCA Options”) provides tiered pricing. Instinet pays fees and receives rebates based upon ARCA Options’ pricing schedule. The pricing schedule provided by ARCA Options, including the pricing for each tier, is available to the public https://www.nyse.com/ publicdocs/nyse/markets/arca-options/NYSE_Arca_Options_Fee_Schedule.pdf. During December 2021, Instinet received, on average, a net rebate of $0.267 per contract for orders it routed to the exchange. Nasdaq Options Market XNDQ 21.28 0.00 15.95 25.56 4.93 0.0000 0.0000 -5243.3500 -20.8053 20786.5800 56.6423 -612.3000 -37.4038 NASDAQ Options Market (“NOM”) provides tiered pricing. Instinet pays fees and receives rebates based upon NOM’s pricing schedule. The pricing schedule provided by NOM, including the pricing for each tier, is available to the public http://nasdaqtrader.com/Micro.aspx? id=OptionsPricing. During December 2021, Instinet received, on average, a net rebate of $0.235 per contract for orders it routed to the exchange. Cboe BZX Options Exchange BATO 6.18 0.00 10.12 3.71 3.62 0.0000 0.0000 -13636.4000 -60.3327 -6803.9500 -65.9937 -1583.0000 -50.0000 Cboe BZX Options Exchange (“BZX Options”) provides tiered pricing. Instinet pays fees and receives rebates based upon BZX Options’ pricing schedule. The pricing schedule provided by BZX Options, including the pricing for each tier, is available to the public at https://markets.cboe.com/ us/options/membership/fee_schedule/bzx/. During December 2021, Instinet paid, on average, a net fee of $0.5819 per contract for orders it routed to the exchange. Nasdaq ISE XISX 3.78 0.00 5.46 2.35 10.75 0.0000 0.0000 -3904.0900 -53.0087 -1353.2200 -46.8404 -130.5300 -32.1502 Nasdaq ISE, LLC (“ISE”) provides tiered pricing. Instinet pays fees and receives rebates based upon ISE’s pricing schedule. The pricing schedule provided by ISE, including the pricing for each tier, is available to the public http://ise.cchwallstreet.com/tools/PlatformViewer.asp? searched=1&selectednode=chp%5F1%5F1%5F2%5F15&CiRestriction=schedule&manual=%2Fcontents%2FISE%2Fise%2Drules%2F. During December 2021, Instinet paid, on average, a net fee of $0.5051 per contract for orders it routed to the exchange. C2 Options Exchange, Inc. C2OX 3.20 0.00 5.31 1.61 7.79 0.0000 0.0000 -4225.3700 -51.1484 -1338.5500 -53.6493 -87.0500 -37.3605 Instinet pays fees and receives rebates based upon Cboe C2 Options Exchange’s (“C2”) pricing schedule. During December 2021, Instinet paid, on average, a net fee of $0.5134 per contract for orders it routed to the exchange. Nasdaq OMX XBXO 2.88 0.00 5.84 0.97 2.30 0.0000 0.0000 -3863.4600 -52.2937 -1439.9100 -38.6035 -133.0800 -44.6577 Nasdaq OMX BX Options ("XBXO") provides tiered pricing. Instinet pays fees and receives rebates based upon XBXO’s pricing schedule. The pricing schedule provided by XBXO, including the pricing for each tier, is available to the public https://listingcenter.nasdaq.com/rulebook/bx/rules/BX%20Options%207. During December 2021, Instinet paid, on average, a net fee of $0.4762 per contract for orders it routed to the exchange. Nasdaq GEMX, LLC GMNI 2.77 0.00 4.92 1.42 1.64 0.0000 0.0000 -4343.5100 -56.0453 -757.9000 -48.4281 -199.9200 -49.0000 Nasdaq GEMX, LLC (“GEMX”) provides tiered pricing. Instinet pays fees and receives rebates based upon GEMX’s pricing schedule. The pricing schedule provided by GEMX, including the pricing for each tier, is available to the public http://nasdaqgemx.cchwallstreet.com/tools/ PlatformViewer.asp?searched=1&selectednode=chp%5F1%5F1%5F2%5F15&CiRestriction=schedule&manual=%2Fcontents%2FGEMX%2Fnasdaq%2Dgemx%2Drules%2F. During December 2021, Instinet paid, on average, a net fee of $0.545 per contract for orders it routed to the exchange. CBOE Exchange XCBO 2.51 0.00 4.22 1.09 8.77 0.0000 0.0000 -2723.0925 -16.4398 -798.2200 -19.3931 -3059.6300 -24.2040 Cboe Exchange, Inc. (“Cboe”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe’s pricing schedule. The pricing schedule provided by Cboe, including the pricing for each tier, is available to the public https://cdn.cboe.com/resources/membership/ Cboe_FeeSchedule.pdf. During December 2021, Instinet paid, on average, a net fee of $0.1975 per contract for orders it routed to the exchange. MIAX Pearl, LLC MPRL 2.49 0.00 4.33 1.32 1.75 0.0000 0.0000 -3254.3500 -60.1877 -985.3000 -60.6712 -152.3200 -47.0123 MIAX PEARL, LLC (“Pearl”) provides tiered pricing. Instinet pays fees and receives rebates based upon Pearl’s pricing schedule. The pricing schedule provided by Pearl, including the pricing for each tier, is available to the public https://www.miaxoptions.com/sites/default/files/ fee_schedule-files/MIAX_PEARL_Fee_Schedule_04012020.pdf. During December 2021, Instinet paid, on average, a net fee of $0.5971 per contract for orders it routed to the exchange. Cboe EDGX Options EDGO 2.02 0.00 3.06 1.08 7.35 0.0000 0.0000 -985.9300 -7.0068 -261.3300 -1.5306 215.8100 1.1349 Cboe EDGX Options (“EDGX Options”) provides tiered pricing. Instinet pays fees and receives rebates based upon EDGX Options’ pricing schedule. The pricing schedule provided by EDGX Options, including the pricing for each tier, is available to the public http://markets.cboe.com/us/ options/membership/fee_schedule/edgx/. During December 2021, Instinet paid, on average, a net fee of $0.009 per contract for orders it routed to the exchange.