1.2 INCA 2021 2 2021-08-05T10:09:34Z 2021 4 9.25 0.03 17.08 19.77 63.12 Nasdaq XNAS 46.20 97.90 4.92 38.09 59.89 594.1743 11.7435 -15700.7216 -28.0933 -518.8233 -0.8612 -7582.6640 -7.8030 "Nasdaq (XNAS): The Nasdaq Stock Market (“NASDAQ”) provides tiered pricing. Instinet pays fees and receives rebates based upon NASDAQ’s pricing schedule. The pricing schedule provided by NASDAQ, including the pricing for each tier, is available to the public http://www.nasdaqtrader.com/ Trader.aspx?id=PriceListTrading2. During April 2021, Instinet paid, on average, a net fee of $0.0013 per share for executions on NASDAQ." NYSE Arca ARCX 4.72 0.00 3.68 7.15 4.24 0.0000 0.0000 -9031.7392 -29.0150 -72.3050 -0.2116 -10501.6726 -15.8739 "NYSE Arca (ARCX): NYSE ARCA, Inc. (“ARCA”) provides tiered pricing. Instinet pays fees and receives rebates based upon ARCA’s pricing schedule. The pricing schedule provided by ARCA, including the pricing for each tier, is available to the public https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/ NYSE_Arca_Marketplace_Fees.pdf. During April 2021, Instinet paid, on average, a net fee of $0.0018 per share for executions on ARCA." New York Stock Exch XNYS 4.36 0.12 8.22 5.50 2.96 -0.2750 -27.5000 -23136.0919 -27.5570 -10332.2120 -20.6070 -13813.7423 -21.6159 "New York Stock Exchange (XNYS): New York Stock Exchange LLC (“NYSE”) provides tiered pricing. Instinet pays fees and receives rebates based upon NYSE’s pricing schedule. The pricing schedule provided by NYSE, including the pricing for each tier, is available to the public https://www.nyse.com/publicdocs/nyse/ markets/nyse/NYSE_Price_List.pdf. During April 2021, Instinet paid, on average, a net fee of $0.0024 per share for executions on NYSE." UBS Securities LLC - UBS ATS UBSA 3.43 0.00 6.62 3.92 2.41 0.0000 0.0000 -538.3470 -10.0000 -274.0090 -10.0000 -320.3860 -10.0000 "UBS ATS - UBS Securities LLC (“UBSA”) Instinet is a subscriber to the UBS ATS and pays a fee for executions occurring in the UBS ATS." Cboe EDGA Exchange, Inc. EDGA 3.20 0.00 5.87 3.15 2.49 0.0000 0.0000 4510.3270 20.7901 2648.5104 20.4155 3208.3134 20.7703 "Cboe EDGA Exchange, Inc. (EDGA): Cboe EDGA Exchange, Inc. (“Cboe EDGA”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe EDGA’s pricing schedule. The pricing schedule provided by Cboe EDGA, including the pricing for each tier, is available to the public https://markets.cboe.com/us/ equities/membership/fee_schedule/edga/. During April 2021, Instinet received, on average, a net rebate of $0.002 per share for executions on Cboe EDGA." Credit Suisse Securities (USA) CROS 2.83 0.00 5.26 2.91 2.15 0.0000 0.0000 -51.3150 -10.0000 -38.4680 -10.0000 -48.2120 -10.0000 "Credit Suisse Securities (USA) LLC – CrossFinder (“CROS”) Instinet is a subscriber to the CrossFinder ATS and pays a fee for executions occurring in the CrossFinder ATS." JP Morgan Securities LLC JPMX 2.70 0.00 5.13 2.99 1.96 0.0000 0.0000 -250.2790 -10.0000 -118.4290 -10.0000 -112.0540 -10.0000 "JPM-X - J.P. Morgan Securities LLC Instinet is a subscriber to the JPM-X ATS and pays a fee for executions occurring in the JPM-X ATS." Instinet CBX ICBX 2.63 0.00 6.29 3.60 1.33 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 "Instinet CBX (ICBX): Instinet owns and operates the Instinet CBX ATS. Instinet receives a commission from both sides of any transaction occurring in CBX (subject to the fee schedule in effect between Instinet and the relevant subscriber). Additional information regarding the Instinet CBX is available https:// www.sec.gov/divisions/marketreg/form-ats-n-filings.htm." Nasdaq BX XBOS 2.50 0.00 3.65 1.91 2.37 0.0000 0.0000 938.6016 7.8348 -79.1602 -0.9606 -552.3313 -4.4723 "Nasdaq BX (XBOS): Nasdaq BX, Inc. (“Nasdaq BX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Nasdaq BX’s pricing schedule. The pricing schedule provided by Nasdaq BX, including the pricing for each tier, is available to the public https://www.nasdaqtrader.com/ Trader.aspx?id=bx_pricing. During April 2021, Instinet received, on average, a net rebate of $0 per share for executions on Nasdaq BX." Level ATS LEVL 2.33 0.00 5.26 3.30 1.24 0.0000 0.0000 -355.6644 -6.2073 -125.4030 -6.0000 -181.4112 -6.0000 "Level ATS (LEVL): Instinet is a subscriber to the Level ATS. Instinet generally pays a flat fee for executions in Level ATS. However, in instances where Instinet designates an order as only eligible to interact with certain other Level ATS subscribers, Instinet will not pay an execution fee." 3.01 0.01 12.56 31.33 56.10 Nasdaq XNAS 48.37 75.71 5.71 38.12 63.65 231.7799 5.1590 -67830.2888 -28.6289 -8520.2691 -3.8003 -48555.5338 -11.7874 "Nasdaq (XNAS): The Nasdaq Stock Market (“NASDAQ”) provides tiered pricing. Instinet pays fees and receives rebates based upon NASDAQ’s pricing schedule. The pricing schedule provided by NASDAQ, including the pricing for each tier, is available to the public http://www.nasdaqtrader.com/ Trader.aspx?id=PriceListTrading2. During April 2021, Instinet paid, on average, a net fee of $0.0013 per share for executions on NASDAQ." NYSE Arca ARCX 9.47 0.00 4.03 11.91 9.34 0.0000 0.0000 -42864.9118 -29.0003 -8292.4617 -7.4434 -55676.0058 -16.9434 "NYSE Arca (ARCX): NYSE ARCA, Inc. (“ARCA”) provides tiered pricing. Instinet pays fees and receives rebates based upon ARCA’s pricing schedule. The pricing schedule provided by ARCA, including the pricing for each tier, is available to the public https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/ NYSE_Arca_Marketplace_Fees.pdf. During April 2021, Instinet paid, on average, a net fee of $0.0018 per share for executions on ARCA." CBOE EDGX Exchange, Inc. EDGX 4.78 0.95 2.99 9.65 2.47 8.9582 15.7965 -37023.3259 -26.3174 2447.3803 1.8040 -26375.8491 -10.1879 "CBOE EDGX Exchange, Inc. (EDGX): Cboe EDGX Exchange, Inc. (“Cboe EDGX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe EDGX’s pricing schedule. The pricing schedule provided by Cboe EDGX, including the pricing for each tier, is available to the public https://markets.cboe.com/us/ equities/membership/fee_schedule/edgx/. During April 2021, Instinet paid, on average, a net fee of $0.0011 per share for executions on Cboe EDGX." Cboe BZX Exchange BATS 4.62 20.12 3.12 9.02 2.49 -50.3125 -3.3106 -36997.8703 -29.6765 -10520.0620 -21.6658 -26297.5192 -23.9748 "Cboe BZX Exchange, Inc. (BATS): Cboe BZX Exchange, Inc. (“Cboe BZX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe BZX’s pricing schedule. The pricing schedule provided by Cboe BZX, including the pricing for each tier, is available to the public https://markets.cboe.com/us/equities/ membership/fee_schedule/bzx/. During April 2021, Instinet paid, on average, a net fee of $0.0026 per share for executions on Cboe BZX." New York Stock Exch XNYS 3.69 0.24 6.14 2.09 4.03 -0.5171 -27.5053 -67939.1547 -27.6217 -26460.2720 -22.2899 -45321.9323 -22.9253 "New York Stock Exchange (XNYS): New York Stock Exchange LLC (“NYSE”) provides tiered pricing. Instinet pays fees and receives rebates based upon NYSE’s pricing schedule. The pricing schedule provided by NYSE, including the pricing for each tier, is available to the public https://www.nyse.com/publicdocs/nyse/ markets/nyse/NYSE_Price_List.pdf. During April 2021, Instinet paid, on average, a net fee of $0.0024 per share for executions on NYSE." Cboe EDGA Exchange, Inc. EDGA 2.21 0.00 5.85 1.64 1.72 0.0000 0.0000 11673.4742 20.3326 4927.9334 19.5587 7599.5074 20.0808 "Cboe EDGA Exchange, Inc. (EDGA): Cboe EDGA Exchange, Inc. (“Cboe EDGA”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe EDGA’s pricing schedule. The pricing schedule provided by Cboe EDGA, including the pricing for each tier, is available to the public https://markets.cboe.com/us/ equities/membership/fee_schedule/edga/. During April 2021, Instinet received, on average, a net rebate of $0.002 per share for executions on Cboe EDGA." UBS Securities LLC - UBS ATS UBSA 2.19 0.00 5.92 2.37 1.26 0.0000 0.0000 -1651.6290 -10.0000 -844.8470 -10.0000 -838.6360 -10.0000 "UBS ATS - UBS Securities LLC (“UBSA”) Instinet is a subscriber to the UBS ATS and pays a fee for executions occurring in the UBS ATS." Instinet CBX ICBX 2.16 0.00 6.13 2.71 0.96 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 "Instinet CBX (ICBX): Instinet owns and operates the Instinet CBX ATS. Instinet receives a commission from both sides of any transaction occurring in CBX (subject to the fee schedule in effect between Instinet and the relevant subscriber). Additional information regarding the Instinet CBX is available https:// www.sec.gov/divisions/marketreg/form-ats-n-filings.htm." Credit Suisse Securities (USA) CROS 1.92 0.00 4.94 2.00 1.20 0.0000 0.0000 -331.1950 -10.0000 -320.8990 -10.0000 -267.6900 -10.0000 "Credit Suisse Securities (USA) LLC – CrossFinder (“CROS”) Instinet is a subscriber to the CrossFinder ATS and pays a fee for executions occurring in the CrossFinder ATS." JP Morgan Securities LLC JPMX 1.86 0.00 4.88 1.98 1.12 0.0000 0.0000 -835.7480 -10.0000 -380.5200 -10.0000 -313.1560 -10.0000 "JPM-X - J.P. Morgan Securities LLC Instinet is a subscriber to the JPM-X ATS and pays a fee for executions occurring in the JPM-X ATS." 4.39 0.00 4.22 87.60 8.18 Nasdaq Options Market XNDQ 26.79 0.00 7.67 29.79 4.53 0.0000 0.0000 239.4200 12.3222 -4820.1400 -7.4864 -1394.9100 -44.6228 "Nasdaq Options Market (XNDQ): NASDAQ Options Market (“NOM”) provides tiered pricing. Instinet pays fees and receives rebates based upon NOM’s pricing schedule. The pricing schedule provided by NOM, including the pricing for each tier, is available to the public http://nasdaqtrader.com/Micro.aspx? id=OptionsPricing. During April 20210.09 per contract for orders it routed to NOM." NYSE ARCA Options ARCO 21.06 0.00 16.82 22.28 10.20 0.0000 0.0000 -720.8600 -54.3635 60458.9200 35.8930 -459.1400 -49.0011 "NYSE ARCA Options (ARCO): NYSE ARCA Options (“ARCA Options”) provides tiered pricing. Instinet pays fees and receives rebates based upon ARCA Options’ pricing schedule. The pricing schedule provided by ARCA Options, including the pricing for each tier, is available to the public https://www.nyse.com/ publicdocs/nyse/markets/arca-options/NYSE_Arca_Options_Fee_Schedule.pdf. During April 20210.35 per contract for orders it routed to ARCA Options." Cboe BZX Options Exchange BATO 8.56 0.00 11.37 8.90 3.38 0.0000 0.0000 -1175.0000 -76.0026 -28777.3000 -61.2791 -1836.0000 -50.0000 "Cboe BZX Options Exchange (BATO): Cboe BZX Options Exchange (“BZX Options”) provides tiered pricing. Instinet pays fees and receives rebates based upon BZX Options’ pricing schedule. The pricing schedule provided by BZX Options, including the pricing for each tier, is available to the public at https://markets.cboe.com/ us/options/membership/fee_schedule/bzx/. During April 20210.48 per contract for orders it routed to BZX Options." Nasdaq GEMX, LLC GMNI 5.59 0.00 8.78 5.94 0.19 0.0000 0.0000 -876.6200 -74.6060 -9507.6800 -42.7254 -81.3400 -49.0000 "Nasdaq GEMX, LLC (GMNI): Nasdaq GEMX, LLC (“GEMX”) provides tiered pricing. Instinet pays fees and receives rebates based upon GEMX’s pricing schedule. The pricing schedule provided by GEMX, including the pricing for each tier, is available to the public http://nasdaqgemx.cchwallstreet.com/tools/ PlatformViewer.asp?searched=1&selectednode=chp%5F1%5F1%5F2%5F15&CiRestriction=schedule&manual=%2Fcontents%2FGEMX%2Fnasdaq%2Dgemx%2Drules%2F. During April 20210.44 per contract for orders it routed to GEMX." Nasdaq ISE XISX 5.51 0.00 5.91 4.68 14.16 0.0000 0.0000 -588.8100 -44.3047 -5770.3000 -41.5010 -795.2900 -33.6987 "Nasdaq ISE (XISX): Nasdaq ISE, LLC (“ISE”) provides tiered pricing. Instinet pays fees and receives rebates based upon ISE’s pricing schedule. The pricing schedule provided by ISE, including the pricing for each tier, is available to the public http://ise.cchwallstreet.com/tools/PlatformViewer.asp? searched=1&selectednode=chp%5F1%5F1%5F2%5F15&CiRestriction=schedule&manual=%2Fcontents%2FISE%2Fise%2Drules%2F. During April 20210.41 per contract for orders it routed to ISE. Separately, in accordance with ISE’s market maker preferencing program, Instinet has preferenced a market maker on ISE. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on ISE. Such payments are provided by the relevant market maker, and not by the Exchange." MIAX Pearl, LLC MPRL 4.67 0.00 6.56 4.31 7.63 0.0000 0.0000 -305.9000 -73.1818 -9251.0900 -55.2403 -1031.1200 -46.1558 "MIAX Pearl, LLC (MPRL): MIAX PEARL, LLC (“Pearl”) provides tiered pricing. Instinet pays fees and receives rebates based upon Pearl’s pricing schedule. The pricing schedule provided by Pearl, including the pricing for each tier, is available to the public https://www.miaxoptions.com/sites/default/files/ fee_schedule-files/MIAX_PEARL_Fee_Schedule_04012020.pdf. During April 20210.55 per contract for orders it routed to Pearl. Separately, in accordance with Pearl’s market maker preferencing program, Instinet has preferenced a market maker on Pearl. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on Pearl. Such payments are provided by the relevant market maker, and not by the Exchange." CBOE Exchange XCBO 4.62 0.00 6.28 4.12 9.10 0.0000 0.0000 -212.4475 -4.6723 -4322.8675 -20.4739 -0.2200 -0.2500 "CBOE Exchange (XCBO): Cboe Exchange, Inc. (“Cboe”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe’s pricing schedule. The pricing schedule provided by Cboe, including the pricing for each tier, is available to the public https://cdn.cboe.com/resources/membership/ Cboe_FeeSchedule.pdf. During April 20210.18 per contract for orders it routed to Cboe. Separately, in accordance with Cboe’s market maker preferencing program, Instinet has preferenced a market maker on Cboe. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on Cboe. Such payments are provided by the relevant market maker, and not by the Exchange. Separately, in accordance with Cboe’s market maker preferencing program, Instinet has preferenced a market maker on Cboe. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on Cboe. Such payments are provided by the relevant market maker, and not by the Exchange." C2 Options Exchange, Inc. C2OX 3.86 0.00 4.53 3.35 9.01 0.0000 0.0000 -738.0700 -38.6222 -4028.8200 -15.1113 -548.9600 -37.2935 Instinet pays fees and receives rebates based upon Cboe C2 Options Exchange’s (“C2”) pricing schedule. During April 20210.18 per contract for orders it routed to C2. NYSE American Options AMXO 3.61 0.00 7.02 2.94 9.01 0.0000 0.0000 -135.7500 -6.4428 -1677.2500 -20.0965 0.0000 0.0000 "NYSE American Options (AMXO): NYSE American Options (“AMEX”) provides tiered pricing. Instinet pays fees and receives rebates based upon AMEX’s pricing schedule. The pricing schedule provided by AMEX, including the pricing for each tier, is available to the public https://www.nyse.com/publicdocs/nyse/markets/ american-options/NYSE_American_Options_Fee_Schedule.pdf. During April 20210.17 per contract for orders it routed to AMEX. Separately, in accordance with AMEX’s market maker preferencing program, Instinet has preferenced a market maker on AMEX. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on AMEX. Such payments are provided by the relevant market maker, and not by the Exchange." MIAX Emerald, LLC. EMLD 3.23 0.00 6.10 3.35 0.43 0.0000 0.0000 -232.8000 -86.2222 -4783.3500 -72.7616 -245.0000 -50.0000 "Nasdaq PHLX (XPHO): Nasdaq PHLX LLC (“Nasdaq PHLX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Nasdaq PHLX’s pricing schedule. The pricing schedule provided by Nasdaq PHLX, including the pricing for each tier, is available to the public at http://nasdaqphlx.cchwallstreet.com/NASDAQPHLXTools/PlatformViewer.asp?selectednode=chp%5F1%5F1%5F3%5F15&manual=%2Fnasdaqomxphlx%2Fphlx%2Fphlx%2Dllcrules%2F. During April 20210.42 per contract for orders it routed to Nasdaq PHLX." 2021 5 8.56 0.04 17.39 27.99 54.58 Nasdaq XNAS 36.68 97.92 4.87 37.69 46.27 562.1449 10.2883 -14739.2997 -28.0753 -1567.9453 -2.4894 -7286.7293 -8.9471 "Nasdaq (XNAS): The Nasdaq Stock Market (“NASDAQ”) provides tiered pricing. Instinet pays fees and receives rebates based upon NASDAQ’s pricing schedule. The pricing schedule provided by NASDAQ, including the pricing for each tier, is available to the public http://www.nasdaqtrader.com/ Trader.aspx?id=PriceListTrading2. During May 2021, Instinet paid, on average, a net fee of $0.0015 per share for executions on NASDAQ." New York Stock Exch XNYS 4.73 0.10 8.52 4.19 3.81 -1.9801 -27.5014 -23574.3238 -27.6074 -10383.4684 -21.3084 -17112.2086 -22.4704 "New York Stock Exchange (XNYS): New York Stock Exchange LLC (“NYSE”) provides tiered pricing. Instinet pays fees and receives rebates based upon NYSE’s pricing schedule. The pricing schedule provided by NYSE, including the pricing for each tier, is available to the public https://www.nyse.com/publicdocs/nyse/ markets/nyse/NYSE_Price_List.pdf. During May 2021, Instinet paid, on average, a net fee of $0.0024 per share for executions on NYSE." NYSE Arca ARCX 4.57 0.00 3.55 5.90 4.22 0.0000 0.0000 -8474.0513 -28.7223 11.5003 0.0322 -6411.4337 -13.4339 "NYSE Arca (ARCX): NYSE ARCA, Inc. (“ARCA”) provides tiered pricing. Instinet pays fees and receives rebates based upon ARCA’s pricing schedule. The pricing schedule provided by ARCA, including the pricing for each tier, is available to the public https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/ NYSE_Arca_Marketplace_Fees.pdf. During May 2021, Instinet paid, on average, a net fee of $0.0016 per share for executions on ARCA." UBS Securities LLC - UBS ATS UBSA 4.33 0.00 6.69 3.88 3.81 0.0000 0.0000 -435.2110 -10.0000 -341.1580 -10.0000 -377.4250 -10.0000 "UBS ATS - UBS Securities LLC (“UBSA”) Instinet is a subscriber to the UBS ATS and pays a fee for executions occurring in the UBS ATS." Credit Suisse Securities (USA) CROS 3.61 0.00 5.42 3.21 3.24 0.0000 0.0000 -431.2410 -10.0000 -269.7280 -10.0000 -326.3010 -10.0000 "Credit Suisse Securities (USA) LLC – CrossFinder (“CROS”) Instinet is a subscriber to the CrossFinder ATS and pays a fee for executions occurring in the CrossFinder ATS." Cboe EDGA Exchange, Inc. EDGA 3.41 0.00 5.84 2.97 2.86 0.0000 0.0000 4217.2872 20.4374 2222.7686 20.2565 2685.2296 20.3179 "Cboe EDGA Exchange, Inc. (EDGA): Cboe EDGA Exchange, Inc. (“Cboe EDGA”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe EDGA’s pricing schedule. The pricing schedule provided by Cboe EDGA, including the pricing for each tier, is available to the public https://markets.cboe.com/us/ equities/membership/fee_schedule/edga/. During May 2021, Instinet received, on average, a net rebate of $0.002 per share for executions on Cboe EDGA." JP Morgan Securities LLC JPMX 3.35 0.00 4.96 3.03 3.01 0.0000 0.0000 -188.7050 -10.0000 -91.8150 -10.0000 -127.4010 -10.0000 "JPM-X - J.P. Morgan Securities LLC Instinet is a subscriber to the JPM-X ATS and pays a fee for executions occurring in the JPM-X ATS." Instinet CBX ICBX 3.25 0.31 6.33 3.87 1.96 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 "Instinet CBX (ICBX): Instinet owns and operates the Instinet CBX ATS. Instinet receives a commission from both sides of any transaction occurring in CBX (subject to the fee schedule in effect between Instinet and the relevant subscriber). Additional information regarding the Instinet CBX is available https:// www.sec.gov/divisions/marketreg/form-ats-n-filings.htm." Level ATS LEVL 2.96 0.00 5.43 3.48 1.92 0.0000 0.0000 -304.5840 -6.1453 -160.9716 -6.0747 -145.1796 -6.0374 "Level ATS (LEVL): Instinet is a subscriber to the Level ATS. Instinet generally pays a flat fee for executions in Level ATS. However, in instances where Instinet designates an order as only eligible to interact with certain other Level ATS subscribers, Instinet will not pay an execution fee." Virtu MatchIt VFMI 2.65 0.00 4.29 2.33 2.29 0.0000 0.0000 -20.9275 -5.0000 -23.1705 -5.0000 -17.6150 -5.0000 "Virtu MatchIt (VFMI): Instinet is a subscriber to the Virtu MatchIt ATS and pays a fee for executions occurring in the Virtu MatchIt ATS." 2.67 0.01 10.69 30.62 58.67 Nasdaq XNAS 50.92 78.74 6.21 38.21 65.71 -44.5067 -0.6608 -59901.3625 -28.5554 -16142.5534 -7.3443 -56063.8002 -13.2281 "Nasdaq (XNAS): The Nasdaq Stock Market (“NASDAQ”) provides tiered pricing. Instinet pays fees and receives rebates based upon NASDAQ’s pricing schedule. The pricing schedule provided by NASDAQ, including the pricing for each tier, is available to the public http://www.nasdaqtrader.com/ Trader.aspx?id=PriceListTrading2. During May 2021, Instinet paid, on average, a net fee of $0.0015 per share for executions on NASDAQ." NYSE Arca ARCX 9.87 0.00 4.44 13.89 8.76 0.0000 0.0000 -36891.8537 -28.9962 -8083.8545 -6.8950 -52847.3400 -14.7349 "NYSE Arca (ARCX): NYSE ARCA, Inc. (“ARCA”) provides tiered pricing. Instinet pays fees and receives rebates based upon ARCA’s pricing schedule. The pricing schedule provided by ARCA, including the pricing for each tier, is available to the public https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/ NYSE_Arca_Marketplace_Fees.pdf. During May 2021, Instinet paid, on average, a net fee of $0.0016 per share for executions on ARCA." CBOE EDGX Exchange, Inc. EDGX 5.11 0.51 3.12 10.15 2.84 3.8340 9.6794 -31312.0824 -26.6397 -5980.4829 -6.1055 -28462.3564 -11.8341 "CBOE EDGX Exchange, Inc. (EDGX): Cboe EDGX Exchange, Inc. (“Cboe EDGX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe EDGX’s pricing schedule. The pricing schedule provided by Cboe EDGX, including the pricing for each tier, is available to the public https://markets.cboe.com/us/ equities/membership/fee_schedule/edgx/. During May 2021, Instinet paid, on average, a net fee of $0.0014 per share for executions on Cboe EDGX." Cboe BZX Exchange BATS 5.01 14.77 3.15 9.91 2.78 -59.0130 -2.5609 -28488.9459 -29.7401 -11063.3939 -21.7526 -26411.8422 -24.2998 "Cboe BZX Exchange, Inc. (BATS): Cboe BZX Exchange, Inc. (“Cboe BZX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe BZX’s pricing schedule. The pricing schedule provided by Cboe BZX, including the pricing for each tier, is available to the public https://markets.cboe.com/us/equities/ membership/fee_schedule/bzx/. During May 2021, Instinet paid, on average, a net fee of $0.0025 per share for executions on Cboe BZX." New York Stock Exch XNYS 3.63 0.06 7.40 2.15 3.71 -0.2750 -27.5000 -66371.3700 -27.5322 -29338.3120 -22.5147 -58526.0215 -22.9213 "New York Stock Exchange (XNYS): New York Stock Exchange LLC (“NYSE”) provides tiered pricing. Instinet pays fees and receives rebates based upon NYSE’s pricing schedule. The pricing schedule provided by NYSE, including the pricing for each tier, is available to the public https://www.nyse.com/publicdocs/nyse/ markets/nyse/NYSE_Price_List.pdf. During May 2021, Instinet paid, on average, a net fee of $0.0024 per share for executions on NYSE." UBS Securities LLC - UBS ATS UBSA 1.94 0.00 5.74 2.18 1.13 0.0000 0.0000 -1228.1390 -10.0000 -948.5200 -10.0000 -1064.6410 -10.0000 "UBS ATS - UBS Securities LLC (“UBSA”) Instinet is a subscriber to the UBS ATS and pays a fee for executions occurring in the UBS ATS." Cboe EDGA Exchange, Inc. EDGA 1.89 0.00 5.64 1.37 1.47 0.0000 0.0000 11072.5094 20.0866 5266.5574 18.4535 9014.8798 20.1647 "Cboe EDGA Exchange, Inc. (EDGA): Cboe EDGA Exchange, Inc. (“Cboe EDGA”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe EDGA’s pricing schedule. The pricing schedule provided by Cboe EDGA, including the pricing for each tier, is available to the public https://markets.cboe.com/us/ equities/membership/fee_schedule/edga/. During May 2021, Instinet received, on average, a net rebate of $0.002 per share for executions on Cboe EDGA." Instinet CBX ICBX 1.78 0.00 5.26 2.32 0.86 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 "Instinet CBX (ICBX): Instinet owns and operates the Instinet CBX ATS. Instinet receives a commission from both sides of any transaction occurring in CBX (subject to the fee schedule in effect between Instinet and the relevant subscriber). Additional information regarding the Instinet CBX is available https:// www.sec.gov/divisions/marketreg/form-ats-n-filings.htm." Credit Suisse Securities (USA) CROS 1.66 0.00 4.58 1.90 1.00 0.0000 0.0000 -911.1620 -10.0000 -717.4720 -10.0000 -672.2200 -10.0000 "Credit Suisse Securities (USA) LLC – CrossFinder (“CROS”) Instinet is a subscriber to the CrossFinder ATS and pays a fee for executions occurring in the CrossFinder ATS." Level ATS LEVL 1.65 0.00 5.28 2.01 0.80 0.0000 0.0000 -1037.6460 -6.5215 -589.2360 -6.2932 -873.7740 -6.0833 "Level ATS (LEVL): Instinet is a subscriber to the Level ATS. Instinet generally pays a flat fee for executions in Level ATS. However, in instances where Instinet designates an order as only eligible to interact with certain other Level ATS subscribers, Instinet will not pay an execution fee." 0.14 0.00 4.36 94.69 0.96 Nasdaq Options Market XNDQ 31.44 0.00 10.68 32.38 32.63 0.0000 0.0000 -852.7200 -36.4255 6978.2700 6.6854 53.6900 3.2878 "Nasdaq Options Market (XNDQ): NASDAQ Options Market (“NOM”) provides tiered pricing. Instinet pays fees and receives rebates based upon NOM’s pricing schedule. The pricing schedule provided by NOM, including the pricing for each tier, is available to the public http://nasdaqtrader.com/Micro.aspx? id=OptionsPricing. During May 20210.06 per contract for orders it routed to NOM." NYSE ARCA Options ARCO 13.97 0.00 12.59 14.06 11.05 0.0000 0.0000 -1557.2700 -60.4530 88916.8900 34.6393 603.3400 43.9112 "NYSE ARCA Options (ARCO): NYSE ARCA Options (“ARCA Options”) provides tiered pricing. Instinet pays fees and receives rebates based upon ARCA Options’ pricing schedule. The pricing schedule provided by ARCA Options, including the pricing for each tier, is available to the public https://www.nyse.com/ publicdocs/nyse/markets/arca-options/NYSE_Arca_Options_Fee_Schedule.pdf. During May 20210.34 per contract for orders it routed to ARCA Options." BOX Exchange XBOX 10.37 0.00 4.16 10.74 1.32 0.0000 0.0000 -202.3000 -25.0371 -694.1500 -8.6509 0.0000 0.0000 "BOX Exchange (XBOX): BOX Exchange LLC (“BOX”) provides tiered pricing. Instinet pays fees and receives rebates based upon BOX’s pricing schedule. The pricing schedule provided by BOX, including the pricing for each tier, is available to the public at https://boxoptions.com/regulatory/fee-schedule/. During May 20210.1 per contract for orders it routed to BOX." Cboe BZX Options Exchange BATO 9.96 0.00 14.55 9.69 15.53 0.0000 0.0000 -3010.9000 -59.3398 -76208.3000 -53.5047 -3301.5000 -49.4385 "Cboe BZX Options Exchange (BATO): Cboe BZX Options Exchange (“BZX Options”) provides tiered pricing. Instinet pays fees and receives rebates based upon BZX Options’ pricing schedule. The pricing schedule provided by BZX Options, including the pricing for each tier, is available to the public at https://markets.cboe.com/ us/options/membership/fee_schedule/bzx/. During May 20210.46 per contract for orders it routed to BZX Options." Nasdaq ISE XISX 4.22 0.00 4.79 4.08 15.53 0.0000 0.0000 -273.0300 -49.8230 -5011.2000 -37.5990 -372.9600 -27.9580 "Nasdaq ISE (XISX): Nasdaq ISE, LLC (“ISE”) provides tiered pricing. Instinet pays fees and receives rebates based upon ISE’s pricing schedule. The pricing schedule provided by ISE, including the pricing for each tier, is available to the public http://ise.cchwallstreet.com/tools/PlatformViewer.asp? searched=1&selectednode=chp%5F1%5F1%5F2%5F15&CiRestriction=schedule&manual=%2Fcontents%2FISE%2Fise%2Drules%2F. During May 20210.37 per contract for orders it routed to ISE. Separately, in accordance with ISE’s market maker preferencing program, Instinet has preferenced a market maker on ISE. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on ISE. Such payments are provided by the relevant market maker, and not by the Exchange." C2 Options Exchange, Inc. C2OX 3.89 0.00 6.18 3.78 4.47 0.0000 0.0000 -575.4400 -62.2771 -13902.9600 -31.6156 755.1400 34.2002 "MIAX Pearl, LLC (MPRL): MIAX PEARL, LLC (“Pearl”) provides tiered pricing. Instinet pays fees and receives rebates based upon Pearl’s pricing schedule. The pricing schedule provided by Pearl, including the pricing for each tier, is available to the public https://www.miaxoptions.com/sites/default/files/ fee_schedule-files/MIAX_PEARL_Fee_Schedule_04012020.pdf. During May 20210.51 per contract for orders it routed to Pearl. Separately, in accordance with Pearl’s market maker preferencing program, Instinet has preferenced a market maker on Pearl. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on Pearl. Such payments are provided by the relevant market maker, and not by the Exchange." Nasdaq GEMX, LLC GMNI 3.87 0.00 6.93 3.75 1.32 0.0000 0.0000 -934.8800 -61.7898 -18748.6500 -38.6722 -240.1000 -49.0000 Instinet pays fees and receives rebates based upon Cboe C2 Options Exchange’s (“C2”) pricing schedule. During May 20210.29 per contract for orders it routed to C2. MIAX Pearl, LLC MPRL 3.87 0.00 6.12 3.75 5.00 0.0000 0.0000 -581.8000 -60.7307 -15781.4600 -51.2918 -507.3800 -46.0000 "Nasdaq GEMX, LLC (GMNI): Nasdaq GEMX, LLC (“GEMX”) provides tiered pricing. Instinet pays fees and receives rebates based upon GEMX’s pricing schedule. The pricing schedule provided by GEMX, including the pricing for each tier, is available to the public http://nasdaqgemx.cchwallstreet.com/tools/ PlatformViewer.asp?searched=1&selectednode=chp%5F1%5F1%5F2%5F15&CiRestriction=schedule&manual=%2Fcontents%2FGEMX%2Fnasdaq%2Dgemx%2Drules%2F. During May 20210.39 per contract for orders it routed to GEMX." CBOE Exchange XCBO 3.83 0.00 7.16 3.68 3.16 0.0000 0.0000 -596.5975 -35.1353 -6443.4425 -17.5346 -44.8475 -14.9992 "CBOE Exchange (XCBO): Cboe Exchange, Inc. (“Cboe”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe’s pricing schedule. The pricing schedule provided by Cboe, including the pricing for each tier, is available to the public https://cdn.cboe.com/resources/membership/ Cboe_FeeSchedule.pdf. During May 20210.18 per contract for orders it routed to Cboe. Separately, in accordance with Cboe’s market maker preferencing program, Instinet has preferenced a market maker on Cboe. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on Cboe. Such payments are provided by the relevant market maker, and not by the Exchange. Separately, in accordance with Cboe’s market maker preferencing program, Instinet has preferenced a market maker on Cboe. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on Cboe. Such payments are provided by the relevant market maker, and not by the Exchange." NYSE American Options AMXO 2.75 0.00 5.89 2.61 3.16 0.0000 0.0000 -285.0000 -26.5610 -1479.7500 -14.0594 0.0000 0.0000 "NYSE American Options (AMXO): NYSE American Options (“AMEX”) provides tiered pricing. Instinet pays fees and receives rebates based upon AMEX’s pricing schedule. The pricing schedule provided by AMEX, including the pricing for each tier, is available to the public https://www.nyse.com/publicdocs/nyse/markets/ american-options/NYSE_American_Options_Fee_Schedule.pdf. During May 20210.15 per contract for orders it routed to AMEX. Separately, in accordance with AMEX’s market maker preferencing program, Instinet has preferenced a market maker on AMEX. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on AMEX. Such payments are provided by the relevant market maker, and not by the Exchange." 2021 6 6.01 0.03 27.44 20.73 51.80 Nasdaq XNAS 27.58 95.58 4.53 37.56 35.77 664.9528 10.9416 -19730.6576 -28.2318 2746.8459 6.5763 -10276.8397 -12.0140 "Nasdaq (XNAS): The Nasdaq Stock Market (“NASDAQ”) provides tiered pricing. Instinet pays fees and receives rebates based upon NASDAQ’s pricing schedule. The pricing schedule provided by NASDAQ, including the pricing for each tier, is available to the public http://www.nasdaqtrader.com/ Trader.aspx?id=PriceListTrading2. During June 2021, Instinet paid, on average, a net fee of $0.0018 per share for executions on NASDAQ." New York Stock Exch XNYS 5.58 0.00 7.99 3.79 5.03 0.0000 0.0000 -31858.6407 -28.6041 -3770.5639 -14.6159 -18254.9535 -24.1060 "New York Stock Exchange (XNYS): New York Stock Exchange LLC (“NYSE”) provides tiered pricing. Instinet pays fees and receives rebates based upon NYSE’s pricing schedule. The pricing schedule provided by NYSE, including the pricing for each tier, is available to the public https://www.nyse.com/publicdocs/nyse/ markets/nyse/NYSE_Price_List.pdf. During June 2021, Instinet paid, on average, a net fee of $0.0025 per share for executions on NYSE." NYSE Arca ARCX 5.35 0.00 3.20 9.53 4.81 0.0000 0.0000 -10338.4989 -28.5489 3670.9477 14.1860 -5898.0895 -12.3325 "NYSE Arca (ARCX): NYSE ARCA, Inc. (“ARCA”) provides tiered pricing. Instinet pays fees and receives rebates based upon ARCA’s pricing schedule. The pricing schedule provided by ARCA, including the pricing for each tier, is available to the public https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/ NYSE_Arca_Marketplace_Fees.pdf. During June 2021, Instinet paid, on average, a net fee of $0.0015 per share for executions on ARCA." UBS Securities LLC - UBS ATS UBSA 4.95 0.28 6.98 3.88 4.30 0.0000 0.0000 -735.1870 -10.0000 -288.7630 -10.0000 -452.2060 -10.0000 "UBS ATS - UBS Securities LLC (“UBSA”) Instinet is a subscriber to the UBS ATS and pays a fee for executions occurring in the UBS ATS." Credit Suisse Securities (USA) CROS 4.21 0.14 5.82 3.10 3.80 0.0000 0.0000 -940.2510 -10.0000 -289.9500 -10.0000 -455.8410 -10.0000 "Credit Suisse Securities (USA) LLC – CrossFinder (“CROS”) Instinet is a subscriber to the CrossFinder ATS and pays a fee for executions occurring in the CrossFinder ATS." Cboe EDGA Exchange, Inc. EDGA 4.02 0.00 5.12 2.23 4.15 0.0000 0.0000 4435.0566 20.4368 627.2930 17.6344 2345.1626 19.7048 "Cboe EDGA Exchange, Inc. (EDGA): Cboe EDGA Exchange, Inc. (“Cboe EDGA”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe EDGA’s pricing schedule. The pricing schedule provided by Cboe EDGA, including the pricing for each tier, is available to the public https://markets.cboe.com/us/ equities/membership/fee_schedule/edga/. During June 2021, Instinet received, on average, a net rebate of $0.002 per share for executions on Cboe EDGA." Nasdaq BX XBOS 3.69 0.00 3.91 2.12 4.20 0.0000 0.0000 925.0438 7.0149 -340.7997 -8.9710 -716.9347 -7.5786 "Nasdaq BX (XBOS): Nasdaq BX, Inc. (“Nasdaq BX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Nasdaq BX’s pricing schedule. The pricing schedule provided by Nasdaq BX, including the pricing for each tier, is available to the public https://www.nasdaqtrader.com/ Trader.aspx?id=bx_pricing. During June 2021, Instinet paid, on average, a net fee of $0.0001 per share for executions on Nasdaq BX." Instinet CBX ICBX 3.68 0.14 6.70 3.83 2.02 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 "Instinet CBX (ICBX): Instinet owns and operates the Instinet CBX ATS. Instinet receives a commission from both sides of any transaction occurring in CBX (subject to the fee schedule in effect between Instinet and the relevant subscriber). Additional information regarding the Instinet CBX is available https:// www.sec.gov/divisions/marketreg/form-ats-n-filings.htm." JP Morgan Securities LLC JPMX 3.66 0.14 4.92 2.89 3.30 0.0000 0.0000 -245.0460 -10.0000 -69.2580 -10.0000 -105.9670 -10.0000 "JPM-X - J.P. Morgan Securities LLC Instinet is a subscriber to the JPM-X ATS and pays a fee for executions occurring in the JPM-X ATS." Level ATS LEVL 3.21 0.14 5.58 3.33 1.91 0.0000 0.0000 -439.3386 -6.0446 -50.5842 -6.0000 -148.6914 -6.0000 "Level ATS (LEVL): Instinet is a subscriber to the Level ATS. Instinet generally pays a flat fee for executions in Level ATS. However, in instances where Instinet designates an order as only eligible to interact with certain other Level ATS subscribers, Instinet will not pay an execution fee." 2.98 0.01 18.14 26.96 54.89 Nasdaq XNAS 44.41 64.79 6.76 42.41 57.84 636.7278 12.8517 -118399.0537 -28.8140 -1559.1523 -0.8707 -94577.9432 -17.2462 "Nasdaq (XNAS): The Nasdaq Stock Market (“NASDAQ”) provides tiered pricing. Instinet pays fees and receives rebates based upon NASDAQ’s pricing schedule. The pricing schedule provided by NASDAQ, including the pricing for each tier, is available to the public http://www.nasdaqtrader.com/ Trader.aspx?id=PriceListTrading2. During June 2021, Instinet paid, on average, a net fee of $0.0018 per share for executions on NASDAQ." NYSE Arca ARCX 8.78 0.00 5.04 14.00 7.46 0.0000 0.0000 -77852.2228 -28.6863 13225.5081 10.7680 -87825.2294 -15.9285 "NYSE Arca (ARCX): NYSE ARCA, Inc. (“ARCA”) provides tiered pricing. Instinet pays fees and receives rebates based upon ARCA’s pricing schedule. The pricing schedule provided by ARCA, including the pricing for each tier, is available to the public https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/ NYSE_Arca_Marketplace_Fees.pdf. During June 2021, Instinet paid, on average, a net fee of $0.0015 per share for executions on ARCA." New York Stock Exch XNYS 4.93 0.32 7.28 2.22 5.48 -1.6300 -7.0870 -117016.8414 -28.5029 -11238.2601 -14.0878 -74323.8598 -22.9535 "New York Stock Exchange (XNYS): New York Stock Exchange LLC (“NYSE”) provides tiered pricing. Instinet pays fees and receives rebates based upon NYSE’s pricing schedule. The pricing schedule provided by NYSE, including the pricing for each tier, is available to the public https://www.nyse.com/publicdocs/nyse/ markets/nyse/NYSE_Price_List.pdf. During June 2021, Instinet paid, on average, a net fee of $0.0025 per share for executions on NYSE." Cboe BZX Exchange BATS 4.62 20.96 3.98 8.63 2.86 -183.2345 -8.3371 -62292.9577 -29.4197 3954.6007 7.4856 -32141.3862 -17.6496 "Cboe BZX Exchange, Inc. (BATS): Cboe BZX Exchange, Inc. (“Cboe BZX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe BZX’s pricing schedule. The pricing schedule provided by Cboe BZX, including the pricing for each tier, is available to the public https://markets.cboe.com/us/equities/ membership/fee_schedule/bzx/. During June 2021, Instinet paid, on average, a net fee of $0.0021 per share for executions on Cboe BZX." CBOE EDGX Exchange, Inc. EDGX 4.00 0.74 3.75 6.61 2.81 1.0288 3.9953 -73681.5197 -27.4349 -4339.9887 -12.3402 -64792.0389 -24.5001 "CBOE EDGX Exchange, Inc. (EDGX): Cboe EDGX Exchange, Inc. (“Cboe EDGX”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe EDGX’s pricing schedule. The pricing schedule provided by Cboe EDGX, including the pricing for each tier, is available to the public https://markets.cboe.com/us/ equities/membership/fee_schedule/edgx/. During June 2021, Instinet paid, on average, a net fee of $0.0025 per share for executions on Cboe EDGX." UBS Securities LLC - UBS ATS UBSA 2.62 0.00 5.71 2.45 1.68 0.0000 0.0000 -2075.3550 -10.0000 -787.4020 -10.0000 -1332.2040 -10.0000 "UBS ATS - UBS Securities LLC (“UBSA”) Instinet is a subscriber to the UBS ATS and pays a fee for executions occurring in the UBS ATS." Instinet CBX ICBX 2.51 0.00 6.07 2.59 1.29 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 "Instinet CBX (ICBX): Instinet owns and operates the Instinet CBX ATS. Instinet receives a commission from both sides of any transaction occurring in CBX (subject to the fee schedule in effect between Instinet and the relevant subscriber). Additional information regarding the Instinet CBX is available https:// www.sec.gov/divisions/marketreg/form-ats-n-filings.htm." Cboe EDGA Exchange, Inc. EDGA 2.36 0.11 5.07 0.89 2.19 -7.5000 -30.0000 14943.0636 20.1090 1313.3102 15.4700 8842.2908 20.3651 "Cboe EDGA Exchange, Inc. (EDGA): Cboe EDGA Exchange, Inc. (“Cboe EDGA”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe EDGA’s pricing schedule. The pricing schedule provided by Cboe EDGA, including the pricing for each tier, is available to the public https://markets.cboe.com/us/ equities/membership/fee_schedule/edga/. During June 2021, Instinet received, on average, a net rebate of $0.002 per share for executions on Cboe EDGA." Credit Suisse Securities (USA) CROS 2.34 0.00 5.10 2.06 1.56 0.0000 0.0000 -2502.7590 -10.0000 -704.5620 -10.0000 -1273.8270 -10.0000 "Credit Suisse Securities (USA) LLC – CrossFinder (“CROS”) Instinet is a subscriber to the CrossFinder ATS and pays a fee for executions occurring in the CrossFinder ATS." JP Morgan Securities LLC JPMX 2.12 0.00 4.55 1.96 1.39 0.0000 0.0000 -874.1310 -10.0000 -170.1930 -10.0000 -306.9950 -10.0000 "JPM-X - J.P. Morgan Securities LLC Instinet is a subscriber to the JPM-X ATS and pays a fee for executions occurring in the JPM-X ATS." 0.03 0.00 2.53 94.67 2.79 BOX Exchange XBOX 42.96 0.00 6.59 44.90 10.12 0.0000 0.0000 147.4000 9.0153 787.6000 7.4064 148.2000 73.3663 "BOX Exchange (XBOX): BOX Exchange LLC (“BOX”) provides tiered pricing. Instinet pays fees and receives rebates based upon BOX’s pricing schedule. The pricing schedule provided by BOX, including the pricing for each tier, is available to the public at https://boxoptions.com/regulatory/fee-schedule/. During June 20210.09 per contract for orders it routed to BOX." NYSE ARCA Options ARCO 21.32 0.00 11.96 21.85 11.90 0.0000 0.0000 -2185.4500 -36.4424 158209.0700 38.4836 235.1600 57.3561 "NYSE ARCA Options (ARCO): NYSE ARCA Options (“ARCA Options”) provides tiered pricing. Instinet pays fees and receives rebates based upon ARCA Options’ pricing schedule. The pricing schedule provided by ARCA Options, including the pricing for each tier, is available to the public https://www.nyse.com/ publicdocs/nyse/markets/arca-options/NYSE_Arca_Options_Fee_Schedule.pdf. During June 20210.37 per contract for orders it routed to ARCA Options." Nasdaq Options Market XNDQ 8.48 0.00 11.30 8.57 2.84 0.0000 0.0000 -3828.2000 -51.9078 -23348.5700 -26.3575 107.0800 18.9187 "Nasdaq Options Market (XNDQ): NASDAQ Options Market (“NOM”) provides tiered pricing. Instinet pays fees and receives rebates based upon NOM’s pricing schedule. The pricing schedule provided by NOM, including the pricing for each tier, is available to the public http://nasdaqtrader.com/Micro.aspx? id=OptionsPricing. During June 20210.28 per contract for orders it routed to NOM." Cboe BZX Options Exchange BATO 5.77 0.00 11.91 5.76 0.80 0.0000 0.0000 -11270.1000 -52.9909 -113618.4500 -56.6128 -347.5000 -50.0000 "Cboe BZX Options Exchange (BATO): Cboe BZX Options Exchange (“BZX Options”) provides tiered pricing. Instinet pays fees and receives rebates based upon BZX Options’ pricing schedule. The pricing schedule provided by BZX Options, including the pricing for each tier, is available to the public at https://markets.cboe.com/ us/options/membership/fee_schedule/bzx/. During June 20210.47 per contract for orders it routed to BZX Options." Nasdaq ISE XISX 2.76 0.00 4.58 2.43 12.11 0.0000 0.0000 -840.0400 -35.5197 -7922.4200 -29.9819 -19.5000 -6.5878 "Nasdaq ISE (XISX): Nasdaq ISE, LLC (“ISE”) provides tiered pricing. Instinet pays fees and receives rebates based upon ISE’s pricing schedule. The pricing schedule provided by ISE, including the pricing for each tier, is available to the public http://ise.cchwallstreet.com/tools/PlatformViewer.asp? searched=1&selectednode=chp%5F1%5F1%5F2%5F15&CiRestriction=schedule&manual=%2Fcontents%2FISE%2Fise%2Drules%2F. During June 20210.3 per contract for orders it routed to ISE. Separately, in accordance with ISE’s market maker preferencing program, Instinet has preferenced a market maker on ISE. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on ISE. Such payments are provided by the relevant market maker, and not by the Exchange." C2 Options Exchange, Inc. C2OX 2.67 0.00 6.73 2.33 10.38 0.0000 0.0000 -1471.3500 -28.9010 -15395.5600 -25.3567 18.5100 28.4769 Instinet pays fees and receives rebates based upon Cboe C2 Options Exchange’s (“C2”) pricing schedule. During June 20210.26 per contract for orders it routed to C2. Nasdaq GEMX, LLC GMNI 2.29 0.00 5.65 2.27 0.00 0.0000 0.0000 -1391.0700 -52.6721 -28429.9200 -50.2384 0.0000 0.0000 "Nasdaq GEMX, LLC (GMNI): Nasdaq GEMX, LLC (“GEMX”) provides tiered pricing. Instinet pays fees and receives rebates based upon GEMX’s pricing schedule. The pricing schedule provided by GEMX, including the pricing for each tier, is available to the public http://nasdaqgemx.cchwallstreet.com/tools/ PlatformViewer.asp?searched=1&selectednode=chp%5F1%5F1%5F2%5F15&CiRestriction=schedule&manual=%2Fcontents%2FGEMX%2Fnasdaq%2Dgemx%2Drules%2F. During June 20210.5 per contract for orders it routed to GEMX." CBOE Exchange XCBO 2.07 0.00 5.74 1.70 11.22 0.0000 0.0000 -799.4550 -14.2151 -4545.3050 -11.1596 -4.0750 -2.1447 "CBOE Exchange (XCBO): Cboe Exchange, Inc. (“Cboe”) provides tiered pricing. Instinet pays fees and receives rebates based upon Cboe’s pricing schedule. The pricing schedule provided by Cboe, including the pricing for each tier, is available to the public https://cdn.cboe.com/resources/membership/ Cboe_FeeSchedule.pdf. During June 20210.11 per contract for orders it routed to Cboe. Separately, in accordance with Cboe’s market maker preferencing program, Instinet has preferenced a market maker on Cboe. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on Cboe. Such payments are provided by the relevant market maker, and not by the Exchange. Separately, in accordance with Cboe’s market maker preferencing program, Instinet has preferenced a market maker on Cboe. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on Cboe. Such payments are provided by the relevant market maker, and not by the Exchange." MIAX Pearl, LLC MPRL 2.05 0.00 6.21 2.00 0.17 0.0000 0.0000 -1804.0000 -51.0037 -14670.7100 -57.5706 -5.0000 -50.0000 "MIAX Pearl, LLC (MPRL): MIAX PEARL, LLC (“Pearl”) provides tiered pricing. Instinet pays fees and receives rebates based upon Pearl’s pricing schedule. The pricing schedule provided by Pearl, including the pricing for each tier, is available to the public https://www.miaxoptions.com/sites/default/files/ fee_schedule-files/MIAX_PEARL_Fee_Schedule_04012020.pdf. During June 20210.57 per contract for orders it routed to Pearl. Separately, in accordance with Pearl’s market maker preferencing program, Instinet has preferenced a market maker on Pearl. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on Pearl. Such payments are provided by the relevant market maker, and not by the Exchange." Cboe EDGX Options EDGO 1.81 0.00 5.89 1.51 8.17 0.0000 0.0000 -158.9400 -4.4028 -964.9000 -3.9763 -5.7000 -33.5294 "DirectEdge Options (EDGO): Cboe EDGX Options (“EDGX Options”) provides tiered pricing. Instinet pays fees and receives rebates based upon EDGX Options’ pricing schedule. The pricing schedule provided by EDGX Options, including the pricing for each tier, is available to the public http://markets.cboe.com/us/ options/membership/fee_schedule/edgx/. During June 20210.04 per contract for orders it routed to EDGX Options. Separately, in accordance with EDGX Options’ market maker preferencing program, IInstinet has preferenced a market maker on EDGX Options. Instinet receives payments from the preferenced market maker in connection with transactions effected by Instinet on EDGX Options. Such payments are provided by the relevant market maker, and not by the Exchange."